|
(Cite
as: 126 Wash.App. 181)
Court
of Appeals of Washington,Division 1.
In
the Matter of the DEPENDENCY OF T.L.G. and C.L.G., Minor
Children.
State
of Washington, Department of Social and Health Services, Respondent,
v.
William
Gilfillen and Bonnie Dunlavy, Appellants.
Nos.
53656-7-I,
53750-4-I, 53751-2-I, 53793-8-I.
March
7, 2005.
**158
John Eric Gibson, Christopher Gibson, Attorneys at Law, Seattle, WA,
for Bonnie Dunlavy.
Elaine
L. Winters, Washington Appellate Project, Seattle, WA, for William Keith
Gilfillen.
Bruce
I. Weiss, Attorney at Law, Everett, WA, Guardian Ad Litem,
T.L.G. and C.L.G.
Scott
David Wessel-Estes, Attorney General's Office, Everett, WA, for DSHS.
ELLINGTON,
A.C.J.
*185
¶ 1
This termination of parental rights case involves two distinct issues.
The
first is whether the Indian Child Welfare Act of 1978
(ICWA)
FN1
required the trial court to ensure that the tribe or
the Bureau of Indian Affairs (BIA) be notified of the
termination proceedings. The
second is whether the Department of Social and Health Services
(DSHS) offered the parents all necessary services, and whether the
parents were capable of parenting in the near future.
FN1.
25
U.S.C. §§ 1901-23.
¶
2
Because the children were possibly Indian children, the court was
required to notify the tribe or the BIA of the
proceedings. This requirement was not satisfied. Further,
DSHS failed to provide all necessary **159
services and failed to show that parental deficiencies could not
be remedied in the near future. We
reverse the termination of parental rights and remand for further
proceedings.
FACTS
¶
3
Bonnie Dunlavy and Keith Gilfillen are the biological parents of
T.G. (age 5) and C.G. (age 4). Prior
to C.G.'s birth, there were no reports of problems with
the parents' care of T.G. When C.G. was born in
May 2000, he suffered from numerous disabilities. These
included a cranial deformity that created difficulties with eating and
necessitated feeding through a tube into his stomach. In
the summer of 2000, C.G. spent two months in hospital
because Dunlavy and Gilfillen were overwhelmed with the demands of
caring for him.
*186
In September 2000, DSHS instituted the first of a series
of voluntary contracts with Dunlavy and Gilfillen.FN2
The
contract provided for public health nurse visits, therapeutic day care
for both children, and the services of an intensive family
preservation services (IFPS) therapist. Of
primary concern were the parents' mental health needs. Gilfillen
had been diagnosed with bipolar disorder and severe anxiety; Dunlavy
had experienced depression and had attempted suicide.
FN2.
The
intake social worker reported the primary concerns were lack of
effective parenting skills, lack of effective communication skills, possibly a
lack of attachment to C.G., a too-small apartment, and the
challenges of parenting a child with special medical needs. See
Ex. 115 at 6.
¶
5
Sometime during this period, Dunlavy, who had been adopted as
an infant, informed DSHS that she had been told her
biological father was full-blooded Cherokee.
¶
6
In August 2001, after approximately a year of voluntary contracts,
Dunlavy and Gilfillen refused to sign a further contract for
services with the public health nurse. DSHS
filed dependency petitions on both children and removed them from
the home. Eventually,
DSHS sought termination of parental rights. After
a trial, the court entered an order terminating the rights
of both parents to both children.
DISCUSSION
Indian
Child Welfare Act
¶ 7
Dunlavy argues that the court erred by failing to verify the children's
possible status as Indian children, and consequently failed to apply the
heightened standards required by the Act in termination proceedings.FN3
Congress *187
enacted ICWA in 1978 to “protect the best interests of Indian children
and to promote the stability and security of Indian tribes and families.”
FN4
The Act applies to child custody proceedings, which include actions
to terminate parental rights.FN5
Congress was concerned not only with the interests of the individual
members of a tribe, but also with the interests of the tribe itself.FN6
ICWA grants tribes significant rights, including exclusive jurisdiction
where an Indian child resides within its reservation, and the right to
intervene when proceedings occur in state court.FN7
ICWA mandates that the tribe or the BIA be notified of pending proceedings
in which:
FN3.
ICWA
identifies three specific requirements for finding that termination of parental
rights is warranted. In
pertinent part, it provides:
No
termination of parental rights may be ordered in such proceeding
in the absence of a determination, supported by [1] evidence
beyond a reasonable doubt, including [2] testimony of qualified expert
witnesses, that [3] the continued custody of the child by
the parent or Indian custodian is likely to result in
serious emotional or physical damage to the child.
25
U.S.C.
§ 1912(f).
ICWA
also requires that:
Any
party seeking ...
termination of parental rights to an Indian child under State
law shall satisfy the courts that active efforts have been
made to provide remedial services and rehabilitative programs designed to
prevent the breakup of the Indian family and these efforts
have proved unsuccessful.
25
U.S.C.
§ 1912(d).
FN4.
25
U.S.C. § 1902.
FN5.
25
U.S.C. § 1903(1).
FN6.
See
Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 34-35, 109 S.Ct. 1597, 104 L.Ed.2d 29
(1989).
FN7.
25
U.S.C. § 1911(a),
(c).
**160
the court knows or has reason to know that an
Indian child is involved, the party seeking ...
termination of parental rights ...
shall notify the parent or Indian custodian and the Indian
child's tribe, by registered mail with return receipt requested, of
the pending proceedings and of their right of intervention. If
the identity or location of the parent or Indian custodian
and the tribe cannot be determined, such notice shall be
given to the Secretary [of the Interior] in like manner.FN8
FN8.
25
U.S.C. § 1912(a).
Notice
is mandatory whenever the court has a reason to believe
the child is Indian, regardless of how late in the
proceedings the issue may arise. In
re Kahlen W.,
233 Cal.App.3d 1414, 1425-26, 285 Cal.Rptr. 507 (1991).
¶ 8 To clarify this
notice obligation, the BIA has issued “Guidelines for State Courts; Indian
Child Custody Proceedings*188
.” FN9
These guidelines set forth the circumstances that trigger an inquiry
by the court and petitioners regarding the child's Indian status for the
purpose of ICWA:
FN9.
44
Fed.Reg. 67,584-95 (Nov. 26, 1979).
(a)
When
a state court has reason
to believe
a child involved in a child custody proceeding is an
Indian, the court shall
seek verification
of the child's status from either the Bureau of Indian
Affairs or the child's tribe....
(b)(i)
The
determination by a tribe
that a child is or is not a member of
that tribe, is or is not eligible for membership in
that tribe, or that the biological parent is or is
not a member of that tribe is
conclusive.
....
(c)
Circumstances
under which a state court has reason to believe a
child involved in a child custody proceeding is an Indian
include [when] ...:
(i)
Any
party to the case ...
informs the court that the child is an Indian child.FN10
FN10.
Guideline
B.1, 44 Fed.Reg. 67,586 (emphasis added). The
BIA guidelines do not have “binding
legislative effect.”
44
Fed.Reg. 67,584; see
also Mississippi
Choctaw,
490 U.S. at 51 n. 26, 109 S.Ct. 1597. But
courts have generally followed the recommended procedures, and have given
a broad reading to the notice requirement. See,
e.g., In
re Dep. of Colnar,
52 Wash.App. 37, 39-41, 757 P.2d 534 (1988) (following guidelines);
Matter
of N.A.H.,
418 N.W.2d 310, 311 (S.D.1988) (better practice is to follow
BIA guidelines); In
Interest of H.D.,
11 Kan.App.2d 531, 534, 729 P.2d 1234 (1986) (guidelines establish
“pretrial
requirements”);
In
re Junious M.,
144 Cal.App.3d 786, 792 n. 7, 193 Cal.Rptr. 40 (1983)
(guidelines entitled to “great
weight”).
But
see In
re Mahaney,
146 Wash.2d 878, 892, 51 P.3d 776 (2002) (strict reading
of the guidelines held at odds with the special circumstances
of the case).
¶
9
Washington has parallel notice requirements. At
the time of the termination trial, former RCW 13.34.070 (2000)
FN11
provided in part:
FN11.
Amended
by
Laws of 2004, ch. 64, § 4.
(10)
In
any proceeding brought under this chapter where the court knows
or has reason to know that the child involved is
a member or is eligible to be a member of
an Indian tribe, notice of the pendency of the proceeding
shall also be sent by registered mail, return receipt requested,
to the child's tribe. If
the identity or location of the tribe cannot be determined,
such *189
notice shall be transmitted to the secretary of the interior
of the United States.
This
notice requirement was significantly strengthened in 2004.FN12
Federal
and state legislative intent
FN13
to provide notice to tribes and the BIA is clear.
FN12.
RCW
13.34.070 now reads:
(10)(a)
Whenever
the court or the petitioning party in a proceeding under
this chapter knows or has reason to know that an
Indian child is involved, the petitioning party shall promptly
provide notice
to the child's parent or Indian custodian and to the
agent designated by the child's Indian tribe to receive such
notices. Notice
shall be by certified mail with return receipt requested. If
the identity or location of the parent or Indian custodian
and the tribe cannot be determined, notice shall be given
to the secretary of the interior in the manner described
in 25 C.F.R. 23.11. If
the child may be a member of more than one
tribe, the petitioning party shall send notice to all tribes
the petitioner has reason to know may be affiliated with
the child.
(b)
The
notice shall: (i)
Contain a statement notifying the parent or
custodian and the tribe of the pending proceeding; and
(ii) notify the tribe of the tribe's right to intervene
and/or request that the case be transferred to tribal court.
(Emphasis
added).
FN13.
The
House Bill Report stated: “Failure
to verify whether the child is an Indian child, as
defined under the ICWA, can jeopardize the validity of subsequent
proceedings pertaining to the child.”
H.B.
Report on Substitute H.B. 5031, 58th Leg., Reg. Sess. (Wash.2004).
**161
¶ 10
Here, Dunlavy had heard from her adoptive parents that her
biological father was full-blooded Cherokee,FN14
and told DSHS of this a few months into the
first voluntary services contract in fall of 2000. However,
Dunlavy did not challenge the assertion, in both the dependency
petition and the agreed dependency order, that the children were
not Indian. It
was not until two and a half years later, at
the permanency planning hearing in July 2003, that the issue
reemerged. At
that point, the court ordered DSHS to investigate whether the
children were of Native American heritage.
FN14.
Dunlavy's
adoptive mother testified she was told by the adoption worker
at the time of Dunlavy's adoption that Dunlavy “might
be Indian blood, you should check that out.”
Report
of Proceedings (RP) (Dec. 8, 2003) at 464. Dunlavy
testified she learned from her adoptive parents that her father
was “full
blooded Cherokee.”
RP
(Dec. 9, 2003) at 489.
¶
11
George Nelson, the DSHS caseworker, wrote to Dunlavy twice in
August 2003, informing her that she needed to send a
notarized letter to the California Department *190
of Adoptions to access information regarding her biological parents, and
attached a release of information form to allow DSHS to
follow up with the Californian authorities. Dunlavy
called Nelson and provided him with the information he had
requested from her birth certificate. At
the pretrial hearing on September 2, the court ordered Dunlavy
to sign all releases
FN15
needed to obtain records of her adoption, and ordered her
to follow up immediately with the California authorities, and to
contact Nelson if she needed assistance. Nelson
sent two further letters to Dunlavy, the last of which
informed her that she needed to petition the superior court
in Santa Clara to have her adoption records unsealed.FN16
Dunlavy
called Nelson and requested that he follow up with the
authorities in California, because her phone card had run out.
FN15.
The
record does not include these releases, nor reveal whether they
were signed or used.
FN16.
Dunlavy
testified at trial she had “no
idea how to do that.”
RP
(Dec. 9, 2003) at 548.
¶
12
Ultimately, neither DSHS nor the court provided notice to the
tribe
FN17
or to the BIA. The trial court concluded that ICWA
did not apply because Dunlavy was not an enrolled member
of any tribe and had done nothing to assist DSHS.
FN17.
There
are three federally recognized Cherokee tribes: Cherokee
Nation, Oklahoma; United
Keetowah Band of Cherokee Indians in Oklahoma; and
Eastern Band of Cherokee Indians of North Carolina. Each
has separate membership requirements. 67
Fed.Reg. 46,328 (July 12, 2002).
¶
13
To invoke ICWA, the child involved in the custody proceeding
must be an Indian child, which is defined in the
Act as “either
(a) a member of an Indian tribe or (b) is
eligible for membership in an Indian tribe and is the
biological
child of a member
of an Indian tribe.”
FN18
Dunlavy
testified she is neither enrolled in a tribe nor a
member of a tribe. The
State argues that the children are therefore not Indian children,
and the notice requirements of ICWA were never triggered.
FN18.
25
U.S.C. § 1903(4)
(emphasis added).
*191
But tribal enrollment is not the only means of establishing Indian
heritage.FN19
Nor is Dunlavy's belief that she is not a tribal member dispositive.
Tribes control the rules of their membership, and whether
Dunlavy is a member is a question only the tribe can definitively answer.FN20
One reason notice is a key component of ICWA is to ensure that tribes
will have the opportunity to assert their rights independent of the parents
or state agency. Without notice, the rights granted to tribes
by the Act are meaningless.**162
FN21
FN19.
See
Mahaney,
146 Wash.2d at 889 n. 4, 51 P.3d 776 (citing
44 Fed.Reg. 67,586 (Nov. 26, 1979)).
FN20.
BIA
Guideline B.1 states: “This
guideline makes clear that the best source of information on
whether or not a particular child is Indian is the
tribe itself. It
is the tribe's prerogative to determine membership criteria and decide
who meets those criteria.”
44
Fed.Reg. 67,586 (Nov. 26, 1979); see
also Application
of Angus,
60 Or.App. 546, 552, 655 P.2d 208 (1982) (an Indian
tribe has authority to determine its own membership).
FN21.
Kahlen
W.,
233 Cal.App.3d at 1421, 285 Cal.Rptr. 507.
¶
15
Noncompliance with notice requirements in similar circumstances has repeatedly led
to remand for proper notice, even where the parent offered
no proof of membership and was not enrolled in a
tribe. The
legislative objective is to protect the interests of the tribe
and the children; to
this end, the onus is on the court and the
State, not the parents. In
In
re Colnar,
FN22
the mother alleged at the termination hearing that she was
one-quarter Apache Indian. DSHS
contacted the Apache nation to research the mother's bloodline, then
filed an affidavit stating that the child was not qualified
to be enrolled. No
formal notice was sent to the tribe. Parental
rights were terminated. The
court held that even though DSHS contacted the tribe, its
investigation did not constitute proper notice under ICWA or RCW
13.34.070.FN23
In
In
re Kahlen W.,FN24
the California Department of Social Services contacted both the BIA
and several tribes to investigate the *192
mother's claim to Indian status, but could not identify the
specific tribe in which the mother claimed to be a
member. The
court held that these efforts did not comply with ICWA
because the agency's telephone calls to the tribes and BIA
did not constitute proper notice of the child welfare proceedings.
The
court also held the mother's failure to cooperate was irrelevant,
noting that the Act protects the rights of the tribe
and Indian children, independent of the parents' rights and irrespective
of their actions or inactions.FN25
FN22.
52
Wash.App. 37, 757 P.2d 534 (1988).
FN23.
Id.
at 41, 757 P.2d 534.
FN24.
233
Cal.App.3d 1414, 285 Cal.Rptr. 507 (1991).
FN25.
Id.
at 1425, 285 Cal.Rptr. 507. A
minimum level of information must be available before the duty
to notify arises. In
Matter
of Adoption of Crews,
118 Wash.2d 561, 573, 825 P.2d 305 (1992), the Washington
Supreme Court held that the notice requirements of ICWA were
not triggered where the parents claimed Indian heritage but failed
to suggest any relationship with an identifiable tribe.
¶
16
Here, no formal notice was given to the tribe or
the BIA, even after the court ordered DSHS to investigate
the children's Indian heritage. The
court excused this failure on grounds Dunlavy failed to assist
DSHS.FN26
But once the court has “reason
to believe a child involved in a child custody proceeding
is an Indian child,”
FN27
both ICWA and RCW 13.34.070(10) place the burden of ensuring
notice squarely on the shoulders of the court. Dunlavy's
assertion of Cherokee heritage gave the court “reason
to know,”
and triggered the notice requirements of 25 U.S.C. § 1912(a)
and RCW 13.34.070(10). The
court erred in failing to ensure notice of the termination
proceedings was given to the tribe or the BIA.
FN26.
We
do not discount the efforts made by DSHS to investigate
Dunlavy's biological parents, or the need for Dunlavy to cooperate
in the unsealing of her adoption records. Nevertheless,
the statute anticipates circumstances in which the tribe cannot be
readily identified, by requiring that notice be given to the
BIA. Under the statutory scheme, the burden of identifying and
providing notice to the proper tribe then shifts from the
state court to the secretary of the BIA, who presumably
has more resources and skill with which to ferret out
the necessary information. Kahlen
W.,
233 Cal.App.3d at 1422, 285 Cal.Rptr. 507. Further,
although Dunlavy's delay in advising counsel of her heritage is
deeply frustrating, notice is mandatory, regardless of how late in
the proceedings a child's possible Indian heritage is uncovered. See
In
re Junious M.,
144 Cal.App.3d 786, 791, 193 Cal.Rptr. 40 (1983) (Indian heritage
raised five years after dependency established).
FN27.
Guideline
B.1, 44 Fed.Reg. 67,586 (Nov. 26, 1979).
¶ 17 Violation of the
notice requirements of ICWA may be grounds for collateral attack on child
custody determinations*193
.FN28
The right of a child to basic nurturing, however, includes not only
the right to a safe, stable and permanent home, but the right to **163
a “speedy resolution of any proceeding.” FN29
Where notice is the sole issue, remand for the giving of proper
notice is therefore ordinarily the correct course. This allows
the trial court to affirm its original order if the tribe, once notified,
determines the child is not Indian.FN30
FN28.
25
U.S.C. § 1914.
The
statute provides in part:
Any
Indian child who is the subject of ...
termination of parental rights under State law, any parent or
Indian custodian from whose custody such child was removed, and
the Indian child's tribe may petition any court of competent
jurisdiction to invalidate such action upon a showing that such
action violated any provision of sections 1911, 1912, and 1913
of this title.
FN29.
RCW
13.34.020.
FN30.
See
Colnar,
52 Wash.App. at 41, 757 P.2d 534 (remanded to the
trial court to notify the tribe, and, when the tribe
did not intervene in the proceeding, original order affirmed). See
also In
re M.C.P.,
153 Vt. 275, 571 A.2d 627 (1989) (remand to the
trial court for notice: “If
the tribe does not seek to intervene, or after intervention
the trial court still concludes that the ICWA does not
apply, the original orders will stand.”).
¶
18
Here, however, we reverse the termination order.
Termination
of Parental Rights
¶
19
History.
DSHS
removed the children because of three concerns: C.G.
was exhibiting significant growth problems, T.G. was exhibiting signs of
emotional delay, apparently due to the parents' focus on C.G.'s
needs, and the family was facing eviction. T.G.
was then 27 months old, and C.G. was 14 months
old. The
initial shelter care order entered in August 2001 provided for
supervised visitation once a week at DSHS offices in Everett,
and required the parents to obtain psychological evaluations and to
undertake training in caring for C.G.'s medical needs. In
November, Dunlavy and Gilfillen moved to an appropriate home on
Whidbey Island, where rooms were made ready for the children's
return.
¶
20
In January 2002, Dunlavy and Gilfillen signed an agreed dependency
order, acknowledging the children's special needs and their own needs
to address problems with *194
anxiety and depression. Later
that month, both parents became angry when C.G. did not
attend a scheduled visitation in Everett, and a physical altercation
occurred between Gilfillen and a security guard in the presence
of T.G. As a result of this incident and earlier
encounters, the visitation supervisor refused to continue, and all visitation
ceased.
¶
21
In April 2002, the court entered a disposition order requiring
parenting classes
FN31
and psychological evaluations for both parents. The
evaluations were to be performed by an evaluator acceptable to
all parties, and were to include a parenting component and
address whether anger management treatment was needed.FN32
The
court suspended visitation pending the outcome of the evaluations, and
eliminated the requirement that the parents undertake training in handling
C.G.'s medical needs, apparently because C.G. no longer needed specialized
feeding. DSHS
was ordered to make all necessary referrals within two weeks,
and to seek funding for all court ordered services.
FN31.
Both
parents completed parenting classes at Catholic Community Services.
FN32.
The
dispositional order provided:
The
mother and father shall complete a DSHS and [guardian ad
litem] and defense approved psychological evaluation with a parenting component
and follow all recommendations. The
evaluator shall be as mutually agreed by the parents, DSHS,
and the [guardian ad litem]. DSHS
shall make a referral within two weeks of the date
the evaluator is agreed upon. The
evaluation of the father shall also address medication issues. The
psychological evaluations shall address the issue whether an anger management
evaluation and/or treatment is recommended.
Ex.
12 at 2.
¶
22
Evaluations.
On
April 30, 2002, DSHS provided a list of approved psychological
evaluators, and recommended Dr. Olson because he would be available
quickly. By
agreement of all counsel, however, Dr. Wheeler was selected, even
though he was not available for at least four months.
Dunlavy
and Gilfillen appeared for their initial appointment with Dr. Wheeler
on October 9, 2002. But
Gilfillen questioned the wording of certain release and financial responsibility
forms, and apparently became belligerent. Dr.
Wheeler unilaterally refused to proceed.
*195
In December, Dunlavy and Gilfillen hired a social worker in
private practice to assist them in reunification efforts.
¶
24
Eventually DSHS arranged for another evaluator, Dr. Rawlings. Both
parents attended the first meeting on March 18, 2003. Gilfillen's
attorney cancelled the second appointment on March 28 because the
parents **164
had transportation problems from Whidbey Island. Dunlavy
and Gilfillen in fact turned up for the appointment, but
Dr. Rawlings had scheduled other work. He
decided not to proceed with the evaluations because of future
scheduling uncertainty.
¶
25
In April, DSHS suggested alternate evaluators. The
record does not disclose what resulted from those suggestions. That
same month, Dunlavy and Gilfillen lodged a complaint with the
department ombudsman that appropriate services had not been offered.FN33
In
June, Dunlavy and Gilfillen asked the court to authorize a
counselor on Whidbey Island to complete their evaluations. DSHS
objected that the proposed counselor was not a Ph.D. psychologist,
as required by the dependency order. The
court denied the motion.
FN33.
The
record does not reveal any response to the complaint by
DSHS, and Nelson testified that no additional services were offered.
¶
26
In July, the court struck the requirement that the evaluations
contain a parenting component, but added language requiring the evaluator
to “determine
whether a parenting component is needed.”
FN34
FN34.
Exhibit
17 at 5.
¶
27
On July 3, 2003, the State filed petitions to terminate
Dunlavy and Gilfillen's parental rights to both children, alleging that
the parents' mental health issues rendered them “incapable
of providing proper care for the children for extended periods
of time,”
FN35
and that there was little likelihood conditions would be remedied
because neither *196
parent had followed through with a psychological evaluation.
FN35.
Clerk's
Papers at 75.
¶
28
On July 16, the attorneys agreed to Dr. Olson as
the psychological evaluator. Apart
from moving the first appointment to the following week, Dunlavy
and Gilfillen attended all scheduled appointments, although they were late
in returning certain paperwork to Dr. Olson.
¶
29
On November 13, 2003, Dr. Olson completed the evaluations. On
November 24, the DSHS caseworker wrote to Dunlavy and Gilfillen,
outlining the services recommended by Dr. Olson, which included anger
management classes for both parents. Gilfillen
immediately took steps to enroll.
¶
30
Trial began December 3. A motion to continue to allow
the parents to comply with Dr. Olson's recommendations was denied.FN36
FN36.
No
party assigns error to this ruling.
¶
31
Dr. Olson testified that Gilfillen had a series of mental
health problems, including possible bipolar disorder and a personality disorder,
and that Dunlavy had possible depression, possible paranoid delusional disorder,
an unspecified personality disorder, as well as a learning disability,
(although he was unable to make definitive diagnoses for her
because of lack of collateral information and because of Dunlavy's
defensiveness during the clinical interview). He
recommended medication, random urinalysis, and anger management classes for both
parents, as well as a psychiatric examination for Dunlavy. He
believed both parents needed three to five years of intensive
psychotherapy. Dr.
Olson did not undertake a parenting evaluation of either parent,
did not review any collateral information regarding parenting skills (such
as visitation reports), and did not testify as to any
impact of their mental health diagnoses on their parenting skills.
¶
32
The trial court terminated the parental rights of both parents.
The
court found that the long delay in obtaining the psychological
evaluation was the result of *197
their manipulation; that
they suffer from significant mental health issues that would require
at least three years of specialized treatment, with a poor
prognosis for treatment; that
their mental illness rendered them incapable of providing proper care
for the children for extended periods of time; and
that any additional delay would be too long. Both
parents appeal.
¶ 33 Termination
Standard. An
order terminating parental rights may be entered when the six statutory
elements set forth in RCW 13.34.180 FN37
are established by **165
clear, cogent and convincing evidence, and the court finds that termination
is in the best interests of the child. FN38
Clear, cogent and convincing evidence exists when the ultimate fact
in issue is shown to be “highly probable.” FN39
The findings of the trial court will be affirmed if they are supported
by substantial evidence. FN40
While the best interests *198
of the child are always paramount, we are also mindful of the fact that
“[i]t is no slight thing to deprive a parent of the care, custody, and
society of a child, or a child of the protection, guidance, and affection
of the parent.” FN41
FN37.
The
statute provides:
(1)
A
petition seeking termination of a parent and child relationship may
be filed in juvenile court by any party to the
dependency proceedings concerning that child. Such
petition shall conform to the requirements of RCW 13.34.040, shall
be served upon the parties as provided in RCW 13.34.040(8),
and shall allege all of the following unless subsection (2)
or (3) of this section applies:
(a)
That
the child has been found to be a dependent child;
(b)
That
the court has entered a dispositional order pursuant to RCW
13.34.130;
(c)
That
the child has been removed or will, at the time
of the hearing, have been removed from the custody of
the parent for a period of at least six months
pursuant to a finding of dependency;
(d)
That
the services ordered under RCW 13.34.136 have been expressly and
understandably offered or provided and all necessary services, reasonably available,
capable of correcting the parental deficiencies within the foreseeable future
have been expressly and understandably offered or provided;
(e)
That
there is little likelihood that conditions will be remedied so
that the child can be returned to the parent in
the near future....
....
(f)
That
continuation of the parent and child relationship clearly diminishes the
child's prospects for early integration into a stable and permanent
home.
RCW
13.34.180(1).
FN38.
RCW
13.34.190.
FN39.
In
re Dep. of H.W.,
92 Wash.App. 420, 425, 961 P.2d 963, 969 P.2d 1082
(1998).
FN40.
Matter
of H.J.P.,
114 Wash.2d 522, 532, 789 P.2d 96 (1990).
FN41.
State
v. Rasch,
24 Wash. 332, 335, 64 P. 531 (1901).
¶
34
Dunlavy and Gilfillen contend that two of the six termination
criteria were not established by clear, cogent, and convincing evidence.
They
also contend termination was not in the children's best interests.
¶ 35 Adequacy
of Services.FN42
DSHS must expressly and understandably offer or provide “all necessary
services, reasonably available, capable of correcting the parental deficiencies
within the foreseeable future.” FN43
This encompasses “all reasonable services that are available within
the agency, or within the community, or those services which the department
has existing contracts to purchase” FN44
in order to enable a parent “to resume custody.” FN45
Dunlavy and Gilfillen contend DSHS did not offer them all reasonably
available services capable of correcting their parental deficiencies.
FN42.
The
State argues this issue is not properly before us because
Gilfillen failed to assign error to findings of fact 1.34
and 1.60 regarding the adequate provision of services. See
RAP 10.3(a)(3), 18.13. However,
Dunlavy does assign error to those findings, and Gilfillen assigns
error to 1.54, which also expresses the same findings regarding
provision of services. This
is adequate. See
Sherrell
v. Selfors,
73 Wash.App. 596, 598-99, 871 P.2d 168 (1994).
FN43.
RCW
13.34.180(1)(d).
FN44.
RCW
13.34.136(1)(b)(iv).
FN45.
RCW
13.34.136(1)(b)(i).
¶
36
A threshold problem here is that DSHS never identified the
parental deficiencies to be corrected. The
dependency petition stated the issues as physical neglect of C.G.
and his failure to thrive, T.G.'s developmental delays due to
parental focus on C.G., and a pending eviction. The
allegations of neglect and C.G.'s failure to thrive related to
inadequate nourishment while he had a gastrostomy, which he disliked;
Dunlavy
was allegedly inconsistent in ensuring he took in adequate nourishment
through
the tube. But
the *199
tube was removed shortly after the dependency petition was filed;
no
medical education for the parents was ever offered, and the
requirement for medical training for the parents was later deleted
from the dispositional order. Regarding
T.G.'s developmental delays, DSHS considered these a direct result of
the parents' focus on C.G. and his medical problems. According
to the evidence, the parents' care of T.G. had been
appropriate before C.G.'s birth.FN46
Finally,
**166
the family's housing issues were resolved early in the dependency,
when Gilfillen's mother provided them a safe home suitable for
the children on Whidbey Island.
FN46.
The
children's pediatrician and the family practitioner both testified that T.G.
always appeared to be appropriately cared for prior to C.G.'s
birth.
¶
37
In the agreed dependency order, Dunlavy and Gilfillen agreed they
needed to address problems with anxiety and depression, but it
is not clear how this related to their ability to
parent the children. Despite
the fact that mental health was the issue, DSHS never
specified what aspect of parenting was affected, and offered only
two services after the dependency was established: parenting
classes and psychological evaluations.FN47
FN47.
Prior
to the dependency, in fall of 2000, related services were
provided by the IFPS therapist, who helped Dunlavy develop parenting
strategies, assessed parenting skills, worked on effective communication strategies, and
made numerous referrals. At
the close of her services, she identified the five most
important service areas for the family as emotion management, accessing
community services, housing, child development training, and communication skills development.
¶
38
DSHS contends other services could not be identified until the
evaluations were complete.FN48
But
Gilfillen had advised DSHS of his diagnosis of bipolar disorder,
and had released his doctor's report; DSHS
knew that Dunlavy had been treated for depression. The
IFPS therapist had identified her primary concerns as relational discord
between the parents and mental health issues; she
considered mental *200
health counseling “
crucial.”
FN49
She
specifically mentioned couples counseling, individual counseling, and AA support groups.
Yet,
after the dependency was established, mental health services were withheld
pending the evaluations. Current
psychological evaluations were undoubtedly important, but it is unclear why
no mental health services could be provided pending the evaluations,
especially given the protracted delay.
FN48.
The
trial court found that “the
primary service in this case has been the need for
a psychological evaluation to determine what other services could be
offered or provided.”
Clerk's
Papers at 23. Gilfillen
challenges this finding, whereas both Dunlavy and the State describe
this as undisputed.
FN49.
Ex.
115 at 11.
¶
39
Further, Dunlavy and Gilfillen completed parenting classes in October 2002.
The
provider recommended a further interactive parenting class, in which parents
and children in foster care are brought together in a
supervised environment for visitation and parenting training. Such
a class was available on Whidbey Island. DSHS
declined to approve funding.
¶
40
The caseworker testified he believed he was obligated only to
provide court-ordered services, and had no duty to suggest other
services to the court. FN50
This
is incorrect. It
is DSHS, not the court, that is in contact with
the parties. The
court will be unaware of the need for or availability
of services unless the need is brought to the court's
attention. Presumably
this is why the statute expressly requires both that all
services ordered
have been provided, and
that all necessary
services reasonably available have been provided.FN51
FN50.
See
RP (Dec. 3, 2003) at 114-15.
FN51.
RCW
13.34.180(1)(d).
¶
41
Finally, DSHS was acutely aware of Gilfillen's need for anger
management counseling, because he became abusive to caseworkers more than
once. Dunlavy
also had been confrontational with caseworkers and visit supervisors. Neither,
however, was referred for anger management evaluation or counseling.FN52
Not
surprisingly, Dr. *201
Olson recommended anger management counseling for both. But
by then, trial was about to start.
FN52.
This
appears to result from an agreement among counsel to leave
the question of anger management treatment up to the psychological
evaluator. See
Ex. 6 at 4 (shelter care order); Ex.
12 at 2 (dispositional order). Neither
parent assigns error to the failure to offer anger management
counseling.
¶
42
The chief rationale for the court's finding that all services
were offered is that the primary service consisted of the
evaluations, and the parents caused the long delay in obtaining
the evaluations through their manipulation. But
the record does not support this. The
delay cannot be laid solely (or even mostly) at the
feet of the parents. The
shelter care order entered when the children **167
were first removed in August 2001 required psychological evaluations, but
DSHS did not provide a list of approved evaluators until
April 30, 2002. Then
the attorneys could not agree on an evaluator. The
evaluator eventually selected (Dr. Wheeler) was unavailable for another four
months. After
Dr. Wheeler withdrew,FN53
another five months passed before the appointment with Dr. Rawlings.
The
scheduling difficulty that led to Dr. Rawlings' withdrawal was not
created by the parents. Then
there was further delay before the appointment of Dr. Olson,FN54
caused in part by the efforts of the parents to
have a local evaluator appointed. Apart
from rescheduling one appointment with Dr. Olson, Dunlavy and Gilfillen
attended all scheduled appointments with evaluators.
FN53.
Gilfillen
objected to certain release and financial responsibility forms. While
Gilfillen's behavior was apparently aggressive, Dr. Wheeler testified that other
clients have expressed similar concerns. Gilfillen
offered to sign the papers without amendment, to “get
this moving forwards,”
but he also said Dr. Wheeler would be “liable,”
so Dr. Wheeler refused to proceed. RP
(Dec. 9, 2003) at 700; RP
(Dec. 4, 2003) at 209.
FN54.
One
of the problems for the parents throughout the dependency was
transportation. Their
income was limited due to Gilfillen's disability from an industrial
injury. They
lived in a home on Whidbey Island owned by Dunlavy's
mother, and they owned no reliable transportation. Access
to services in Snohomish County was difficult. DSHS
provided bus tickets and ferry passes.
¶
43
The State argues that Gilfillen caused the delays by inappropriate
behavior, and that Dunlavy excused or denied his behavior. While
this may describe the situation with Dr. Wheeler, it does
not explain the other delays in obtaining the evaluations.
*202
Essentially, the parents are described as hostile, difficult to work
with, and resistant to services. This
is consistent with the IFPS therapist's report recommending that they
receive assistance communicating with those in authority. It
is also consistent with their need for mental health services.
But
it is also clear that while these parents were suspicious
of DSHS, they wanted to reunify with their children. Dunlavy
and Gilfillen completed parenting classes, attended the evaluation appointments, and
made independent efforts to obtain services. They
called the caseworker and the court to complain about the
delay in scheduling the evaluations, filed a complaint with the
DSHS ombudsman, hired a private social worker to assist them
reunify, and asked the court to authorize a counselor on
Whidbey Island to complete the evaluations.
¶
45
The State relies upon In
re Dependency of P.A.D.,FN55
In
re Dependency of Ramquist,FN56
and In
re Dependency of T.R,FN57
arguing that the parents' failure to make use of the
services that were offered excuses DSHS from offering other services
that might have been helpful. First,
this assumes the parents resisted or refused services, which the
evidence does not show. Second,
these cases present very different circumstances. In
both P.A.D.
and Ramquist,
mental illness left the mothers unable
to benefit from further services.FN58
In
T.R.,
the mother had been provided with multiple services over a
six year period, and the court concluded that the one
additional service the mother was seeking, reunification counseling, would not
have improved her ability to function as a parent.FN59
In
all three cases, the evidence of *203
mental illness was accompanied by extensive evidence of the resulting
parental deficiencies. By
contrast, Dunlavy's and Gilfillen's parental deficiencies were not identified, no
treatment services were offered, and there is no finding they
would have been unable to benefit.
FN55.
58
Wash.App. 18, 792 P.2d 159 (1990).
FN56.
52
Wash.App. 854, 765 P.2d 30 (1988).
FN57.
108
Wash.App. 149, 29 P.3d 1275 (2001).
FN58.
P.A.D.,
58 Wash.App. at 26-27, 792 P.2d 159 (mother's schizophrenia left
her unable to care for herself, let alone child; she
was gravely disabled and several times involuntarily committed); Ramquist,
52 Wash.App. at 861, 765 P.2d 30 (mother with schizophrenia
frequently incarcerated or committed; unanimous
expert testimony that parental deficiencies were untreatable).
FN59.
T.R,
108 Wash.App. at 163, 29 P.3d 1275.
¶ 46 Parents before
the court in dependency proceedings rarely come without significant difficulties.
Certainly Dunlavy **168
and Gilfillen were frustrating clients, and their mental illness issues
contributed to their hostility and to their difficulties in coping with
DSHS. Nonetheless, they are not to lose their parental rights unless all
services reasonably necessary and capable of correcting their parental
deficiencies have been offered to assist them. The primary
purpose of a dependency is to allow courts to order remedial measures
to preserve and mend family ties, and to alleviate the problems that prompted
the State's initial intervention.FN60
FN60.
Krause
v. Catholic Comty. Servs.,
47 Wash.App. 734, 744, 737 P.2d 280 (1987).
¶ 47 Further, mental
illness is not, in and of itself, proof that a parent is unfit or incapable.
The court must examine the relationship between the mental
condition and parenting ability. Termination must be based
on current unfitness; children may not be removed from their homes
merely because their parents are mentally ill.FN61
FN61.
In
re Welfare of H.S.,
94 Wash.App. 511, 528, 973 P.2d 474 (1999).
¶
48
Here, given the protracted delay in obtaining the evaluations, and
the false premise that all other services should await the
examination results, DSHS failed to meet the requirements of RCW
13.34.180. The
finding that all necessary services were offered is not supported
by the record.
¶ 49
Likelihood of Remedying
Conditions in Near Future.
The next question is whether the evidence supports the court's
finding under RCW 13.34.180(1)(e) FN62
“that there *204
is little likelihood conditions will be remedied so that the children
can be returned to the parents within the near future.” FN63
A determination of what constitutes the near future depends on the
age of the child and the circumstances of the placement. FN64
FN62.
RCW
13.34.180(1)(e) states:
[T]here
is little likelihood that conditions will be remedied so that
the child can be returned to the parent in the
near future. A
parent's failure to substantially improve parental deficiencies within twelve months
following entry of the dispositional order shall give rise to
a rebuttable presumption that there is little likelihood that conditions
will be remedied so that the child can be returned
to the parent in the near future. The
presumption shall not arise unless the petitioner makes a showing
that all necessary services reasonably capable of correcting the parental
deficiencies within the foreseeable future have been clearly offered or
provided.
FN63.
The
court found that there is little likelihood that conditions will
be remedied so that the children can be returned to
the parents in the near future (based on the opinion
of Dr. Olson that the parents have significant mental health
issues and a poor prognosis for treatment). Clerk's
Papers at 24. Dunlavy
assigns error to these findings, but does not present argument.
Gilfillen
fails to assign error to these findings, but does present
argument, and does assign error to finding 1.56, in which
the court found that even if the evaluation had been
completed earlier, services would not have been available to correct
parental deficiencies in the near future. Clerk's
Papers at 23. The
State has made no claim of prejudice regarding the parents'
presentation of the issues, and presented argument in response to
both parents. RAP
10.3(g) allows appellate review of a claimed error where it
is “clearly
disclosed”
and RAP 1.2(a) provides that the rules will be liberally
interpreted to promote justice. We
conclude that Dunlavy and Gilfillen's presentation of the issue is
sufficient to allow review.
FN64.
See
T.R.,
108 Wash.App. at 165-66, 29 P.3d 1275.
¶
50
Here, the court found that even if the psychological evaluation
had occurred earlier, services would not have been available that
were capable of correcting the parental deficiencies within the foreseeable
future. The
question is whether the record supports this finding.
¶
51
Dr. Olson testified that the parents needed three to five
years of intensive treatment, and judged the prognosis
for both to be poor. He
also testified that compliance with therapy, anger management counseling, and
a period of stability should be required before a parenting
evaluation took place, because of uncertainties in the psychological diagnoses.
But
Dr. Olson made no assessment of parenting deficiencies, and he
did not connect the need for treatment to parenting ability.
We
disagree with the State that his testimony amounted to saying
that three years of *205
treatment was needed before the parents could care for the
children. Dr.
Olson made no such statement.
¶
52
This record is thus a stark contrast to other cases
involving mental health issues. **169
In addition to the cases discussed above, we note that
in H.S.,
where parental rights were terminated due to mental health issues,
the court described the record as “replete”
with testimony that the parents had not benefited from parenting
services, were unlikely to improve, and recounted a litany of
parenting issues.FN65
Similarly,
in In
re: A.J.R.,
FN66
where both parents were developmentally disabled, 15 physicians, psychologists, detectives,
social workers and service providers testified that reasonably available services
could not correct the parents' deficiencies regarding the care of
their infant child.
FN65.
H.S.,
94 Wash.App. at 528, 973 P.2d 474.
FN66.
78
Wash.App. 222, 225-28, 896 P.2d 1298 (1995).
¶
53
Here, there was no parenting evaluation, no testimony connected the
parents' mental health issues to parental deficiencies, and no mental
health services treatment was offered over the two years of
the dependency. The
record does not support the finding that no services would
have been able to correct the deficiencies.
¶
54
Even where a court questions whether all necessary services have
been provided, the best interests of the child are paramount,
and the court will consider whether family reunification can occur
within the foreseeable future. FN67
What
constitutes the foreseeable future depends on the age of the
child and the circumstances of the placement.FN68
FN67.
T.R.,
108 Wash.App. at 164, 29 P.3d 1275 (citing In
re Welfare of Hall,
99 Wash.2d 842, 850, 664 P.2d 1245 (1983)).
FN68.
See
id.
at 165-66, 29 P.3d 1275 (one year not “foreseeable”
or “near”
future for six-year-old child, who had never lived with mother,
and mother had been receiving services for six years); P.A.D.,
58 Wash.App. at 27, 792 P.2d 159 (six months not
in the near future of 15-month-old child, when mother had
been hospitalized with schizophrenia for the duration of the dependency
and six months was the earliest possible date for release
from a secure environment).
*206
Again, there was no testimony as to when the unidentified
parental deficiencies might be remedied, and Dunlavy and Gilfillen have
shown willingness to address their problems. As
to reunification, the evidence was scant. Dr.
Olson offered no opinion. Dunlavy
testified that she felt the family could be reun |