Native American Rights Fund, A Practical Guide to the Indian Child Welfare Act, Tennessee Regulations

Tenn. Comp. R. & Regs. 0250-7-13-.03

TENNESSEE RULES AND REGULATIONS

0250. TENNESSEE DEPARTMENT OF CHILDREN'S SERVICES

0250-7. SOCIAL SERVICES DIVISION

CHAPTER 0250-7-13. ADOPTION PROCESS FORMS


0250-7-13-.03. SURRENDER DOCUMENTS FOR USE IN SURRENDERS TO A TENNESSEE LICENSED CHILD-PLACING AGENCY OR THE TENNESSEE DEPARTMENT OF CHILDREN'S SERVICES IN THESE MATTERS, IN A TENNESSEE COURT.


(1) The following form is composed of four (4) Parts making a complete package which must be used at the time of surrender of a child for adoption in a Tennessee court to a Licensed Child-Placing Agency (LCPA) or the Tennessee Department of Children's Services in these matters, (TDCS). Parts I, II, and III must be completed at the time of the surrender. Copies of Parts I and II should be given to the person executing the surrender and to the Department or LCPA. Copies of Part III should be given to the person executing the surrender and sent directly to the Department's Central Office by the Clerk. Part IV, the revocation of surrender, which is part of the package, must be given to the parent or guardian at the time of the surrender.


(2) The requirements for execution and processing of the forms are contained in T.C.A. §§ 36-1-111 and 36-1-112 and are noted in summary manner on the forms.


(3) The information in these forms is confidential and is not to be released without the written approval of the court.


(4) Form:


FORMS FOR SURRENDER IN TENNESSEE OF A CHILD TO TENNESSEE DEPARTMENT OF

CHILDREN'S SERVICES OR A LICENSED CHILD-PLACING AGENCY BY A PARENT OR GUARDIAN

IN TENNESSEE

PART I

PRE-SURRENDER INFORMATION

The following information is required by Tennessee Code Annotated § 36-1- 111 and must be obtained under oath by the Court prior to execution of the surrender in PART II by the parent or legal guardian:


Note: Pseudonyms must not be used nor may spaces for the identities of persons whose names are known be left blank. The court shall require the persons executing these documents to prove their identities satisfactorily to the court. T.C.A. § 36-1-111(g).


STATE OF _________  )

COUNTY OF ________  )


Being duly sworn according to law, affiant would state:


1. I am:


a. Mother: __________________ (Date of Birth) _____, or


b. Father: __________________ (Date of Birth) _____, or


c. Legal Guardian: _______________ (Date of Birth) _____, of:


2. a. Child's Name _____________________


b. Child's Date of Birth __________________


c. Child's Place of Birth __________________


d. Child's Sex _____________________


e. Child's Race _____________________


3. This child was born in wedlock [ ] / out of wedlock[ ].


4. State the names and relationships of any other legal/biological parent, legal guardian or possible biological parent for this child:


a. (1) Name: ________________________


(2) Relationship to the child: __________________


(3) Address ________________________


(4) City, State Zip _____________________


(5) Telephone Number: Home: _________ Work: ________


(6) Other identifying information concerning the above identified other legal or biological parent/legal guardian.


_________________________________

_________________________________

_________________________________ and


b. (1) Name: ________________________


(2) Relationship to the child: __________________


(3) Address ________________________


(4) City, State Zip _____________________


(5) Telephone Number: Home: _________ Work: ________


(6) Other identifying information concerning the above identified other legal or biological parent or legal guardian.


_________________________________

_________________________________

_________________________________ and


c. (1) Name: ________________________


(2) Relationship to the child: __________________


(3) Address ________________________


(4) City, State Zip _____________________


(5) Telephone Number: Home: _________ Work: ________


(6) Other identifying information concerning the above identified other legal or parent/legal guardian.


_________________________________

_________________________________

_________________________________

5. The identity is unknown for the other:


a.  Legal parent       Yes [ ]  No [ ]

b.  Biological parent  Yes [ ]  No [ ]

c.  Legal guardian     Yes [ ]  No [ ]

d.  Not applicable     Yes [ ]  No [ ]


6. The whereabouts is unknown for the other:


a.  Legal parent       Yes [ ]  No [ ]

b.  Biological parent  Yes [ ]  No [ ]

c.  Legal guardian     Yes [ ]  No [ ]

d.  Not applicable     Yes [ ]  No [ ]


7. I state that all information concerning the identity, whereabouts, and social and medical history concerning the above-named legal or biological parent/legal guardian has been ( ___ ) or will be given ( ___ ) to the Tennessee Department of Children's Services or the Licensed Child-Placing Agency to whom the above child is being surrendered.


8. Information Concerning Child's Native American Heritage:


a.  Are you or the child of Native American heritage?           Yes [ ]  No [ ]

   If no, go to # 9.

b.  If yes, are you eligible for tribal membership?             Yes [ ]  No [ ]

c.  If yes, give name of tribe. ____________________

d.  Are you registered with a Native American tribe?            Yes [ ]  No [ ]

e.  If yes, give name of tribe. ____________________

f.  Is your child eligible for tribal membership?               Yes [ ]  No [ ]

g.  If yes, give name of tribe. ____________________

h.  Has your child been registered with a Native American       Yes [ ]  No [ ]

     tribe?

i.  If yes, give name of tribe. ____________________

j.  This information is unknown.                                Yes [ ]  No [ ]


9. a. Will this child be sent out of Tennessee to another state or country for adoption?


Yes [ ] No [ ] If no, go to #10


b. If yes, name of state or country.


___________________________

c. If yes, I understand Tennessee law will govern the interpretation of this surrender.


10. Have you been paid, received or been promised any money or other remuneration of thing of value in connection with the birth of the above-named child or placement of this child for adoption? Yes [ ] No [ ]


If no, go to #11.


If yes, please complete the following:


Amount Paid  To Whom  By Whom  Date Received/Paid  Type Service/Cost

--------------------------------------------------------------------


--------------------------------------------------------------------

--------------------------------------------------------------------


--------------------------------------------------------------------


--------------------------------------------------------------------


--------------------------------------------------------------------


--------------------------------------------------------------------


11. a. Does the child own any real or personal property? Yes [ ] No [ ] If yes, please describe the property owned and give the property value: ________


____________________________________________________________________________


____________________________________________________________________________


_______________________________________

b. Is it expected that the child will become possessed of any real or personal property? Yes [ ] No [ ]


If, yes please describe property, who currently owns the property, the time and circumstances under which the child becomes owner and give the property value:


____________________________________________________________________________


____________________________________________________________________________


____________________________________________________________________________


____________________________________________________________________________


____________________________________________________________________________


______________________________________

12. a. Do you currently have:


Only legal custody of the child? Yes [ ] No [ ]


Only physical custody of the child? Yes [ ] No [ ]


Both legal and physical custody of the child? Yes [ ] No [ ]


b. If another person(s) holds legal custody of the child at this time, give the following information:


Name: ______________________________


Relationship, if any, to you or the child: _____________________


Address:  ________________________________

         (Street, RR, P.O. Box)  (Town/City)  (State)  (Zip)


Telephone Number (Home) ____ (Work) ____


c. If another person(s) holds physical custody of the child at this time, give the following information:


Name: ______________________________


Relationship, if any, to you or the child: ____________________


Address:  ______________________________

         (Street, RR, P.O. Box)  (Town/City)  (State)  (Zip)


Telephone Number (Home) ____ (Work) ____


d. Is the person(s) who holds custody the prospective adoptive parent? Yes [ ] No [ ]


e. If a licensed child placing agency, the Department of Children's Services or another State agency holds physical and/or legal custody of your child, give the following information:


Name of Agency: ___________________________


Street/Rural Route/P.O. Box: ________________________


Town/City: _______________ State: _________ Zip: ___


f. Do you intend to give custody to the licensed child placing agency or the Tennessee Department of Children's Services? Yes [ ] No [ ]


g. Explain any other circumstances regarding the custody status of this child: ________


_________________________________

13 a. Are you aware of assistance which may be available to you to care for the child should you desire to parent this child? Yes [ ] No [ ]


b. Do you desire counseling regarding such assistance which may be available to you or regarding other issues surrounding adoption or parenting from the Tennessee Department of Children's Services a licensed child-placing agency, or a licensed clinical social worker concerning the decision to place this child for adoption? Yes [ ] No [ ]


c. Has such counseling been made available to you? Yes [ ] No [ ]


14. a. Do you desire to be represented by legal counsel at this surrender proceeding? Yes [ ] No [ ]


b. If not, do you desire to consult with legal counsel prior to the execution of the surrender of the child? Yes [ ] No [ ]


c. Has such counseling been made available to you? Yes [ ] No [ ]


15. Do you understand that if you sign the following surrender of the above- named child that you will have no right to act as parent of the child in any manner forever, that your rights and responsibilities to and with the child will be terminated and that the child will become the legal child of other persons? Yes [ ] No [ ]


16. a. If you sign the surrender of the above-named child, do you understand that within ten (10) days from the date you sign the surrender, you may revoke or cancel this surrender by signing a paper called a REVOCATION OF SURRENDER before the judge who is here today, or his or her successor? Yes [ ] No [ ]


b. By signing the surrender of the above named child on this date, (Mo/Day/Yr) ______, the period of revocation of the surrender will begin on the day following the signing of the surrender, or (Mo/Day/Yr) _________. The revocation period is ten (10) calendar days and will expire on the tenth (10th) day or (Mo/Day/Yr) _________. If the tenth (10th) day falls on a Saturday, Sunday or legal holiday, the last day for revocation will be the next day which is not a Saturday, Sunday or legal holiday. If this is the situation in this case, that date will be (Mo/Day/Yr) ________ Do you understand this? Yes [ ] No [ ]


c. Do you understand that if you do sign the Revocation of Surrender form within the ten (10) day period, the Tennessee Department of Children's Services or Licensed Child-Placing Agency will be required to return the child, if you currently have custody of the child, unless the court finds that to do so will likely result in immediate harm to the health and safety of the child, and that you may contest this decision not to return the child to you and you may have legal counsel to represent you in that proceeding? Yes [ ] No [ ]


17. Knowing the above, do you freely, voluntarily and without duress or pressure by any other person(s) desire to surrender the above-named child so that the child may be placed for adoption and adopted by other persons? Yes [ ] No [ ]


FURTHER, AFFIANT SAITH NOT.


This the ___ day of ____ 20 ___.


Signature:  Biological ___ Legal ___  Mother __________________

           Biological ___ Legal ___  Father __________________

           Legal Guardian ______________________ of

           ___________________________

                              Name of Child


Sworn to and subscribed before me this the ___ day of ___, 20 ___.


Please Print:  _____________________

              ___ Chancellor, ___ Circuit Judge, or ___ Juvenile Court Judge

              of __________ County, Tennessee

Signature:     _____________________

              Chancellor, Circuit Judge, or Juvenile Court Judge


PART II

A. SURRENDER BY PARENT OR GUARDIAN TO THE TENNESSEE DEPARTMENT OF CHILDREN'S SERVICES OR A LICENSED CHILD-PLACING AGENCY AND ACCEPTANCE OF THE SURRENDER BY THE TENNESSEE DEPARTMENT OF CHILDREN'S SERVICES OR LICENSED CHILD-PLACING AGENCY


STATE OF TENNESSEE


COUNTY OF ____________


Being duly sworn according to law, affiant would state:


1. I am:


a. Mother: _______________ or


b. Father: _____________ ___, or


c. Legal Guardian: ____________ of:


2. a. Child's Name: _______________


b. Child's Date of Birth: ____________


c. Child's Place of Birth: ____________


d. Child's Sex: _______________


e. Child's Race: _______________


3. I understand that by my signature to this document, all of my parental or guardianship rights to the child named above will be forever terminated and ended; that this child will be placed for adoption by ______________________, a Licensed Child-Placing Agency, or ___ by the Tennessee Department of Children's Services and that the child will be adopted by other persons, and that I will have no further right to see this child, or to act as parent of this child, or to otherwise be involved in the life of this child.


4. I understand that by signing this document, I will not be entitled to any notice, legal or otherwise, of any other legal proceedings for the adoption of my child by other persons.


5. a. I have read and fully understand Part I of this document and fully understand that if I change my decision to surrender this child I must do so by ____ (Date from # 16b. of Part I) by presenting the Revocation of Surrender Form, attached to this document, to the judge who is conducting this proceeding, or his or her successor.


b. By my signature to this part, I acknowledge receipt of a copy of the Revocation of Surrender form.


6.  I FREELY AND VOLUNTARILY, WITHOUT DURESS OF ANY KIND, SURRENDER ALL OF

   MY PARENTAL OR GUARDIANSHIP RIGHTS TO           _______________

   TO:                                             (CHILD'S NAME)


a. Licensed Child-Placing Agency _______________ (Name of LCPA)


b. ___ Tennessee Department of Children's Services (Please check if applicable.)


FURTHER AFFIANT SAITH NOT.


This the ___ day of ______, 20 ___.


Signature:  Biological ___, Legal ___  Mother __________________

           Biological ___, Legal ___  Father __________________

           Legal Guardian _____________________


Sworn to and subscribed before me this the ___ day of _______, 20 ___.


            Please       ____________________

              Print:

                         ___ Chancellor, ___ Circuit Judge, ___ or Juvenile

                           Court Judge

                         of ______________ County, Tennessee

            Signature:   ____________________

*See Note                 ___ Chancellor, ___ Circuit or ___ Juvenile Court

 Below                     Judge

 Before

 Signing


NOTES TO THE COURT:


1. Please see T.C.A. 36-1-110 and 36-1-111(b), (c), (d), and (e) for capacity to execute and receive surrenders and requirements for validity.


2. A separate medical/social history form for the child and the child's parent(s) and biological relatives must be completed under oath prior to execution of the surrender. T. C. A. § 36-1-111(k).


3. When applicable, as noted above, all provisions of Section B. must be completed as directed prior to acceptance of the surrender and before entry of an Order of Full or Partial Guardianship. T.C.A. 36-1-111(k), (m) and (o). Section B.4. does not have to be completed by the Department of Children's Services. T.C.A. 36-1-111(n).


4. The surrender itself is not sufficient to vest custodial or guardianship authority with the Licensed Child-Placing Agency or the Department of Children's Services. T.C.A. 36-1-111(r)(2). Upon satisfactory completion of the above necessary requirements in Section B. and execution of the Pre-Surrender Form in Part I and Section A. of Part II by the parent or legal guardian, the Court shall enter an Order of Full or Partial Guardianship for the Licensed Child-Placing Agency or the Tennessee Department of Children's Services. T.C.A. 36-1-111(r)(6)(C). This should be done within thirty (30) days of the execution of the surrender. T.C.A. § 36-1-111(u).


NOTES TO THE CLERK:


1. Certified copies of Parts I and II must be given to the person(s) executing the surrender and to the Licensed Child Placing Agency or the county office of Tennessee Department of Children's Services. Costs of the copies may be taxed to the LCPA or the Department. Certify these copies on the page following Part II. T.C.A § 36-1-111(p).


2. The originals of Parts I and II shall be entered on a special docket for Surrenders and shall be styled "In Re: _______________" (Child's Name) and shall be permanently filed by the court in a separate file for that purpose, and shall be confidential and shall not be inspected by anyone else without the written approval of the court. T. C. A. 36-1-111(p).


3. Within five (5) days of the execution of the surrender, a certified copy of Parts I, II and III shall be sent, without cost, to: Adoptions Services, Tennessee Department of Children's Services, 436 6th Avenue North, Nashville, TN 37243-1290. T.C.A. 36-1-111(p)(1), (2) and (4). Please provide certifications for these on the pages following Parts II and III.


PART II

B. ACCEPTANCE OF SURRENDER BY LICENSED CHILD-PLACING AGENCY OR TENNESSEE DEPARTMENT OF CHILDREN'S SERVICES


STATE OF ____________  )

COUNTY OF ___________  )


Being duly sworn according to law, affiant would state:


1. I, ____________, an authorized representative of:


a. Licensed Child-Placing Agency _______________; or the


b. _________ County Tennessee Department of Children's Services accept the surrender of:


c. Name of Child _______________. DATE: _________


Please Print:              __________________

              Name and Title of Authorized Representative


Signature:                 __________________

                Signature of Authorized Representative


SUBSECTIONS 2a.-2d. MUST BE MARKED TO DESIGNATE THE APPLICABLE SITUATION. ONE OF THESE SUBSECTIONS MUST EXIST BEFORE THE SURRENDER CAN BE RECEIVED BY THE COURT:


2. I ____________ certify on behalf of:


Licensed Child-Placing Agency ________________ (Name of Agency); or the ___ Tennessee Department of Children's Services:


a. ___ That my agency has physical custody of this child; or


b. ___ That my agency has received the affidavit required by § 36-1-111 (d)(6) concerning the right to receive custody from the surrendering parent or guardian within five (5) days of the date of this surrender. The affidavit of the custodial parent or guardian to that effect has been presented to the court at this time; or


c. ___ My agency has the right to receive physical custody of the child upon his or her release from a hospital or health care facility, and the affidavit of the custodial parent or guardian to this effect required by § 36-1-111 (d)(6) has been presented to the court at this time; or


d. ___ That another person or agency has physical custody of the child. The affidavit of that person or agency required by § 36-1-111 (d)(6) which indicates their waiver of the right to custody of the child upon entry of an order of guardianship pursuant to § 36-1-136(r) has been presented to this court at this time.


SUBSECTIONS 3. AND 4. MUST BE ANSWERED "YES" OR MUST BE MARKED "NOT APPLICABLE" BEFORE THE SURRENDER IS COMPLETED BY THE COURT.


3. Yes [ ] No [ ] That if the Indian Child Welfare Act, 25 U.S.C. § 1901 et seq., applies because of the child's Native American heritage, there has been compliance with the Act. [ ] Not Applicable


4. Yes [ ] No [ ] (Licensed Child-Placing Agency Only) I have presented to the court a copy of the Interstate Compact on the Placement of Child Form 100A for a child brought into Tennessee for adoption or foster care. If the ICPC Form 100A is not available, explain why this is not required.


_______________________________________

_______________________________________

[ ] Not Applicable


FURTHER AFFIANT SAITH NOT.


This ____ day of _____, 20 ___.


Signature:  ____________________

           Authorized Representative of Licensed Child-Placing Agency

           or the Tennessee Department of Children's Services


Sworn to and subscribed before me this the ____ day of ______, 20 ___.


Please Print:  ____________________

              ___ Chancellor, ___ Circuit or ___ Juvenile Court Judge

              of ____________ County, Tennessee


Signature:     ____________________

              ___ Chancellor, ___ Circuit or ___ Juvenile Court Judge


CERTIFICATION

I, ________________, Clerk of the ____________ Court for _______________ County, Tennessee hereby certify the foregoing copies of Parts I and II of the Surrender Forms to be true and accurate copies of the documents filed with the court.


     ________________

     Clerk of the __________ Court of

     __________ County, Tennessee

                               (Seal)


PART III

CONTACT VETO REGISTRATION T.C.A. § 36-1-111(k)(3)


STATE OF ____________  )

COUNTY OF ___________  )


Being duly sworn according to law affiant would state:


1. I am:


a. Mother: ______________________, or


b. Father: ____________________, or


c. Legal Guardian: __________________ of:


2. a. Child's Name: ___________________


b. Child's Date of Birth: _______________


c. Child's Place of Birth: _______________


d. Child's Sex: __________________


e. Child's Race: __________________


3. a. I understand that contact with me may be requested by the child I am surrendering (adopted person) and by certain other classes of eligible persons who, as may be permitted by law, may have access to the sealed records, sealed adoption records or post adoption records and those records in any other information. Those eligible persons currently include the adopted person twenty-one (21) years of age or older or their legal representative, the adopted person's birth or adopted parents or step-parents, the birth or adopted siblings or lineal descendants twenty-one years of age or older of the adopted person, or their legal representatives. [T.C.A. § 36-1-127(c)]. The class of eligible persons may be revised periodically by changes to the law.


b. I understand that no contact, whether by personal contact, correspondence or otherwise shall be made in any manner whatsoever by those requesting persons or any agent or other person acting in concert with those requesting persons, with any person eligible to file a contact veto except as permitted by law. The sealed adoption record or post-adoption record requested by eligible persons shall be made available to the requesting party only after completion by the requesting party of a sworn statement agreeing that he or she shall not contact or attempt to contact, in any manner, by themselves or in concert with any other persons or entities, any of the persons eligible to file a contact veto until the Department has completed a search of the Contact Veto Registry to determine the willingness of the person sought to have contact with the requesting party. [T.C.A. §§ 36-1-127(f); 36-1-130 and 36-1-131]. The person making contact in violation of the law shall be guilty of a Class B misdemeanor [T.C.A. § 36-1-132]. I also understand that should I be contacted after filing a contact veto, I shall have a cause of action in the Circuit or Chancery Court for injunctive relief and damages, including both compensatory and punitive damages, and attorneys fees against any person who has contacted, attempted to contact, or caused me to be contacted [T.C.A. § 36-1-132].


4. I understand that contact with me by an eligible person is governed by filing my intentions with the Contact Veto Registry.


5. By filing with the execution of this surrender, I understand there is no fee for filing with the Contact Veto Registry. However, should I choose not to file a contact veto at this time, but wish to do so later, I understand I may do so, but will be required to pay the necessary fees [T.C.A. § 36-1- 129(b)]. I understand that should there be a request for contact with me and I have vetoed contact with any eligible person, I will be contacted and informed by the Department of Children's Services to determine my desires for contact at that time and will be given the opportunity to vary or modify my request. [T.C.A. § 36-1