| (Cite
as: 170 Or.App. 106, 11 P.3d 701)
Court
of Appeals of Oregon.
In
the Matter of Brittany Kirk, Daniel Kirk, Pazia Kirk, Kendra
Kirk,
and
Tony Ray Kirk-Smith, Minor Children.
STATE
ex rel. STATE OFFICE FOR SERVICES TO CHILDREN AND FAMILIES,
Appellant,
v.
KLAMATH
TRIBE, Respondent--Appellant,
and
Sonia
Kirk, Brittany Kirk, Daniel Kirk, Pazia Kirk, Kendra Kirk and
Tony Kirk-
Smith,
Respondents.
In
the Matter of Shaya Say, Tanaya Say and Tearra Say,
Minor Children.
State
ex rel. State Office for Services to Children and Families,
Appellant,
v.
Klamath
Tribe, Appellant,
and
Darrel
Say, Jennifer Say, Shaya Say, Tanaya Say and Tearra Say,
Respondents.
(9700470JV,
9700534JV; CA A104784 (Control), A104785)
Argued and Submitted June
19, 2000.
Decided
Sept. 27, 2000.
**702 *107
Stephanie L. Striffler, Special Counsel to the Attorney General, argued
the cause for appellant State Office for Services to Children and Families.
With her on the briefs were Hardy Myers, Attorney General, and Michael
D. Reynolds, Solicitor General.
Craig J. Dorsay, Portland,
argued the cause for respondent--appellant Klamath Tribe. With him on
the appellant's brief was Jennifer K. De Wald.
Lynn M. Travis, Portland,
argued the cause for respondents Brittany Kirk, Daniel Kirk, Pazia Kirk,
Kendra Kirk, Tony Kirk-Smith, Shaya Say, Tanaya Say, and Tearra Say. With
him on the brief was Karen S. Torry and Juvenile Rights Project, Inc.
No appearance by respondent
Sonia Kirk.
No appearance by respondent
Darrel Say.
No appearance by respondent
Jennifer Say.
Before LINDER, Presiding Judge, and BREWER, Judge, and CENICEROS, Senior
Judge.
*109
BREWER, J.
This is a consolidated
proceeding involving eight children who are within the dependency jurisdiction
of the juvenile court. ORS 419B.100. The State Office for Services to
Children and Families (SCF) and the Klamath Tribe (the Tribe) appeal from
the trial court's declaratory judgment that none of the children was an
"Indian child" and, thus, could not be subject to an "Indian
Child Welfare Act Agreement" (the agreement) executed in 1989 between
the Tribe and SCF. We review for errors of law and affirm.
The children, who are
all in the custody of SCF, sought a judgment directing SCF to proceed
with planning for their futures without complying with the agreement.
Each of the children is the biological child of a member of the Tribe,
but each child is also below the 25 percent blood quantum required for
tribal membership. Despite the fact that the children are ineligible for
tribal membership, the agreement purports to accord the Tribe the right
to participate in planning decisions involving their care and placement.
The agreement provides, in part:
"[T]he
definition of 'Indian child' at 25 USC [§ ] 1903(4) [
[FN1]] and
OAR 412-26-**703
015(8) [
[FN2]] shall be replaced with the term 'Klamath child' defined as follows:
any unmarried person who is under age eighteen and is either (a) a member
or eligible to be a member of the Klamath Tribe or (b) is the biological
child of a person who is a member of or eligible to be a member of the
Klamath Tribe."
FN1.
25 USC § 1903(4) provides that " 'Indian child' means any unmarried
person who is under age eighteen and is either (a) a member of an Indian
tribe or (b) is eligible for membership in an Indian tribe and is the
biological child of a member of an Indian tribe."
FN2.
That rule has been renumbered OAR 413-070-0120(8). It provides that an
" 'Indian child' is any unmarried person under age eighteen who is
either a member of an Indian tribe or is eligible for membership in an
Indian tribe and is the biological child of a member of an Indian tribe."
The agreement recited
that it was executed under the authority of the Indian Child Welfare Act
(ICWA), 25 USC §§ 1901-1963, and ORS 190.110 (1989).
[FN3] ICWA
FN3.
ORS 190.110 (1989) provided:
"(1)
In performing a duty imposed upon it or in exercising a power conferred
upon it, a unit of local government or a state agency of this state may
cooperate, by agreement or otherwise, with a unit of local government
or a state agency of this or another state, or with the United States,
or with a United States governmental agency, or with an American Indian
tribe or an agency of an American Indian tribe. This power includes power
to provide jointly for administrative officers.
"(2)
With regard to an American Indian tribe, the power described in subsection
(1) of this section includes the power of the Executive Department to
enter into agreements to insure that the state, a state agency or unit
of local government does not interfere with or infringe on the exercise
of any right or privilege of an American Indian tribe or members of a
tribe held or granted under any federal treaty, executive order, agreement,
statute, policy or any other authority."
The
1999 Legislature amended ORS 190.110; however, the amendments do not bear
on the issues involved in this case.
*110
"was the product of rising concern in the mid-1970's over the consequences
to Indian children, Indian families, and Indian tribes of abusive child
welfare practices that resulted in the separation of large numbers of
Indian
children from their families and tribes through adoption or foster care
placement, usually in non-Indian homes." Mississippi
Choctaw Indian Band v. Holyfield,
490 U.S. 30, 32, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989).
In the first section of ICWA, 25 USC § 1901(3), Congress found
"that
there is no resource that is more vital to the continued existence and
integrity of Indian tribes than their children and that the United States
has a direct interest, as trustee, in protecting Indian
children who are members of or are eligible for membership in an Indian
tribe [.]"
(Emphasis added.)
In furtherance of the protection of Indian children, 25 USC § 1919(a)
provides that
"States
and Indian tribes are authorized to enter into agreements with each other
respecting care and custody of Indian
children and
jurisdiction over child custody proceedings, including agreements which
may provide for orderly transfer of jurisdiction on a case-by-case basis
and agreements which provide for concurrent jurisdiction between States
and Indian tribes." (Emphasis added.)
The agreement in this case requires SCF to notify the Tribe when a "Klamath
child" is taken into SCF's physical custody or is otherwise involved
in any other child welfare matter with SCF. It provides for preadoptive,
adoptive, and *111
foster care placement preferences favoring extended Indian family and
Indian foster homes over non-Indian foster homes or institutional placement.
The
agreement also requires SCF to consult with the Tribe before preparing
a case plan for parents of a Klamath child. In addition, the parties agreed
in 1991 that "[no] Klamath children as defined by the written agreement
between [SCF] and the Klamath Tribe will be assigned to Permanent Planning
case loads without the approval of the Klamath Tribe." Permanent
planning case loads are those involving potential termination of parental
rights.
The agreement's definition
of "Klamath child" to include children who are not themselves
eligible for membership in the Tribe is at the heart of this controversy.
The children argued to the trial court that because they are not "Indian
children" under ICWA, they may not be subject to an agreement that
accorded the Tribe authority over the planning for their care and custody.
SCF responded that, although the children are not "Indian children"
under ICWA, the agreement **704
nevertheless permissibly obligated SCF to collaborate with the Tribe with
respect to planning for any Klamath child. In addition, the Tribe argued
that the Oregon legislature has expanded the ICWA definition of the term
"Indian child" to include children who are subject to an agreement
between the state and an Indian tribe.
The trial court acknowledged
that ICWA authorizes tribal-state agreements that implement its provisions
but determined that "[t]he Agreement in this case as it pertains
to a 'Klamath Child' is not an agreement relating to the custody of an
'Indian Child' as provided in 25 USC § 1903(4), and, therefore, not
within
the provisions of 25 USC § 1919(A)." It held that:
"The
Legislature has created two classes of dependent children--Indian Children
as defined by ICWA, and all other children. We find no statute giving
any state agency power or duty to redefine the class or to create a third
class of dependent children. * * *
"
* * * ICWA clearly defines 'Indian Child.' Any agreement pursuant to 25
USC § 1919 is limited to those children, and *112
there is no authority in 25 USC § 1919 to expand the definition of
'Indian Child.' It is within the absolute discretion and authority of
the Tribe to establish its criteria for membership. However, the Tribe
has no inherent authority over non-Indians. Therefore, neither ICWA nor
the Tribe's quasi-sovereign status independently confer upon the Tribe
the right to plan for the placement of a child who is not a member of
the Tribe, or eligible for enrollment. In summary, we find: the Legislature
has created classifications of dependent children; ORS 190.110 does not
empower the executive or Tribe to redefine the class; and, to the extent
the Agreement expands the definition of 'Indian Child,' it exceeds the
authority of ORS 190.110." (Citations and footnotes omitted.)
The court entered judgment in favor of the children and ordered SCF to
"plan for these children as it would for any child who is not an
'Indian Child' as defined in 25 USC § 1903(4)."
On
appeal, SCF and the Tribe contend that ICWA's definition of "Indian
child" is not controlling, because ICWA merely sets minimum federal
standards for state child custody proceedings involving Indian children.
They rely on 25 USC § 1902, which provides:
"The
Congress hereby declares that it is the policy of this Nation to protect
the best interests of Indian children and to promote the stability and
security of Indian tribes and families by the establishment of minimum
Federal standards
for the removal of Indian children from their families and the placement
of such children in foster or adoptive homes which will reflect the unique
values of Indian culture, and by providing for assistance to Indian tribes
in the operation of child and family service programs." (Emphasis
added.)
SCF also asserts that,
"[i]ndependently of ICWA, the agency is required to incorporate the
family's perspective and resources in planning and accordingly was authorized
to enter into an agreement with the tribe regarding procedures for doing
so." SCF asserts that the agreement is authorized by ORS 419B.343,
[FN4] which directs that, in making **705
case plans, *113
it must incorporate the children's families' perspectives and consider
family resources. SCF argues that the agreement merely "describes
ways in which the family's cultural perspective is taken into account"
and acknowledges that the tribe is a "resource" to families
that include enrolled members.
FN4.
ORS 419B.343 provides, in part:
"(1)
To ensure effective planning for children, [SCF] shall take into consideration
recommendations and information provided by the committing court before
placement in any facility. [SCF] shall ensure that the case planning in
any case:
"
* * * * *
"(b)
Incorporates the perspective of the child and the family and, whenever
possible, allows the family to assist in designing its own service programs,
based on an assessment of the family's needs and the family's solutions
and resources for change; and
"
* * * * *
"(2)
Except in cases when the plan is something other than to reunify the family,
[SCF] shall include in the case plan:
"(a)
Appropriate services to allow the parent the opportunity to adjust the
parent's circumstances, conduct or conditions to make return of the child
possible within the time described in paragraph (b) of this subsection;
and
"(b)
An alternate, permanent plan to be implemented if the parent is unable
or unwilling to adjust the parent's circumstances, conduct or conditions
in such a way as to allow the return of the child. A rebuttable presumption
is created that it is in the best interest of the child to implement the
alternate,
permanent plan if:
"(A)
[SCF] has made reasonable efforts or, if the [ICWA] applies, active efforts
to provide services that would make return of the child possible[.]"
The children respond
that SCF is not authorized to enter into an agreement that extends tribal
authority over non-Indian children. The children note that the agreement
itself "specifically states that it is authorized by 25 USC §
19[1]9 and ORS 190.110." They argue that, because ICWA applies only
to children who are eligible for tribal membership, irrespective of their
parents' tribal status, ICWA does not furnish any authority for an agreement
that applies to children who are not eligible for membership. In addition,
children argue that, because ORS 190.110 accords state agencies the power
to make agreements with tribes only when the agency is "performing
a duty imposed upon it or exercising a power conferred upon it,"
it does not permit agencies to "create new duties and obligations--in
other words, to make law--by agreement with Indian tribes."
*114
We agree with children that SCF's arguments are not well taken. We begin
with SCF's argument--with which the Tribe concurs--that because ICWA sets
minimum federal standards, it is permissible to alter the class of children
to whom ICWA applies as long as that alteration does not reduce
ICWA's reach. There are two flaws in that reasoning. First, as a grammatical
matter, ICWA's "minimum federal standards" language refers to
"the removal of Indian children," placement of such children,
and assistance to tribes in child and family service programs; it does
not refer to the definition of an "Indian child." 25 USC §
1902. See, e.g.,
State ex rel. Juv. Dept. v. England,
292 Or. 545, 551, 640 P.2d 608 (1982) (federal standards include "notice
to parents and Indian custodians of any hearing regarding change in foster
care placement or any termination of parental rights * * *; the affording
such persons other rights such as the right to intervene and the right
to appointed counsel * * *; and the requirement that preference be given
in adoptive or foster placement to members of the Indian child's extended
family and members of the child's tribe * * * "). In short, nothing
in ICWA suggests that the definition of "Indian child" under
25 USC § 1903(4) is a "minimum federal standard."
Second, under SCF's reasoning,
the class of children subject to tribal authority under ICWA is potentially
limitless. SCF suggests no principled reason why it is permissible to
treat first generation nonenrollable children as subject to ICWA but to
exclude children who are several generations removed from eligibility
for tribal membership. In either case, the Tribe would assert authority
over children without any corresponding legal responsibility to provide
them with benefits available to enrolled members. It makes no sense,
given the plain language of § 1903(4), to conclude that Congress
intended ICWA to reach so far.
SCF's
assertion that the agreement merely implements the directive in ORS 419B.343
to incorporate family perspectives and resources in planning is similarly
flawed. The agreement does not incorporate the affected families' perspectives
in planning decisions. Instead, the agreement gives the Tribe various
placement preferences and collaborative rights in planning decisions.
In addition, as implemented by the 1991 letter, the agreement gives the
Tribe veto *115
power over permanent planning decisions for "Klamath children"
in the juvenile dependency system. The claimed authority challenged by
the children is that of the Tribe and may only coincidentally involve
the children's family members. In fact, the agreement does not even provide
for the possibility that the children's families' interests might conflict
with those of the Tribe. In sum, the challenged provisions of the agreement
do not **706
incorporate the
families' perspectives
in planning decisions and thus it does not implement ORS 419B.343.
We also agree with the
children that ORS 190.110 does not authorize SCF to agree that the Tribe
may exercise authority over them. An administrative body possesses only
those powers that the legislature grants and cannot exercise authority
that it does not possess. Gaynor
v. Board of Parole,
165 Or.App. 609, 612, 996 P.2d 1020 (2000). By its terms, ORS 190.110
merely authorizes intergovernmental agreements to further the agency's
ability to "perform[ ] a duty imposed upon it or [to] exercise[ ]
a power conferred upon it * * *." That statute does not authorize
an administrative body to enter into agreements in order to carry out
duties or powers that otherwise have not been imposed or conferred upon
it by the legislature. SCF and the Tribe do not identify, nor can we discern,
any lawfully imposed duty or power that requires or permits SCF to enter
into an agreement with the Tribe that covers non-Indian children. Therefore,
the agreement's definition of "Klamath children," so far as
it extends tribal authority over children who are not "Indian children"
pursuant to ICWA, is not authorized under ORS 190.110.
We turn to the Tribe's
separate arguments. The Tribe maintains that it has "always had authority,
notwithstanding the [a]greement, over domestic relation matters affecting
their members and tribe." Therefore, according to the Tribe, "the
[s]tate is not exercising authority nor abdicating any of its duties by
entering into the [a]greement * * *." The Tribe does not claim general
civil authority over non-Indians. See,
e.g., Strate v. A-1 Contractors,
520 U.S. 438, 117 S.Ct. 1404, 137 L.Ed.2d 661 (1997) (tribes lack jurisdiction
over civil case between non-members arising out of accident on state highway
within reservation);
Montana v. United States,
450 U.S. 544, 101 S.Ct. 1245, 67 L.Ed.2d 493 (1981) *116
tribe lacks authority to regulate hunting and fishing by non-Indians on
non-Indian land within reservation). However,
the Tribe takes issue with the children's characterization of themselves
as "non-Indian." It argues that ORS 419A.004(13)(c) "expands
the definition of Indian child to include the definition found in an agreement
between the [s]tate and a tribe." The Tribe also argues that it retains
inherent authority over the domestic relations of families that include
tribal members and, thus, that despite the children's ineligibility for
membership, they are part of the tribal community. We disagree with the
Tribe's arguments.
The
inherent authority of Indian tribes does not permit them independently
to determine their external relations. Montana;
United States v. Wheeler,
435 U.S. 313, 326, 98 S.Ct. 1079, 55 L.Ed.2d 303 (1978); Hornell
Brewing Co. v. Rosebud Sioux Tribal Court,
133 F.3d 1087, 1091 (8th Cir.1998) (Neither Montana
nor its progeny purports to allow Indian tribes to exercise civil jurisdiction
over the activities or conduct of non-Indians occurring outside
their reservations.).
The Tribe does have inherent authority to determine eligibility requirements
for tribal membership. Montana,
450 U.S. at 564, 101 S.Ct. 1245. However, the status of the children in
this case--by virtue of the Tribe's own definition of membership--is no
different from that of any other "non-Indian" child. See
Quinn v. Walters,
117 Or.App. 579, 583, 845 P.2d 206 (1993), rev'd
on other grounds 320
Or. 233, 881 P.2d 795 (1994) (If ICWA does not apply because the parent
is not 'Indian' enough * * * the protection afforded to the child, the
parent and the
tribe is defeated.).
The Tribe also relies
on ORS 419A.004(13), which provides:
"
'Indian child' means any unmarried person less than 18 years of age who
is:
"(a)
A member of an Indian tribe;
"(b)
Eligible for membership in an Indian tribe and is the biological child
of a member of an Indian tribe; or
"(c)
Covered by the
terms of an [ICWA
] agreement
between Oregon and an Indian tribe."
(Emphasis added.)
*117
The Tribe correctly observes that ORS 419A.004(13)(a) and (b) encompass
the full definition of the term "Indian child" under ICWA. The
Tribe contends that in order for subsection (13)(c) to have independent
meaning, **707
an "Indian Child Welfare Act agreement" may cover children who
are not Indian children as defined in subsections (13)(a) and (b), as
long as they are covered by an agreement between SCF and the Tribe. The
question is whether subsection (13)(c) extends the definition of "Indian
child" beyond the meaning of that term under ICWA. In our view, because
only "Indian children" as defined by ICWA may be subject to
an ICWA agreement, subsection (13)(c) applies only to such children.
ICWA authorizes states
to enter into agreements with Indian tribes "respecting care and
custody of Indian
children."
25 USC § 1919(a)
(emphasis added). In order to be an "Indian child" under ICWA,
the child must be a tribal member or, alternatively, must be eligible
for tribal membership and must be the biological child of a member. 25
USC § 1903(4). For
purposes of ICWA,
only Congress can define who is an Indian child. If the Tribe's argument
were correct, SCF and the Tribe could, by agreement, designate any
child as an
Indian child, regardless of whether the child meets the criteria of 25
USC § 1903(4). Such a construction would be directly contrary to
the policy and text of ICWA. See
Mississippi Choctaw Indian Band,
490 U.S. at 43, 109 S.Ct. 1597 (explaining that, unless Congress clearly
has expressed its intent that an ICWA term be given content by the application
of state law, the Court will presume that Congress did not so intend).
Thus, despite being listed as an alternative definition, subsection (13)(c)
encompasses only Indian children within the meaning of ICWA.
To the extent that the
agreement applies to "Klamath children" who do not qualify as
Indian children under ICWA, it exceeds SCF's applicable statutory authority.
Therefore, the trial court did not err in ordering SCF to plan for the
children as it would for any child who is not an Indian child as defined
in 25 USC § 1903(4).
[FN5]
FN5.
Because we resolve the case on statutory grounds, we do not reach the
arguments regarding the issue of whether the agreement violates the
children's equal protection and equal privileges rights.
Affirmed.
170 Or.App. 106, 11 P.3d
701, 89 A.L.R.5th 699
|