|
(Cite
as: 103 P.3d 1099)
Supreme
Court of Oklahoma.
In
THE MATTER OF BABY BOY L., a minor child.
Tiffany
Leatherman, Appellee,
v.
Christopher
Yancey, Appellant.
No.
99,815.
Dec.
7, 2004.
*1100
Certiorari to the Court of Civil Appeals, Division I; Honorable
Barbara Swinton, Trial Judge.
¶
0
The appellee, Tiffany Leatherman (mother placed her newborn baby for
adoption. She
filed an application in the district court, seeking an order
determining that the child was eligible for adoption without the
consent of the appellant, Christopher Yancey (father). The
mother alleged that consent to the adoption was unnecessary because
the father had neglected to contribute to the support of
the mother to the extent of his financial ability during
the pregnancy. The
father objected to the adoption. He
argued that: 1)
because he was a member of the Muscogee (Creek) Indian
Nation, the federal Indian Child Welfare Act, 25 U.S.C. § 1901
et seq. (federal Act/Act) and the Oklahoma Indian Child Welfare
Act, 10 O.S.2001 § 40
et seq., (Oklahoma Act) (collectively, Acts) were applicable and neither
had been followed; and
2) he had contributed to the support of the mother
during the term of the pregnancy to the extent of
his financial ability. He
also sought custody of the child. The
trial judge, Honorable Barbara Swinton, determined that: 1)
neither of the Acts were relevant because the “existing
Indian family exception”
as recognized in Oklahoma controlled the Indian child custody proceeding;
and
2) the child was eligible for adoption without the consent
of the father because he had neglected to contribute to
the support of the mother to the extent of his
financial ability during the pregnancy. The
father appealed and the Court of Civil Appeals affirmed. We
hold that: 1)
the “existing
Indian family exception”
is no longer a viable doctrine in Oklahoma insofar as
Indian child custody proceedings are concerned; and
2) even if it were, the evidence is insufficient to
support a finding that the child was eligible for adoption
without the consent of the father.
CERTIORARI
PREVIOUSLY GRANTED; COURT
OF CIVIL APPEALS OPINION VACATED; TRIAL
COURT REVERSED; CAUSE
REMANDED.
Gerald
E. Kelley, Oklahoma City, OK, for Appellee.
Jerry
L. Colclazier, Amie Rose Colclazier, Seminole, OK, for Appellant.
KAUGER,
J.
¶
1
We granted certiorari to determine: 1)
whether a judicially developed exception to the Federal and Oklahoma
Indian Child Welfare Acts-known as the “existing
Indian family exception”-remains
viable; and
2) whether evidence of the refusal to support the mother
during the pregnancy is sufficient to warrant adoption without the
father's consent under 10 O.S.2001 § 7505-4.2.FN1
Even where the threshold requirements of the federal Act have
been met, an exception to the statutory scheme known as
the “existing
Indian family exception”
has been applied by courts when the Indian child proceeding
does not involve the dissolution of an Indian family, or
a family with a significant connection to the Indian community,
or the removal of custody from an Indian parent.FN2
We
have previously followed those courts who have recognized and applied
the exception, although*1101
the threshold requirements of the federal Act had been met.FN3
FN1.
Title
10 O.S.2001 § 7505-4.2(C),
see note 22, infra.
FN2.
Rye
v. Weasel,
934 S.W.2d 257, 260 (Ky.1996) [The Act was inapplicable to
custody proceeding brought in connection with divorce of foster parents
where there was no disruption of an existing Indian family
unit.]; In
the Matter of Crews,
118 Wash.2d 561, 825 P.2d 305, 310 (1992) [Voluntary placement
for adoption by mother did not constitute existing Indian family
unit or environment from which the child was removed.]; In
the Matter of Adoption of T.R.M.,
525 N.E.2d 298, 302 (Ind.1988) cert.
denied, J.Q.
v. D.R. L.,
490 U.S. 1069, 109 S.Ct. 2072, 104 L.Ed.2d 636 (1989)
[The ICWA should not be applied to child who lived
seven years in non-Indian culture because the purpose and intent
of Congress could not be achieved.]. In
the Matter of Adoption of Baby Boy L,
231 Kan. 199, 643 P.2d 168, 174 (1982) [Act did
not apply to adoption proceeding involving non-Indian mother of illegitimate
child who had never been in care or custody of
putative father and never part of Indian family.]. See also,
In
the Matter of T. S.,
245 Mont. 242, 801 P.2d 77, 81 (1990), cert.
denied, King
Island Native Community v. Montana Dept. of Family Services,
500 U.S. 917, 111 S.Ct. 2013, 114 L.Ed.2d 100 (1991)
[Refusing to transfer jurisdiction where no contact with the tribe
existed.].
A
few appellate or other courts have also rejected the doctrine's
application. In
re Adoption of Baby Girl S.,
181 Misc.2d 117, 690 N.Y.S.2d 907, 913 (N.Y.1999) [Act did
not apply to non-Indians adopting child of part-Indian mother where
the mother failed to maintain significant social, cultural or political
relationships with tribe.]; In
re Hampton,
658 So.2d 331, 336 (La.App.1995), cert.
denied J.A.L.
v. Hampton,
517 U.S. 1158, 116 S.Ct. 1549, 134 L.Ed.2d 651 (1996)
[Act does not apply when Indian mother gave up child
for adoption which would not cause breakup of existing Indian
family or remove child from Indian environment.]; S.A.
v. E.J.P.,
571 So.2d 1187, 1189 (Ala.App.1990) [Act inapplicable to cause involving
Indian father who did not acknowledge paternity and non Indian
mother where no effort was made to raise child in
Indian culture.]; In
the Interest of S.A. M.,
703 S.W.2d 603, 608 (Mo.App.1986) [No Indian family or Indian
custodian existed where Indian father never maintained custody and mother
was non-Indian.].
FN3.
In
the Matter of S.C.,
1992 OK 98, ¶ 38,
833 P.2d 1249; In
the Matter of Adoption of Baby Boy D,
1985 OK 93, ¶ 26,
742 P.2d 1059, cert.
denied
by Harjo
v. Duello,
484 U.S. 1072, 108 S.Ct. 1042, 98 L.Ed.2d 1005 (1988);
In
the Matter of Adoption of D.M.J.,
1985 OK 92, ¶ 12,
741 P.2d 1386.
¶
2
Because of recent statutory amendments to the Oklahoma Act,FN4
which in essence codified the holding in Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989),
we determine that the “existing
Indian family exception”
is no longer pertinent to Indian child custody proceedings in
Oklahoma and even if it were, the evidence is insufficient
to support a finding that the child was eligible for
adoption without the consent of the father. To
the extent that In
the Matter of S.C.,
1992 OK 98, 833 P.2d 1249; In
the Matter of Adoption of Baby Boy D,
1985 OK 93, 742 P.2d 1059, cert.
denied
by Harjo
v. Duello,
484 U.S. 1072, 108 S.Ct. 1042, 98 L.Ed.2d 1005 (1988);
and
In
the Matter of Adoption of D.M.J.,
1985 OK 92, 741 P.2d 1386, are inconsistent with our
holding, they are expressly overruled.
FN4.
The
father asserts that the utilization of the exception is precluded
by recent statutory amendments. Title
10 O.S.2001 § 40.1
provides:
“The
purpose of the Oklahoma Indian Child Welfare Act is the
clarification of state policies and procedures regarding the implementation by
the State of Oklahoma of the federal Indian Child Welfare
Act, P.L. 95-608. It
shall be the policy of the state to recognize that
Indian tribes and nations have a valid governmental interest in
Indian children regardless of whether or not said children are
in the physical or legal custody of an Indian parent
or Indian custodian at the time state proceedings are initiated.
It
shall be the policy of the state to cooperate fully
with Indian tribes in Oklahoma in order to ensure that
the intent and provisions of the federal Indian Child Welfare
Act are enforced.”
Title
10 O.S.2001 § 40.3
provides in pertinent part:
“A.
The
Oklahoma Indian Child Welfare Act, in accordance with the federal
Indian Child Welfare Act applies to all child custody proceedings
involving any Indian child except the following:
1.
A
child custody proceeding arising from a divorce proceeding;
or
2.
A
child custody proceeding arising from an adjudication of delinquency, unless
there has been a request for termination of parental rights.
B.
Except
as provided for in subsection A of this section, the
Oklahoma Indian Child Welfare Act applies to all state voluntary
and involuntary child custody court proceedings involving Indian children, regardless
of whether or not the children involved are in the
physical or legal custody of an Indian parent or Indian
custodian at the time state proceedings are initiated....”
FACTS
¶
3
The appellee, Tiffany Leatherman
(mother), was sixteen years old when she became pregnant in
January of 2002.FN5
The
appellant, Christopher Yancey (father), was a seventeen year old schoolmate
and a member of the Muscogee (Creek) Indian Nation of
*1102
Oklahoma (tribe). The
mother is not a member of any Native American tribe.
The
child's paternity and the father's tribal membership is undisputed. However,
other than being a member of the tribe, the father
did not participate in any significant tribal activities or live
within tribal boundaries.FN6
FN5.
The
actual date of conception was disputed and demonstrated by conflicting
evidence presented by both sides. At
trial, the mother suggested that she conceived the child just
before her sixteenth birthday; however,
the evidence also suggests that it was after her birthday.
Regardless,
the precise day of conception is not determinative of the
issues presented.
FN6.
The
record reflects that the father never lived within the tribal
boundaries of the tribe; he
has not received the tribal newsletter because of his residence;
he
has attended approximately three tribal dances during his lifetime; and
his family does not regularly participate in tribal activities.
¶
4
The mother and maternal grandmother moved in with the father
and the fraternal grandmother near the end of February, 2002,
and remained there until approximately the end of April. The
fraternal grandmother provided support for the household. While
the mother remained in school, the father quit school and
began working at a local restaurant. After
an altercation between the two, the mother moved and lived
with her grandmother, later with her brother, and eventually returned
to live with her father. Sometime
around the time that the mother moved, she led the
father to believe that she had miscarried the baby. The
father insists that the mother told him she had miscarried
the baby. The
mother denies that she ever specifically told him that she
miscarried.
¶
5
In the summer of 2002, the mother decided to place
the baby for adoption, and through her church, she found
a couple from another state who wanted to adopt the
baby. After
meeting with an attorney for the adoptive parents, the mother
was advised to notify the father immediately that she was
still pregnant. In
July of 2002, the mother told the father that she
had not miscarried and that she planned to put the
baby up for adoption. The
father protested the adoption.
¶
6
On October 4, 2002, the child was born in Shawnee,
Oklahoma. The father attempted to see the mother and child
at the hospital after the birth, but the mother and
the hospital staff refused to let him have any contact
with the baby. On
October 14, 2002, the father employed a lawyer to represent
him in seeking custody of the child and in preventing
the adoption.
¶
7
On December 26, 2002, the mother sought an order in
Cleveland County that the child was eligible for adoption without
the father's consent and for termination of his parental rights.FN7
In
her application, the mother asserted that the father's consent was
unnecessary pursuant to 10 O.S.2001 § 7505-4.2(C)(1)
FN8
because he had not contributed to her support during the
pregnancy. On
January 6, 2003, the mother appeared in court and voluntarily
relinquished her parental rights and consented to the adoption of
the child.
FN7.
Both
parents are from Seminole County, Oklahoma. The
mother initially attempted to bring the action in Oklahoma County
District Court, until it was determined that the Oklahoma County
District Court never obtained proper jurisdiction over the parties or
the subject matter. The
father sought and obtained an ex parte temporary custody order
in the Seminole County District Court which was conditioned upon
either a determination by the District Court of Oklahoma County
that it did not have jurisdiction or a denial of
the mother's request for termination of the father's parental rights.
Ultimately,
the mother brought this action in Cleveland County, Oklahoma.
FN8.
Title
10 O.S.2001 § 7505-4.2
provides in pertinent part:
“...
C. Consent to adoption is not required from a father
or putative father of a minor born out of wedlock
if:
1.
The
minor is placed for adoption within ninety (90) days of
birth, and the father or putative father fails to show
he has exercised parental rights or duties towards the minor,
including, but not limited to, failure to contribute to the
support of the mother of the child to the extent
of his financial ability during her term of pregnancy ...”
¶
8
On January 17, 2003, notice of the mother's application and
adoption proceedings were given to the father, the Bureau of
Indian Affairs, and the Muscogee (Creek) Nation. The
father objected to the adoption. The
Nation filed a motion to intervene on January 23, 2003,
acknowledging that the child was eligible for membership and insisting
that the Acts applied to the proceeding. The
motion to intervene was granted the next day. On
March 25, 2003, the Nation filed a motion to dismiss
the mother's adoption proceeding, seeking compliance with placement preferences of
the Acts.
*1103
¶ 9
On September 5, 2003, the trial court entered an order,
determining that: 1)
the “existing
Indian family exception”
to the Acts controlled; 2)
the father had neglected to contribute to the support of
the mother to the extent of his financial ability during
the pregnancy thus failing to establish his parental rights; and
3) the child was eligible for adoption without the consent
of the father.FN9
The
father appealed. The
Court of Civil Appeals affirmed. We
granted certiorari on June 14, 2004.
FN9.
A
hearing in the cause was conducted on October 3 and
10, 2003. The
trial court noted that it incorrectly chose the applicable law
in its original order issued September 5, 2003. The
court found that it incorrectly cited 10 O.S.2001 § 7505-4.2(C)(2)
when it should have cited 10 O.S.2001 § 7505-4.2(C)(1),
see note 8, supra.
I.
¶
10
THE
“EXISTING
INDIAN FAMILY EXCEPTION”
IS NO LONGER A VIABLE DOCTRINE IN OKLAHOMA INSOFAR AS
INDIAN CHILD CUSTODY PROCEEDINGS ARE CONCERNED.
A.
Applicability
of the Federal and Oklahoma Indian Child Welfare Acts and
The “Existing
Indian Family Exception.”
¶ 11 The mother argues
that because this proceeding does not involve the dissolution of an Indian
family or the removal of custody from the Indian parent, it falls under
the “existing Indian family exception” to the Acts. The federal Act FN10
was enacted in response to concerns regarding the consequences to Indian
children, Indian families, and Indian tribes of state child welfare practices
which had separated Indian children from their families and tribes.FN11
To address these concerns, the Act provides “minium Federal standards
for the removal of Indian children from their families and the placement
of such children in foster or adoptive homes which reflect the unique
values of Indian culture.” FN12
FN10.
Title
25 U.S.C. § 1901,
et seq.
FN11.
Title
25 U.S.C.A. § 1901
provides in pertinent part:
“Recognizing
the special relationship between the United States and the Indian
tribes and their members and the Federal responsibility to Indian
people, the Congress finds-
...
(4) that an alarmingly high percentage of Indian families are
broken up by the removal, often unwarranted, of their children
from them by nontribal public and private agencies and that
an alarmingly high percentage of such children are placed in
non-Indian foster and adoptive home and institutions; and
(5)
that
the States, exercising their recognized jurisdiction over Indian child custody
proceedings through administrative and judicial bodies, have often failed to
recognize the essential tribal relations of Indian people and the
cultural and social standards prevailing in Indian communities and families.”
FN12.
Title
25 U.S.C.A. § 1902
provides:
“The
Congress hereby declares that it is the policy of this
Nation to protect the best interests of Indian children and
to promote the stability and security of Indian tribes and
families by the establishment of minimum Federal standards for the
removal of Indian children from their families and the placement
of such children in foster or adoptive homes which will
reflect the unique values of Indian culture, and by providing
for assistance to Indian tribes in the operation of child
and family service programs.”
¶
12
The federal Act governs Indian child custody proceedings, including termination
of parental rights and adoptions.FN13
It
sets forth *1104
standards for terminating parental rights
FN14
and it recognizes the applicability of social and cultural standards.FN15
The
standards mandated by the federal Act preempt any state law
which provides a lower standard of protection for the rights
of the parent or the Indian custodian of an Indian
Child.FN16
The
Oklahoma Act
FN17
implements the federal Act.FN18
It is undisputed that this child is an Indian child
within the meaning of both Acts.
FN13.
Title
25 U.S.C.A. § 1903
provides:
“For
the purposes of this chapter, except as may be specifically
proved otherwise, the term-
(1)
‘child
custody proceeding’
shall mean and include-...
(ii)
‘termination
of parental rights' which shall mean any action resulting in
the termination of the parent-child relationship;
(iii)
‘preadoptive
placement’
which shall mean the temporary placement of an Indian child
in a foster home or institution after the termination of
parental rights, but prior to or in lieu of adoptive
placement; and
(iv)
‘adoptive
placement’
which shall mean the permanent placement of an Indian child
for adoption, including any action resulting in a final decree
of adoption.
Such
term or terms shall not include a placement based upon
an act which, if committed by an adult, would be
deemed a crime or upon an award, in a divorce
proceeding, of custody to one of the parents.
...
(3)
‘Indian’
means any person who is a member of an Indian
tribe, ...
(4)
‘Indian
child’
means any unmarried person who is under age eighteen and
is either (a) a member of an Indian tribe or
(b) is eligible for membership in an Indian tribe and
is the biological child of a member of an Indian
tribe; ...
(9)
‘parent’
means any biological parent or parents of an Indian child
...
It does not include the unwed father where paternity has
not been acknowledged or established....”
FN14.
Title
25 U.S.C.A. § 1912
provides in pertinent part:
“...
(f) Parental rights termination orders; evidence;
determination
of damage to child
No
termination of parental rights may be ordered in such proceeding
in the absence of a determination, supported by evidence beyond
a reasonable doubt, including testimony of qualified expert witnesses, that
the continued custody of the child by the parent or
Indian custodian is likely to result in serious emotional or
physical damage to the child.”
FN15.
Title
25 U.S.C.A. § 1915
provides in pertinent part:
“...
(d) Social and cultural standards applicable
The
standards to be applied in meeting the preference requirements of
this section shall be the prevailing social and cultural standards
of the Indian community in which the parent or extended
family resides or with which the parent or extended family
members maintain social and cultural ties....”
FN16.
Title
25 U.S.C. § 1921
provides:
“In
any case where State or Federal law applicable to a
child custody proceeding under State or Federal law provides a
higher standard of protection of the rights of the parent
or Indian custodian of an Indian child than the rights
provided under this subchapter, the State or Federal court shall
apply the State or Federal standard.”
FN17.
Title
10 O.S.2001 § 40,
et seq.
FN18.
Title
10 O.S.2001 § 40.1,
see note 4, supra; Title
10 O.S.2001 § 40.3,
see note 4, supra.
¶
13
The watershed opinion was rendered in 1989, when the United
States Supreme Court decided Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989),
a case involving two young Indian parents who sought an
adoption by non-Indians of newly-born twins. Although
the parents lived on the reservation, they traveled away from
the reservation for the birth of the children. The
tribe opposed the adoption and sought jurisdiction in tribal court.
The
United States Supreme Court held that the children were domiciled
on the reservation within the meaning of the federal Act's
exclusive tribal court jurisdiction provision, even though the children were
not present on the reservation.
¶
14
In discussing the purpose and meaning of the Act, the
Holyfield
Court recognized that Congress was concerned not only about the
interests of Indian children and families, but also about the
impact on the tribes because of the large numbers of
Indian children being adopted by non-Indians. The
Court stated that:
“...
[I]t is clear that Congress' concern over the placement
of Indian children in non-Indian homes was based in part
on evidence of the detrimental impact on the children themselves
of such placements outside their culture. Congress
determined to subject such placements to the ICWA's jurisdictional and
other provisions, even in cases where parents consented to an
adoption, because of concerns going beyond the wishes of individual
parents....”
¶
15
In 1992, this Court examined Holyfield's
implications.FN19
In
the Matter of S.C.,
*1105
1992 OK 98, ¶ 21,
833 P.2d 1249 involved an Indian father who attempted to
invalidate foster care after the non-Indian mother's parental rights were
terminated. The
father alleged that Holyfield,
supra, controlled the cause. The
Court determined that Holyfield
was inapplicable, and it held that the federal Act did
not permit a non-custodial Indian parent to invalidate foster care
placement. The
Court also reaffirmed the application of the “existing
Indian family exception”
to Indian child custody proceedings in Oklahoma, largely ignoring Holyfield's
language.
FN19.
Just
prior to Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989),
this Court in 1985, decided In
the Matter of the Adoption of D.M.J.,
1985 OK 92, 741 P.2d 1386 and In
the Matter of Adoption of Baby Boy D,
1985 OK 93, ¶ 26,
742 P.2d 1059, cert.
denied
by Harjo
v. Duello,
484 U.S. 1072, 108 S.Ct. 1042, 98 L.Ed.2d 1005 (1988)
on the same day. In
both causes, we determined that the federal Act would not
apply, unless the child was being removed from the custody
of an Indian parent or from an Indian environment. In
D.M.J.,
supra, an Indian father had challenged the adoption of his
child. The
child had been awarded to the non-Indian mother in a
divorce proceeding nearly 10 years earlier. Although
the Court determined that the federal Act did not apply
to divorce proceedings [The only two Indian child proceedings excluded
from the ambit of the Acts are custody provisions of
a divorce decree and delinquency proceedings. In
the Matter of Guardianship of Q.G.M.,
1991 OK 29, ¶ 7,
808 P.2d 684.], it also recognized that the Act would
not control anyway because of the absence of an attempt
to break-up an Indian family or an interruption in the
continued custody by the Indian parent. The
challenge of an adoption by an unwed Indian father was
involved in Baby
Boy D,
supra. The
Court noted that the federal Act was applicable only when
confronted with the removal of Indian children from their families-when
Indian children were being removed from their existing Indian environment.
This
Court held that the father had no standing to invoke
the Act because he never had custody of the child
and had not acknowledged or established paternity before the adoption.
¶
16
In 1994, within two years after our decision in S.C.,
supra, the Oklahoma Legislature, apparently in response to our opinions
and in recognition of the Holyfield
teaching, amended the Oklahoma Act. Prior to the amendment, 10
O.S.1991 § 40.1
provided:
“The
purpose of the Oklahoma Indian Child Welfare Act is the
clarification of state policies and procedures regarding the implementation by
the State of Oklahoma of the Federal Indian Child Welfare
Act, P.L. 95-608. It
shall be the policy of the state to cooperate fully
with Indian tribes in Oklahoma in order to ensure that
the intent and provisions of the Federal Indian Child Welfare
Act are enforced.”
Title
10 O.S.1991 § 40.3
provided in pertinent part:“...
B. The Oklahoma Indian Child Welfare Act applies only to
a child who is a member of an Indian tribe
or who is eligible for membership in an Indian tribe
and is the biological child of a member of an
Indian tribe ...”
¶
17
Section 40.1 was amended in 1994. It
provides:
“The
purpose of the Oklahoma Indian Child Welfare Act is the
clarification of state policies and procedures regarding the implementation by
the State of Oklahoma of the federal Indian Child Welfare
Act P.L. 95-608. It
shall be the policy of the state to recognize that
Indian tribes and nations have a valid governmental interest in
Indian children regardless of whether or not said children are
in the physical or legal custody of an Indian parent
or Indian custodian at the time state proceedings are initiated.
It
shall be the policy of the state to cooperate fully
with Indian tribes in Oklahoma in order to ensure that
the intent and provisions of the federal Indian Child Welfare
Act are enforced.”
(Emphasis
added.)
Similarly,
10 O.S.2001 § 40.3,
was amended in 1994 and provides in pertinent part:“...
B. Except as provided for in subsection A of this
section, the Oklahoma Indian Child Welfare Act applies to all
state voluntary and involuntary child custody court proceedings involving Indian
children, regardless
of whether or not the children involved are in the
physical or legal custody of an Indian parent or Indian
custodian at the time the state proceedings are initiated....”
(Emphasis added.)
¶ 18
When ascertaining legislative intent, the Court must presume that when
adopting an amendment, the Legislature had knowledge of the law as it
previously existed and had in mind the judicial construction placed on
the law. FN20
Under the current statutory scheme, the Oklahoma Act controls regardless
of whether the child or children *1106
involved in the proceeding are in the physical or legal custody of an
Indian parent or Indian custodian when the state proceedings are initiated.
The change in the statute is an explicit repudiation of the
“existing Indian family exception.” FN21
FN20.
Prettyman
v. Halliburton Co.,
1992 OK 63, ¶ 21,
841 P.2d 573; Huff
v. State,
1988 OK 118, ¶ 4,
764 P.2d 183; Poafpybitty
v. Skelly Oil Co.,
1964 OK 162, ¶ 14,
394 P.2d 515.
FN21.
We
note that although the United States Supreme Court has yet
to decide the issue, a split of authority exists. Some
jurisdictions recognize the exception. Rye
v. Weasel,
see note 2, supra; In
the Matter of Crews,
see note 2, supra; In
the Matter of Adoption of T.R.M.,
see note 2, supra; In
the Matter of Adoption of Baby Boy L,
see note 2, supra. See
also, In
the Matter of T. S.,
see note 2, supra; In
re Adoption of Baby Girl S.,
see note 2, supra; In
re Hampton,
see note 2, supra; S.A.
v. E.J. P.,
see note 2, supra; In
the Interest of S.A.M.,
see note 2, supra. Others
decline to do so. In
the Interest of A. B.,
2003 ND 98, 663 N.W.2d 625, 635 (2003) cert.
denied, Hoots
ex rel. A.B. v. K.B.,
541 U.S. 972, 124 S.Ct. 1875, 158 L.Ed.2d 466 (2004)
[Rejecting existing Indian family exception to termination of parental rights
because it is contrary to the plain language of the
Act and thwarts the tribe's interest.]; In
the Matter
of Baby Boy Doe,
123 Idaho 464, 849 P.2d 925, 930 (1993) cert.
denied, Swenson
v. Oglala Sioux Tribe,
510 U.S. 860, 114 S.Ct. 173, 126 L.Ed.2d 133 (1993)
[Act applicable to termination of parental rights because United State
Supreme Court has effectively undermined the imposition of the doctrine
and it conflicts with express provisions of the Act.]; In
the Matter of Adoption of Baade,
462 N.W.2d 485 (S.D.1990) [Rejecting prior opinion in which the
Court applied the doctrine and recognizing it was inconsistent with
the Act and the United States Supreme Court decision in
case involving termination of parental rights of 14 year old
father.]; In
the Matter of Adoption of T.N.F.,
781 P.2d 973, 977 (Alaska 1989), cert.
denied Jasso
v. Finney,
494 U.S. 1030, 110 S.Ct. 1480, 108 L.Ed.2d 616 (1990)
[Applying the exception to mother of Indian child attempting to
set aside adoption would undermine tribe's interest and the children
as well as contradict the Act's plain language.]; In
the Matter of Adoption of A Child of Indian Heritage,
111 N.J. 155, 543 A.2d 925, 932 (1988) [Act applied
to voluntarily relinquished child for adoption regardless of whether child
ever lived in Indian environment or with Indian family.].
Additionally,
several state appellate courts have also rejected the doctrine's application.
In
re Michael J, Jr.,
198 Ariz. 154, 7 P.3d 960, 963 (Ct.App.2000) [Rejecting the
doctrine as applied to putative father because not only is
goal preserving Indian families, but also protecting tribe's interest and
maintenance of its culture; the
Act contains no such requirement or exception; legislative
history support no imposition of doctrine; the
United States Supreme Court has effectively undermined the doctrine's imposition;
and
the court already implicitly rejected it.]; State
in Interest of D.A.C.,
933 P.2d 993, 999 (1997 Utah App.) [Reasoning rejecting existing
Indian family doctrine persuasive as applied to adoption of father's
part-Indian children.]; In
re Elliott,
218 Mich.App. 196, 554 N.W.2d 32, 35 (1996) [Adopting view
which rejects the existing Indian family exception to termination of
parental rights of Indian mother and non-Indian father.].
Another
court has expressly refused to adopt or reject the doctrine.
In
the Matter of Catholic Charities and Community Services,
942 P.2d 1380, 1381 (Colo.App.1997) [Resolution of the question of
application of the doctrine requires resolution of fact issues.]. Finally,
some courts view it as a possible constitutional infringement. California
Courts of Appeals in In
re Santos Y,
92 Cal.App.4th 1274, 112 Cal.Rptr.2d 692, 731 (2001) and In
re Bridget R.,
41 Cal.App.4th 1483, 49 Cal.Rptr.2d 507, 529 (1996) cert.
denied Cindy
R. v. James R.,
519 U.S. 1060, 117 S.Ct. 693, 136 L.Ed.2d 616 (1997)
have determined that a refusal to apply the existing Indian
family exception to the federal Act would result in an
unconstitutional application. However,
the North Dakota Supreme Court in In
the Interest of A. B.,
supra., explicitly rejected the unconstitutional arguments and the California court's
analysis. Although
the United States Supreme Court did not specifically address the
viability of the “existing
Indian family exception”
in Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989),
the 10th Circuit Court of Appeals in Morrow
v. Winslow,
94 F.3d 1386 (10th Cir.1996), cert.
denied
520 U.S. 1143, 117 S.Ct. 1311, 137 L.Ed.2d 475 (1997),
rejected its underlying rationale. In
rejecting the rationale behind those state court decisions, the Court
recognized that the purpose of the Act is to protect
the rights of Indian
parents, children and tribes.
It
determined that the federal Act provided a cause of action
for the father without regard to whether the child was
removed from his custody-ie., an “existing
Indian family.”
Clearly
the 10th Circuit questions the exception's viability as applied to
the federal Act.
B.
The
Constitutionality of the Application of the Acts.
¶ 19 The mother insists
that a refusal to apply the “existing Indian family exception” to the
present cause could result in an unconstitutional application of the Acts.
She relies primarily on the California Court of Appeals decision In
re Bridget R., 41 Cal.App.4th
1483, 49 Cal.Rptr.2d 507, 529, (1996), cert.
denied Cindy R.
v. James R., 519 U.S.
1060, 117 S.Ct. 693, 136 L.Ed.2d 616 (1997) to support her argument.
¶
20
Bridget,
supra, involved a father of Indian twins who sought to
rescind his voluntary relinquishment of parental rights. After*1107
the trial court determined the relinquishment invalid, the appellate court
reversed, holding that the Act would be unconstitutional and violate
the Fifth, Tenth, and Fourteenth Amendments unless it was limited
by the “existing
Indian family”
doctrine.
¶
21
In another California Court of Appeals case, In
re Santos Y,
92 Cal.App.4th 1274, 112 Cal.Rptr.2d 692, 731 (2001), the court
reached a conclusion similar to the Bridget,
supra, case. Santos,
supra, involved a constitutional challenge to a trial court order
which required the transfer of a child to placement with
a member of the Indian tribe to which the child's
sole connection was one-quarter genetic contribution from the mother who
was an enrolled tribal member. The
Santos
court held that the application of the federal Act was
unconstitutional under the Fifth, Tenth, and Fourteenth Amendments to the
United States Constitution when the child's sole connection to the
tribe was the genetic contribution.
¶
22
The Supreme Court of North Dakota rejected the rationale and
constitutional analysis used by the California Appellate Courts in In
the Interest of A. B.,
2003 N.D. 98, 663 N.W.2d 625 (2003), cert.
denied Hoots
ex rel. A.B. v. K.B.,
541 U.S. 972, 124 S.Ct. 1875, 158 L.Ed.2d 466 (2004).
A.B.
involved the transfer of jurisdiction of a parental termination proceeding
from state juvenile court to tribal court. The
County argued that the transfer would be unconstitutional relying on
the California Court of Appeals' decisions. The
North Dakota Supreme Court held that the transfer was not
unconstitutional. It
determined that: 1)
the United States Supreme Court has consistently rejected claims that
laws which treat Indians as a distinct class violate equal
protection; 2)
the different treatment of Indians and non-Indians under the Act
is based on the political status of the parents and
children and the sovereign nature of the tribe; 3)
the substantive due process and equal protection challenges were subject
to a rational basis analysis and the Act was rationally
related to the protection of the integrity of American Indian
families and tribes
and is rationally related to the fulfillment of Congress's unique
guardianship obligations toward Indians; and
4) Congress's plenary power to legislate Indian matters is well
established and the Act is a rational exercise of that
power which does not violate the Tenth Amendment.
¶
23
We agree with the North Dakota Supreme Court's rationale and
find it equally applicable to the present cause. We
hold that the Acts are not unconstitutional as applied to
this cause.
II.
¶
24
EVEN
IF THE EXISTING INDIAN FAMILY EXCEPTION WERE VIABLE, THE EVIDENCE
IS INSUFFICIENT TO SUPPORT A FINDING THAT THE CHILD WAS
ELIGIBLE FOR ADOPTION WITHOUT THE CONSENT OF THE FATHER.
¶ 25 The father argues
that the trial court erred in finding that the adoption could proceed,
pursuant to 10 O.S.2001 § 7505-4.2(C),FN22
without his consent because he did provide support during the term of
the pregnancy. The mother insists that not only did the father
fail to support her during the pregnancy, but that his actions showed
no *1108
inclination whatsoever to support her or the child regardless of his belief
that she miscarried.
FN22.
Title
10 O.S.2001 § 7505-4.2(C)
provides:
“Consent
to adoption is not required from a father or putative
father of a minor born out of wedlock if:
1.
The
minor is placed for adoption within ninety (90) days of
birth, and the father or putative father fails to show
he has exercised parental rights or duties towards the minor,
including, but not limited to, failure to contribute to the
support of the mother of the child to the extent
of his financial ability during her term of pregnancy; or
2.
The
minor is placed for adoption within fourteen (14) months of
birth, and the father or putative father fails to show
that he has exercised parental rights or duties towards the
minor, including, but not limited to, failure to contribute to
the support of the minor to the extent of his
financial ability, which may include consideration of his failure to
contribute to the support of the mother of the child
to the extent of his financial ability during her term
of pregnancy. Failure
to contribute to the support of the mother during her
term of pregnancy shall not in and of itself be
grounds for finding the minor eligible for adoption without such
father's consent.
The
incarceration of a parent in and of itself shall not
prevent the adoption of a minor without consent.”
¶
26
Title 10 O.S.2001 § 7505-4.2
provides in pertinent part:
“...
C. Consent to adoption is not required from a father
or putative father of a minor born out of wedlock
if:
1.
The
minor is placed for adoption within ninety (90) days of
birth, and the father or putative father fails to show
he has exercised parental rights or duties towards the minor,
including, but not limited to, failure to contribute to the
support of the mother of the child to the extent
of his financial ability during her term of pregnancy ...”
¶
27
The evidence reflects that: 1)
the father acknowledged paternity and was pleased at the prospect
of becoming a father; 2)
the mother lived with him and his mother during a
significant portion of the pregnancy; 3)
the father quit school and obtained a job in preparation
for one day providing for the family; 4)
the father was allowed to believe for several months that
the mother had miscarried the baby; 5)
it was not physically evident that the mother was even
pregnant until approximately after the sixth month of the pregnancy;
6)
the father attempted to make contact with the baby at
the hospital when the child was born, but he was
prevented from doing so by the mother and the hospital
staff; and
7) after the child's birth, the father sent some money
to the mother's attorney for child related expenses.
¶ 28 The standard of
review for a trial court's conclusion regarding a child's eligibility
for adoption without the consent of the biological parent is whether it
is supported by the clear weight of the requisite clear and convincing
evidence.FN23
The clear weight of the clear and convincing evidence reflects that,
although no specific monetary support was given directly to the mother,FN24
the father met the minimal statutory requirements to the extent of his
ability.FN25
Even if the father had not met the minimal statutory requirements,
it would seem incongruous to apply the statute when during the critical
period-the term of pregnancy-he was allowed to believe that the mother
was no longer pregnant.
FN23.
White
v. Adoption of Baby Boy D,
2000, OK 44, ¶ 35,
10 P.3d 212; Matter
of Adoption of R.W.S.,
1997 OK 148, ¶ 10,
951 P.2d 83; Matter
of Adoption of J.L.H.,
1987 OK 25, ¶ 12,
737 P.2d 915.
FN24.
The
mother likens the father's behavior to that of the fathers
in In
the Matter of Adoption of Baby Boy D,
see note 3, supra and In
the Matter of Adoption of Baby Girl M,
1997 OK CIV. APP. 33, 942 P.2d 235. The
unwed biological father in Baby
Boy D,
supra, failed to provide any type of support for the
mother during the pregnancy; failed
to offer to marry her; made
no attempt to learn when and where the child was
born; never
told his family she was pregnant; failed
to pay expenses related to birth; did
not attempt contact with the child; and
never told the mother he wanted the child until the
suit was filed. The
father in Baby
Girl M,
supra, failed to provide any type of support during the
pregnancy; failed
to acknowledge paternity; failed
to contribute to the mother's living or medical expenses during
pregnancy; and
failed to offer to support the baby after the birth.
We
find the mother's arguments of similarities of the fathers unconvincing
because, here, unlike the father in Baby
Boy D,
supra, and Baby
Girl M,
supra, evidence reflects that the father met the minimal statutory
requirements by grasping his parental rights and exercising his parental
duties to the extent of his ability.
FN25.
See,
e.g., In
the Matter of Adoption of J.L.H.,
see note 23, supra.
CONCLUSION
¶
29
Legislative amendments to the Oklahoma Act, have expressly contradicted the
application of the exception to Indian child custody proceedings in
Oklahoma. Therefore,
we determine that: 1)
the “existing
Indian family exception”
is no longer a viable doctrine applicable in Oklahoma insofar
as Indian child custody proceedings are concerned; and
2) even if it were, the evidence is insufficient to
support a finding that the child was eligible for adoption
without the consent of the father.
CERTIORARI
PREVIOUSLY GRANTED; COURT
OF CIVIL APPEALS OPINION VACATED; TRIAL
COURT REVERSED; CAUSE
REMANDED.
*1109
WATT, C.J., OPALA, V.C.J., KAUGER, EDMONDSON, COLBERT JJ., concur.
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