|
(Cite
as: 11 Neb.App. 919, 664 N.W.2d 470)
Court
of Appeals of Nebraska.
In
re Interest of PHOEBE S. and Rebekah S., children under
18 years of age.
State
of Nebraska, Appellee,
v.
Regina
S., Appellant.
Nos.
A-02-905, A-02-906.
June
17, 2003.
**472
Syllabus
by the Court
*919
1. Juvenile
Courts: Indian Child Welfare Act: Appeal and Error.
An order terminating parental rights pursuant to the Nebraska
Indian Child Welfare Act, Neb.Rev.Stat. §
43-1501 et seq. (Reissue 1998), is reviewed de novo
on the record, and an appellate court is required to
reach a conclusion independent of the juvenile court's findings.
2. Juvenile
Courts: Parental Rights: Final Orders: Appeal and
Error.
A detention order issued after a hearing and which
continues to withhold the custody of a juvenile from the
parent pending an adjudication hearing is a final, appealable order.
3. Indian
Child Welfare Act.
The federal Indian Child Welfare Act was enacted to promote
the stability and security of Indian tribes and families through
the establishment of minimum federal standards for the removal of
Indian children from their families *920
and the placement of such children in foster or adoptive
homes which will reflect the unique values of Indian culture.
4. Indian
Child Welfare Act: Parental Rights: Proof.
Any party seeking to effect termination of parental rights
to an Indian child under state law shall satisfy the
court that active efforts have been made to provide remedial
services and rehabilitative programs designed to prevent the breakup of
the Indian family and that these efforts have proved unsuccessful.
5. Indian
Child Welfare Act: Expert Witnesses: Parental Rights.
Pursuant to the Indian Child Welfare Act, qualified expert
testimony is required in a parental rights termination case on
the issue of whether serious harm to the Indian child
is likely to occur if the child is not removed
from the home.
**473
6. Indian
Child Welfare Act: Parental Rights: Evidence.
Under the Indian Child Welfare Act, a determination to
terminate parental rights must be supported by evidence beyond a
reasonable doubt.
7. Parental
Rights.
The best interests of the children are the primary
consideration in any question concerning termination of parental rights.
Richard K. Bollerup, Lincoln, of Bollerup & Huxoll, P.C., for
appellant.
Shellie D. Sayers, Deputy Lancaster County Attorney, for appellee.
HANNON, SIEVERS, and INBODY, Judges.
SIEVERS, Judge.
The State of Nebraska filed a motion to terminate a
mother's parental rights to two of her four children.
The separate juvenile court of Lancaster County, Nebraska, terminated the
mother's parental rights to those two children. The mother
appeals.
I.
FACTUAL BACKGROUND
On November 24, 1997, Rebekah S., born March 5, 1997;
Hezekiah S., born May 9, 1988; and Josiah
S., born March 1, 1985, were removed from the care
of their parents, Regina S. and Andrea S., by the
Lincoln Police Department and placed in the emergency custody of
the Nebraska Department of Health and Human Services (DHHS), based
on the family's having no housing or financial means to
obtain shelter. On November 25, 1997, the separate juvenile
court of Lancaster County ordered and *921
granted temporary legal custody of Rebekah, Hezekiah, and Josiah to
DHHS, based on the best interests of the children.
On January 16, 1998, Rebekah was placed in the foster
care of Dorothy G. and has since remained in her
care and custody.
On January 30, 1998, after an adjudication hearing, the juvenile
court found Rebekah, Hezekiah, and Josiah to be children as
defined by Neb.Rev.Stat. §
43-247(3)(a) (Supp.1997) because they were homeless, destitute, and lacked proper
parental care by reason of the faults or habits of
Regina and Andrea. The court ordered that the children
remain in the temporary legal
custody of DHHS. After various dispositional orders, the State
was given leave on August 31 to file an amended
supplemental petition, and after a second adjudication hearing, the juvenile
court again found Rebekah, Hezekiah, and Josiah to be children
as defined by §
43-247(3)(a) (Reissue 1998) because they were homeless, destitute, and lacked
proper parental care by reason of the faults or habits
of Regina and Andrea, and ordered that the children remain
in the temporary legal custody of DHHS. On January
14, 1999, after a rehabilitation plan was formulated by DHHS
and approved by the court, the juvenile court found that
reasonable efforts had been made to return custody of Rebekah,
Hezekiah, and Josiah to Regina and Andrea but that it
was in the children's best interests that they remain in
the temporary legal custody of DHHS.
On February 1, 1999, Phoebe S. was born to Regina
and Andrea. On February 2, the Lincoln Police Department
removed Phoebe from her parents' care and placed her in
the emergency custody of DHHS, based on the following allegations:
Regina and Andrea suffered from a variety of mental health
problems according to psychological evaluations; Regina and Andrea failed
to comply with the DHHS plan of rehabilitation; Phoebe's
three siblings continued to remain in the temporary legal **474
custody of DHHS; and Regina and Andrea did not
have appropriate housing. That same day, Phoebe was also
placed in the foster care of Dorothy and has since
remained in her care and custody.
II.
PROCEDURAL BACKGROUND
On February 3, 1999, the State filed a motion for
termination of Regina's and Andrea's parental rights to Rebekah, Hezekiah,
and Josiah (motion I), alleging that Regina and Andrea were
*922
unable to discharge their parental responsibilities because of mental illness
or mental deficiency, that there were reasonable grounds to believe
that such condition would continue for a prolonged indeterminate period
in support of termination based on Neb.Rev.Stat. §
43-292(5) (Reissue 1998), and that termination of Regina's and Andrea's
parental rights would be in the children's best interests.
On the same date as above, the State also filed
a separate petition and motion to terminate Regina's and Andrea's
parental rights to Phoebe (motion II), alleging that Phoebe was
homeless, destitute, and without proper parental support pursuant to §
43-247(3)(a); that the parents had the same mental health
allegations as previously alleged; and that termination of Regina's
and Andrea's parental rights would be in Phoebe's best interests.
On April 14, 1999, the juvenile court found that reasonable
efforts had been made to return custody of Phoebe to
Regina and Andrea but that it was in the child's
best interests to remain in the temporary legal custody of
DHHS.
On May 6, 1999, a hearing was had on motions
I and II; however, it came to the court's
attention that Regina was of Native American ancestry, specifically Oglala
Sioux, thus triggering the statutory provisions of the Nebraska
Indian Child Welfare Act (ICWA), Neb.Rev.Stat. §
43-1501 et seq. (Reissue 1998), relating to termination of parental
rights to Indian children. Pursuant to §§
43-1503 and 43-1504, the juvenile court granted a continuance to
determine if Phoebe, Rebekah, Hezekiah, and Josiah were of Indian
descent and if the Oglala Sioux Tribe had jurisdiction.
Subsequently, Regina and Andrea filed a motion to transfer the
case to the Oglala Sioux Tribal Court, and the trial
was stayed pending a jurisdictional hearing.
The jurisdictional hearing was had on December 20, 1999.
On March 20, 2000, the juvenile court found that Phoebe,
Rebekah, Hezekiah, and Josiah were Indian children but that they
were not domiciled on the Oglala Sioux Tribe Reservation, and
the court therefore denied the motion to transfer, based on
the best interests of the children. Motions I and
II were again set for trial in the separate juvenile
court of Lancaster County.
Throughout the aforementioned juvenile court hearings, Regina regularly and consistently
participated in supervised *923
visitations with her four children, according to Linda Brown, a
family support specialist who supervised and facilitated the visitations.
On October 23, 2000, however, a hearing was had in
the juvenile court regarding the visitation plan, and on November
30, the court terminated Regina's and Andrea's supervised visitation with
Phoebe and Rebekah. The juvenile court found that visitation
was no longer in the children's best interests, based on
a report by Dr. Colleen Stormberg, a psychologist
assigned to the case. Subsequently, Regina agreed to relinquish
her parental rights to Phoebe and Rebekah in exchange for
a "Communication and Contact Agreement" with DHHS that allowed her
to visit the girls four times a year. Regina
visited Phoebe and Rebekah in December 2000 and February 2001.
Sometime **475
after Regina's last visit with the girls, she rescinded the
relinquishment of her parental rights because she "just couldn't go
through with it."
On May 11, 2001, the State amended motion I to
add an allegation that Regina's and Andrea's parental rights to
Rebekah, Hezekiah, and Josiah should be terminated pursuant to §
43-292(7) because the children had been in out-of-home placement for
15 or more months of the most recent 22 months.
The State also added two additional allegations pursuant to
the Nebraska ICWA, §
43- 1505(4) and (6), and by interlineations on a date
we cannot ascertain from the record, the State removed Hezekiah
and Josiah from the case and removed the original allegation
of mental illness under §
43-292(5). Also on May 11, the State amended motion
II to add allegations based on §§
43-292(7) and 43-1505(4) and (6) as additional statutory grounds for
termination of parental rights. On November 1, the State
amended motion II for a second time, removing the allegation
based on §
43-292(5), thus basing termination on §§
43-292(7) and 43-1505(4) and (6). Trial was had in
early March 2002.
1.
STATE'S EVIDENCE
Regina testified that the State has had custody of Rebekah
since November 24, 1997, and Phoebe since February 2, 1999.
Regina stated that she was currently taking Zoloft and
Seroquel for depression anxiety, hair-pulling, and sleeplessness. Regina testified
that the last time she visited with Phoebe and Rebekah
was in February 2001. Regina stated that Andrea had
relinquished *924
his parental rights to the girls. Regina stated that
Andrea had been hospitalized and incarcerated in the past and
that he was currently taking medication to calm him down.
Regina testified that she would separate from Andrea if
that was required to get her children back; however,
she was unsure if she would divorce Andrea.
Charlie Bennett, a case manager for DHHS, testified that he
became the sole and ongoing caseworker in Regina's case in
May 1998. Bennett testified that in an effort to
reunify Regina's family, he did the following: arranged for
therapeutic providers and parenting classes ("P.A.C.T. program") for Regina and
Andrea; personally supervised the visitation with the children;
provided for transportation (bus passes); arranged evaluations for the
family; kept in regular contact with Regina, Andrea, Dorothy,
and the children; provided medical coverage for the children;
and prepared case plans and court reports. Bennett testified
that Phoebe and Rebekah were in a "stable" and "nurturing
environment" at Dorothy's home and that the girls felt safe
there. Bennett stated that Phoebe, Rebekah, Hezekiah, and Josiah,
still resided in foster care even
though all reunification efforts had been made.
Bennett testified that Dr. Helen Montoya, Dr. Stormberg, and Dr.
Mary Payne have all provided therapeutic support for Regina's family
through DHHS. Bennett testified that Dr. Montoya performed a psychological
evaluation on Regina and Andrea in 1998, that Dr. Stormberg
provided therapeutic treatment for Regina and Andrea and carried out
an evaluation regarding the relationship between Phoebe and Rebekah and
their parents, and Dr. Payne provided therapeutic treatment for Regina.
Bennett testified that he never considered recommending reunification of Phoebe
and Rebekah with Regina because of the following observations:
Regina and Andrea have had difficulty at times providing a
home for their children, Regina and Andrea's relationship has been
unstable at times, Regina received disability assistance and has used
the money for questionable **476
purposes at times, Regina stopped going to counseling and the
parenting classes, and the family has lacked adequate transportation at
times. Bennett stated that he arranged the supervised visitation
between the children and their parents through Cedars Youth Services
(Cedars); however, in October 2000, the supervised visitations with
the girls were suspended after an evaluation by Dr. *925
Stormberg indicated that the visitation was negatively impacting the girls.
Bennett stated that it is DHHS' plan that Phoebe
and Rebekah continue to reside with Dorothy. Bennett concluded
his testimony by stating that he believed
it was in Phoebe's and Rebekah's best interests that they
have permanency.
On cross-examination, Bennett admitted that Regina and Andrea have maintained
a sanitary and adequate apartment for the last 2 years
without rental assistance from DHHS. Bennett further admitted that
when he became involved in the case in 1998, Regina
and Andrea had a place of residence and were not
homeless. Bennett testified that Regina has maintained employment throughout
his tenure with the case and that she is currently
employed and has been working at a restaurant for almost
a year. Bennett testified that since he became involved
in 1998, Regina's demeanor, her employment situation, and her housing
condition have improved. Bennett admitted that after the supervised
visitations with Phoebe and Rebekah were terminated in October 2000,
DHHS basically did nothing to determine if visitation should restart.
Dr. Stormberg testified that she conducted an evaluation of Regina's
family and Dorothy in July and August 2000 in order
to see the relationship between the girls and Regina and
Andrea and between the girls and Dorothy.
(a)
Girls and Dorothy
Dr. Stormberg stated that during the evaluation, Dorothy said that
both Phoebe and Rebekah did not want to visit with
Regina and that before each visit, the girls would cry
and become angry and upset. Dr. Stormberg testified that
during the girls' visit with Dorothy, the girls appeared comfortable
with Dorothy
and sought out physical contact with her. Dr. Stormberg
testified that Dorothy appeared to be a good, attentive, and
calm foster parent and that there was a good bond
or attachment between Dorothy and the girls.
(b)
Girls and Regina and Andrea
Dr. Stormberg testified that during her visit with Regina, Andrea,
and the girls, Regina appeared somewhat anxious about being evaluated.
Dr. Stormberg testified that there was a mixture of
both appropriate direction and negative redirection between the *926
girls and Regina. Dr. Stormberg stated that Phoebe and
Rebekah did not seek out physical contact with Regina.
Dr. Stormberg testified that the girls appeared to be comfortable
around Regina but that there was not clear evidence of
an attachment or a strong bond between Regina and the
girls.
Dr. Stormberg opined that the supervised visits should be suspended
on a temporary basis. Dr. Stormberg testified it appeared
that Phoebe and Rebekah were in an enduring relationship with
Dorothy and were upset by the supervised visits with Regina
and that the visits were not beneficial to the girls.
Dr. Stormberg testified it appeared that Rebekah was suffering
from posttraumatic stress disorder. Dr. Stormberg stated that the
girls' attachment to Dorothy had progressed to a stable point
but that their attachment to Regina and Andrea had diminished
to a "point where it was in the [girls'] best
interest to be allowed to continue their attachment to [Dorothy]
without further **477
disruption." Dr. Stormberg testified that she recommended Regina and
Andrea receive psychological evaluations because in the past, Regina and
Andrea's life was very unstable and involved physical aggression, but
it appeared that their life had become "quite a bit
more stable." Dr. Stormberg thought that an evaluation could
determine whether there was any reasonable chance of reunification of
the family. Dr. Stormberg testified that a few months
after her evaluation, she began a therapeutic relationship with Andrea,
counseling him on a weekly basis. Dr. Stormberg concluded
her testimony by opining that it is in the best
interests of Phoebe and Rebekah that they remain with Dorothy
because they have a good, healthy attachment to her and
because it is important that the girls have some permanency.
On cross-examination, Dr. Stormberg admitted that she did not evaluate
Regina and the girls without Andrea being present. Dr.
Stormberg also admitted that Andrea was the most frantic and
anxious during the evaluation and that Regina was less so.
Dr. Stormberg testified that during the visit between the
girls and Regina and Andrea, there was nothing "grossly inappropriate"
that occurred, and that Regina read to the girls, played
with them, and disciplined them appropriately. Dr. Stormberg also
stated that she never witnessed the girls crying or being
upset before the supervised visitations.
*927
Dorothy testified that she is a licensed foster care provider.
Dorothy stated that Rebekah came to live with her
in January 1998, that Phoebe came
to live with her in February 1999, and that the
two girls have resided with her continuously since then.
Dorothy testified that Rebekah was "pretty thin," very quiet, and
withdrawn when she first came to live with Dorothy. Dorothy
testified that Rebekah is much more open now, interacts well
with other children, loves to be read to, and enjoys
swimming and playing. Dorothy stated that Phoebe is very outgoing
and active, loves to play outside, loves animals, and is
very social.
Dorothy testified that when Rebekah returned from the supervised visits
with her biological parents, she had night tremors and would
cry a lot, wake up in the middle of the
night, and just want to be held and cuddled.
Dorothy stated that prior to the supervised visits, Rebekah would
usually hide, state that she did not want to go,
and be withdrawn. Dorothy stated that when Phoebe became
older, she too resisted visitation with Regina and Andrea.
Dorothy testified that after the supervised visits were suspended, the
girls slept better, did not wake up in the middle
of the night crying, and appeared more happy and relaxed.
Dorothy testified that the girls are part of her
family and that she would want to adopt them if
she could. Dorothy concluded her testimony by stating that
she would continue to care for, provide for, and parent
the girls and is committed to both girls on a
long-term basis.
Dr. Anne Coyne, a professor of social work at the
University of Nebraska-Omaha (UNO), testified that she received her bachelor's
degree in psychology, her
master's degree in social work, and her doctorate degree in
management administration. Dr. Coyne stated that her area of
specialty is child welfare, bonding, and attachment. Dr. Coyne
testified that she also has specific training, education, research, and
professional experience in the ICWA, including being involved in the
Child Welfare League of America, providing assistance in writing legislation
regarding the ICWA, developing the Child Welfare Training Institute at
UNO, giving prior testimony concerning the ICWA, providing assistance in
training Indian workers on the **478
regulations of the ICWA, and developing training sessions regarding the
regulations of the ICWA. Dr. Coyne also testified that
she has conducted over 22 years of research regarding child
bonding and attachment.
*928
Dr. Coyne admitted that she had not seen, interviewed, or
evaluated Regina, Phoebe, or Rebekah and had not viewed any
documentation related to the present case. Dr. Coyne then
was asked to provide an opinion "as to a reasonable
degree of sociological certainty" whether removal of children from a
foster home would be harmful, based on a series of
hypothetical questions concerning the facts of the present case.
Regina's counsel objected, based on lack of foundation and improper
opinion testimony; however, such objection was overruled. Dr.
Coyne testified that if children had been with the same
person over a long period of time and had developed
an attachment to that person, separation from that person would
produce great grief for the children.
Dr. Coyne further opined that very young children who
are separated from their foster parent after an attachment has
been formed will suffer a "tremendous amount of grieving, crying,
anger ... for six to eight years subsequent to ...
the separation." Dr. Coyne also testified that the "hypothetical"
children would be depressed, suffer disturbances in sleeping patterns, lack
childhood development, and have emotional and behavioral problems. Dr.
Coyne testified that children need permanency and consistency for bonding
and attachment to take place and that if the "hypothetical"
children were returned to their biological parent, it would be
like returning them to a stranger. Dr. Coyne concluded
her testimony by opining that Native American children would suffer
the same consequences as stated above, just like any other
child, because bonding and attachment cross all cultural lines.
2.
REGINA'S EVIDENCE
Linda Brown, a family support specialist at Cedars, testified that
she has been supervising Regina's visits with Phoebe, Rebekah, Hezekiah,
and Josiah from February 1999 to the present. Brown
testified that at the time of trial, Regina was still
continuing supervised visits with Hezekiah and Josiah. Brown stated
that Regina and Andrea visited with all four children on
Mondays, Wednesdays, and Fridays for 2 hours a day and
with only Phoebe on Thursdays, also for 2 hours.
Brown testified that Regina and Andrea's visits with Phoebe and
Rebekah stopped in October or November 2000. Brown stated
that Regina was consistent
in attending visits and was very happy to see her
children. Brown *929
testified that the visits were a little chaotic at times
because of the four children's differences in age. Brown
testified that Regina was receptive to Brown's parenting suggestions.
Brown stated that Rebekah would initiate and exchange affections with
Regina, such as Rebekah's running up to Regina and hugging
her at the beginning of a visit. Brown testified
that Phoebe, because of her age, did not initiate that
type of contact, but Regina would usually hug and initiate
affection with both Phoebe and Rebekah. Brown testified that
she did not see any type of behavior from the
girls which indicated that they did not want to be
at the visits.
Brown testified that she also helped Regina with her parenting
skills; however, Brown also testified that she did not
witness anything inappropriate about Regina's parenting. Brown stated that
Regina was receptive to the parenting instructions and demonstrated knowledge
and understanding of the lessons. On cross-examination, Brown testified
that even if Regina were permitted to continue her visits
with Phoebe and Rebekah, Brown opined that **479
the visits should still be supervised because Regina and Andrea
would forget certain parenting skills and safety concerns.
Suzanne Harris, a family support specialist at Cedars, testified that
once a week, usually on Fridays, she assisted in Regina
and Andrea's supervised visits with Hezekiah and Josiah. Harris
stated that Regina had been consistent with her
visits with Hezekiah and Josiah. Harris testified that she
observed only one problem with Regina's parenting--she sometimes gets over-involved
with playing video games on the Nintendo "Game Boy" or
with Andrea's needs and loses focus of the children's needs.
However, Harris testified that Regina's parenting has improved over
time and that Regina is very interested in the boys'
lives and their well-being. On cross-examination, Harris stated that
Regina was very devoted to Andrea and that Harris did
not believe Regina had any plans to divorce or separate
from Andrea.
Dr. Henry Lee Balters, a psychologist, testified that through a
request by DHHS, he conducted a psychological evaluation of Regina
on July 31 and August 14, 2001. Dr. Balters
testified that based on his evaluation, which included numerous psychological
tests, one test indicated that Regina had no gross signs
of depression, anxiety, disturbances in thought, social retreat, or *930
uncontrollability. Dr. Balters did state that Regina had a
slight degree of depression and irritability, but not enough to
cause any dysfunctionality in her lifestyle. Dr. Balters testified
that another test showed that Regina has no deficiencies in
terms of her cognitive capabilities, is able to understand her
peers, has many intellectual strengths, and has average intelligence.
Dr. Balters stated, however, that Regina has some slight lack
of understanding as to what her own personal social obligations
are. Dr. Balters testified that a third test showed
that Regina had no serious dysfunction
in terms of thought process, had a fear about losing
her children and dying young, had a positive attitude about
the future, and related better to women than to men.
However, there were indications of some sadness and a
dislike for pressure. After Dr. Balters' evaluation of the
various tests, he opined to a reasonable degree of psychological
certainty that Regina had a prolonged depressive reaction and relational
problems, but nothing that would hinder her "parenting, per se."
Dr. Balters did qualify his opinion by stating that
he did not interview the girls or see Regina interact
with the girls. Dr. Balters also opined that Regina
had improved with the medication she was receiving from a
Dr. Tatay, a psychiatrist; that Regina did not show
any signs of intrusiveness, impulsiveness, or identity disturbance; and
that he did not see any need for gross improvement
before she was reunited with her children.
On cross-examination, Dr. Balters admitted that Regina's current mental health
treatment and medication remedied many of her past issues.
Dr. Balters also admitted that he was not making any
kind of recommendation regarding termination, reunification, or best interests of
Phoebe and Rebekah, because he had not seen the girls
or Regina interact with them. Dr. Balters testified that
Regina idolized Andrea and that Regina does not take the
leadership role in the relationship.
Regina testified that she has a good relationship with Phoebe
and Rebekah, that she has bonded emotionally with the two
girls, and that the two girls have sought
out physical contact from her, more so in Rebekah's case.
Regina stated that she believes 100 percent that she
is able to parent the two girls. Regina reiterated
her previous testimony by stating that she would separate from
Andrea in a "heartbeat" **480
and choose her *931
girls' welfare over his if that was required of her
to regain custody of her girls.
On cross-examination, Regina testified that when the children were removed
from her home, she was not on medication. She
also testified that she consistently takes her medication and believes
that the medication enables her to parent more effectively.
Regina stated that she is currently not in a therapy
program and has completed the "P.A.C.T. program" but that she
is seeing Dr. Tatay for medication and is still participating
in supervised visits with Hezekiah and Josiah.
On July 15, 2002, the juvenile court of Lancaster County
terminated Regina's parental rights to Rebekah, finding that the State
proved beyond a reasonable doubt that (1) Rebekah had been
in out-of-home placement for 15 or more months of the
most recent 22 months, (2) active efforts had been made
to provide remedial services and rehabilitative programs designed to prevent
the breakup of Regina's Indian family and those efforts proved
unsuccessful, (3) continued custody by Regina was likely to result
in serious emotional or physical damage to Rebekah, and (4)
termination of Regina's parental rights to Rebekah was in Rebekah's
best interests. On the same date, the juvenile court
terminated Regina's
parental rights to Phoebe, finding by clear and convincing evidence
that Phoebe was a child within the meaning of §
43-247(3)(a) in that she lacked proper parental care by reason
of the faults or habits of Regina and that the
State proved beyond a reasonable doubt the same four allegations
as listed in Rebekah's case.
Regina appeals, and both cases have been consolidated per order
of this court.
III.
ASSIGNMENTS OF ERROR
Regina asserts, summarized and restated, that the juvenile court abused
its discretion in (1) depriving her of her fundamental due
process rights by proceeding with the termination of her parental
rights to Phoebe, (2) finding that active efforts had been
made to provide for remedial and rehabilitative services to prevent
the breakup of the Indian family pursuant to §
43- 1505(4), (3) concluding that there was evidence beyond a
reasonable doubt that continued custody of Phoebe and Rebekah by
Regina would *932
likely result in physical or emotional damage to the children
pursuant to §
43-1505(6), and (4) finding by clear and convincing evidence that
it was in Phoebe's and Rebekah's best interests to terminate
Regina's parental rights to the girls.
IV.
STANDARD OF REVIEW
An order terminating
parental rights pursuant to the Nebraska ICWA is reviewed de novo on the
record, and an appellate court is required to reach a conclusion independent
of the juvenile court's findings. See, In
re Interest
of Phyllisa B.,
265 Neb. 53, 654 N.W.2d 738 (2002); In
re Interest of Sabrienia B.,
9 Neb.App. 888, 621 N.W.2d 836 (2001). However, when the evidence is in
conflict, an appellate court may give weight to the fact that the juvenile
court observed the witnesses and accepted one version of facts over another.
In re Interest
of Clifford M. et al.,
261 Neb. 862, 626 N.W.2d 549 (2001).
The determination of whether the procedures afforded an individual comport
with the constitutional requirements for procedural due process presents
a question of law. In
re Interest of Joseph L.,
8 Neb.App. 539, 598 N.W.2d 464 (1999). In reviewing questions of law,
an appellate court in proceedings under the Nebraska Juvenile Code reaches
a conclusion independent of the lower court's ruling. In
re **481
Interest of Tabatha R.,
252 Neb. 687, 564 N.W.2d 598 (1997).
V.
ANALYSIS
1.
DUE PROCESS
[4]
Regina first asserts that her procedural due process rights were
violated because her parental rights to Phoebe were terminated solely
on the grounds that Phoebe had been in out-of-home placement
for 15 or more months of the most recent 22
months, pursuant to §
43-292(7). Regina's argument is very limited in scope and
is quickly resolved. She claims that by basing the
termination proceeding solely on the basis of §
43-292(7), she was denied the
opportunity to contest in an adjudication hearing the original allegations
of "mental illness" under §
43-292(5).
Regina points to no deficiencies in notice or in evidentiary
standards as such--the typical challenges of due process. See,
In
re Interest of Ty M. & Devon M.,
265 Neb. 150, 655 N.W.2d 672 *933
2003) (no procedural notice and lack of adequate advisement of
rights); In
re Interest of C.W. et al.,
239 Neb. 817, 479 N.W.2d 105 (1992) (lack of right
to confrontation and cross-examination). Her argument that the State
denied her due process by eliminating mental illness as a
ground for termination is without merit, because such was clearly
to her benefit and did not prevent her from introducing
positive evidence of her mental status.
At oral argument, Regina's counsel asserted that the due process
denial stems from taking Phoebe from Regina on mental illness
grounds and then dismissing such allegation when the burden of
proof increased from a "probable cause" determination to "beyond a
reasonable doubt." In addition to being moot, since we
cannot "undo" the temporary detention order keeping Phoebe's custody with
DHHS pending the adjudication hearing, the answer lies in an
appeal from the detention order. See In
re Interest of Joshua M. et al.,
251 Neb. 614, 558 N.W.2d 548 (1997) (detention order issued
after hearing and which continues to withhold custody of juvenile
from parent pending adjudication hearing is final, appealable order).
Thus, we conclude that Regina was afforded due process, and
this
assignment of error is without merit.
2.
ACTIVE EFFORTS TO PROVIDE REMEDIAL AND REHABILITATIVE SERVICES PURSUANT TO
§
43-1505(4)
Regina next asserts that the juvenile court erred in finding
that active efforts had been made to provide remedial services
and rehabilitative programs designed to prevent the breakup of Regina's
Indian family, which efforts proved unsuccessful.
The federal ICWA was enacted to promote the stability and security of
Indian tribes and families through the establishment of minimum federal
standards for the removal of Indian children from their families and the
placement of such children in foster or adoptive homes which will reflect
the unique values of Indian culture. In
re Interest of C.W. et al., supra.
Congress had two main goals when it enacted the federal ICWA: (1) to protect
the best interests of the Indian children and (2) to promote the stability
and security of Indian tribes and families. See id.
The ICWA is based on the assumption that protection of the Indian child's
relationship to the tribe is in the child's best interests. Id.
*934
The state's counterpart, the Nebraska ICWA, sets forth guidelines to
govern courts in any involuntary proceeding in a state court
when the court knows or has reason to know that
an Indian child is involved. See §
43- 1505. Section 43-1505(4), addressing termination of parental **482
rights in
cases involving an Indian child, provides as follows:
Any
party seeking to effect ... termination of parental rights to
... an Indian child under state law shall satisfy the
court that active efforts have been made to provide remedial
services and rehabilitative programs designed to prevent the breakup of
the Indian family and that these efforts have proved unsuccessful.
In the present case, Bennett, who was the primary DHHS
caseworker for Regina's family, testified that he arranged for therapeutic
providers and parenting classes for Regina and Andrea; personally
supervised the visitation with the four children; provided for
transportation, specifically bus passes and cab vouchers; arranged evaluations
for the family; arranged for foster homes for the
children; kept in regular contact with Regina, Andrea, Dorothy,
and the children; provided medical coverage for the children;
and prepared case plans and court reports. Based
on Bennett's testimony and the supporting record, the juvenile court
did not err in finding that reasonable efforts had been
made to provide for remedial services and rehabilitative programs designed
to prevent the breakup of Regina's Indian family.
3.
SERIOUS EMOTIONAL OR PHYSICAL DAMAGE TO CHILDREN PURSUANT TO §
43-1505(6)
Regina next asserts that the juvenile court erred in finding
that Dr. Coyne was an expert and in finding that
there was evidence beyond a reasonable doubt that the continued
custody of Phoebe and Rebekah by Regina was likely to
result in
serious emotional or physical damage to the girls.
Pursuant
to the ICWA, qualified expert testimony is required in a parental rights
termination case on the issue of whether serious harm to the Indian child
is likely to occur if the child is not removed from the home. In
re Interest of C.W. et al.,
239 Neb. 817, 479 N.W.2d 105 (1992). The Bureau of Indian *935
Affairs sets forth guidelines under which expert witnesses most likely
will meet the requirements of the ICWA:
"(i)
A member of the Indian child's tribe who is recognized
by the tribal community as knowledgeable in tribal customs as
they pertain to family organization and childrearing practices.
"(ii)
A lay expert witness having substantial experience in the delivery
of child and family services to Indians, and extensive knowledge
of prevailing social and cultural standards in childrearing practices within
the Indian child's tribe.
"(iii)
A professional person having substantial education and experience in the
area of his or her specialty."
239 Neb. at 824, 479 N.W.2d at 111.
In the present case, Dr. Coyne's testimony reveals that she has substantial
education and experience in the area of child welfare, bonding, and attachment
and in the sociological aspects of childhood. She is experienced and knowledgeable
about the ICWA. Whether a witness is qualified to testify as an expert
under the Nebraska Evidence Rules, which serve as a guidepost in termination
of parental rights cases, is a preliminary question of admissibility for
a trial court under Neb. Evid. R. 104(1), Neb.Rev.Stat. § 27-104(1)
(Reissue 1995). In
re Interest of Brettany M. et al., 11
Neb.App. 104, 644 N.W.2d 574 (2002). Such a determination will be upheld
on appeal unless the trial court's finding is clearly erroneous. Id.
Based on the evidence noted above concerning Dr. Coyne's qualifications,
the juvenile court's determination that her opinion concerning bonding
and attachment was admissible was not clearly erroneous. See In
re Interest **483
of C.W. et al., supra
(holding that licensed psychologist with extensive clinical research experience
with children was qualified as expert for ICWA purposes).
Under the ICWA, a determination
to terminate parental rights must be "supported by evidence beyond
a reasonable doubt." § 43-1505(6). Proof beyond a reasonable doubt
is proof so convincing that one would rely and act upon it without hesitation
in the more serious and important transactions of life. NJI2d Crim. 2.0.
*936
In In
re Interest of C.W. et al., supra,
the sole Nebraska case regarding the "beyond a reasonable doubt"
standard in ICWA termination cases, the State brought a petition
against a mother of four Indian children for termination of
her parental rights in the separate juvenile court of Lancaster
County on the grounds of abandonment, neglect, and her habitual
use of intoxicating
liquor and narcotics. The juvenile court terminated the mother's
parental rights, stating that she was unfit by reason of
abuse of intoxicating liquor and drugs and that reasonable efforts
to correct the problems had failed. The mother appealed,
assigning numerous assignments of error, including that the State did
not provide a qualified expert as required by the ICWA.
The Nebraska Supreme Court first held that a licensed
psychologist was a qualified expert, even though he lacked experience
with the Indian way of life. The Supreme Court
then found that the reasonable doubt standard had been satisfied,
citing the extensive evidence on the mother's addictions, her denial
thereof, her mental health commitments, and the fact that she
had served over 900 days in jail for offenses related
to her alcohol and inhalant addictions.
The Supreme Court then pointed out that the licensed psychologist
said that the children would likely suffer serious emotional harm
if returned to their mother. The court concluded:
The
evidence supports a causal relationship between the mother's behavior and
likely damage to the children, and we will not ask
the children to wait and see whether their mother grows
up in the future. She has not found the incentive
to mature and change her lifestyle over the years this
case has been progressing through the juvenile court, when that
was the only obstruction to having her children returned to
her.
In
re Interest of C.W. et al.,
239 Neb. 817, 831, 479 N.W.2d 105, 115 (1992).
In
re Interest of Teela H.,
4 Neb.App. 608, 547 N.W.2d 512 (1996), a non-ICWA case,
contains an extensive discussion of attachment, bonding, and the fallaciousness
of using the child's attachment to a foster parent as
a ground to deny reunification. The observations there would
seem to apply with even greater force to parental rights
termination, when the only real evidence to support termination is
that separation from the foster mother *937
will cause great emotional harm to the child because the
child and foster mother are bonded. In In
re Interest of Teela H.,
the 4-year-old child, Teela, had been in long-term foster care
for approximately 80 percent of her life. Teela's biological mother
sought reunification or to establish visitation. Our observations in
In
re Interest of Teela H.
are equally if not more applicable in a case where
termination is the issue.
We
are troubled by the fact that the principal obstacle to
reunification appears to be that Teela suffers psychological distress when
she perceives the potential of being separated from her foster
parents. If there is ever to be reunification between
[the biological mother] and Teela, it is likely that Teela
will suffer emotional distress ... at **484
least to some extent, from the process of leaving her
foster parents. Yet, to use the occurrence of such
distress as justification for denying reunification means that reunification of
parent and child through and after rehabilitation of parental shortcomings
becomes
illusory.... [I]t would seem that inherent in the institutionalization of
foster care is acceptance of at least some degree of
emotional upset and trauma when formerly neglected or abused children
are removed from loving and caring foster parents and returned
to their natural parent or parents. We do not
see how it could be otherwise. Typically, the point
of discussion will center on "bonding," e.g., the child is
bonded with the foster parent or parents, but not so
with the natural parent. But using the bonding theory
when applying the "best interests" standard should not be camouflage
for an insidious "best resources" test.
Some
courts have expressed concern over harsh results to parents of
few resources if child placement decisions are based solely on
the need for continuity in care. See Matter
of Guardianship of K.L.F.,
129 N.J. 32, 45, 608 A.2d 1327, 1333 (1992) (observing
that "facile use of the bonding theory can increase the
risk of institutional bias militating in the direction of permanent
placement and adoption of children in foster care")....
"Moreover,
there are the grave pitfalls that may be encountered in
the application of otherwise sound psychological parenting and bonding theories.
Scholars and some *938
courts suggest that theories of parental bonding may be relied
on too often to keep children in foster care rather
than return them to their parents. E.g.,
In re Interest of L.J.,
220 Neb. 102, 368 N.W.2d 474, 483 (1985)." [Matter
of Guardianship of J.C.,]
129 N.J. [1,] 20, 608 A.2d
[1312,] 1321 [ (1992) ].
The
Nebraska case cited by the New Jersey Supreme Court contains
the following language: "For the State to now argue
that the children have now become so 'bonded' to their
foster parents as to require termination of parental rights in
this case is to defy legal logic. By separating
a parent from that parent's children for extraordinary lengths of
time, the State could justify termination of any parental rights.
This cannot be, and is not, the law.
"We
have said that a child must not be made to
await uncertain parental maturity. In
re Interest of M.S.,
218 Neb. 889, 360 N.W.2d 478 (1984). That rule is
sound. However, the rule should not be used to
trod upon the rights of the parent or the children."
In
re Interest of L.J., J[.]J.,
and J.N.J., 220 Neb. 102, 115, 368 N.W.2d 474, 483
(1985).
We
suggest that a legal system which allows removal of a
neglected or abused child from its parent, placement in foster
care during parental rehabilitation, and then removal from foster care
and return to the natural parent has, of necessity, opted
for the resilient "child psyche" concept. Therefore, in the
instant case, that Teela has manifested separation anxiety, by itself,
seems patently insufficient to deny reunification--to conclude otherwise would be
to make rehabilitation and reunification a sham.
(Emphasis omitted.) In
re Interest of Teela H.,
4 Neb.App. 608, 618-20, 547
N.W.2d 512, 519-20 (1996).
Dr. Coyne admitted that she did not interview or evaluate
Regina, Andrea, or the girls. However, based on a
series of hypothetical questions, Dr. Coyne opined that because of
the girls' attachment to Dorothy, they would suffer serious emotional
**485
and physical damage if returned to Regina. But as
we suggested in In
re Interest *939
of
Teela H., supra,
separation anxiety and distress from a foster parent seem patently
insufficient to deny reunification. And the instant case requires
stronger proof than in In
re Interest of Teela H.
because not only is this a termination case, the standard
of proof is beyond a reasonable doubt under the ICWA.
After our de novo review, we find that there is
ample testimony that Regina has improved her life, her housing
situation, her emotional and mental status, her employment, and her
parenting skills. We can reach no other conclusion except
that her efforts to be a mother to her children
have been genuine, sustained, and productive. Unlike in In
re Interest of C.W. et al.,
239 Neb. 817, 479 N.W.2d 105 (1992), there is no
evidence of abandonment, physical abuse, alcohol or narcotic use, or
imprisonment. Lastly, Regina consistently participated in the supervised visits
with her girls before visitation was suspended. The supervised
visits were suspended only because according to Dorothy, the girls
were manifesting negative behaviors which no one else reported or
observed and which Dr. Stormberg used as a basis for
recommending that
visitations be ended--although she also said the girls seemed comfortable
around Regina.
For these reasons, we find that the State has failed
to prove beyond a reasonable doubt that if Regina were
to gain custody of the girls at some point in
the future, serious emotional or physical damage to the girls
would result. In State,
Dept. of Health v. M.L.L.,
61 P.3d 438 (Alaska 2002), the Alaska Supreme Court held
that even though an Indian mother abused alcohol in the
past, was diagnosed with mental illness, demonstrated an inability to
cope with stress, had limited intelligence, demonstrated poor decisionmaking ability,
and generally lacked basic parenting skills, and even though the
evidence reflected that the Indian children would suffer serious emotional
damage if the bond with their foster parents of 4
years were broken, the State of Alaska failed to prove
beyond a reasonable doubt that returning the children to their
biological mother would likely cause them severe emotional harm.
This record shows that Regina is a far, far better
mother than the mother in the Alaska case. Given
that the reasonable doubt standard is very high, we conclude
that in the instant case, the State's evidence fails to
carry its burden of proof.
4.
BEST INTERESTS PURSUANT TO §
43-292
Lastly, Regina
asserts that the juvenile court erred in finding that it was in Phoebe's
and Rebekah's best interests to *940
terminate Regina's parental rights to the girls. Given our finding above,
we need not address this
issue because our basis for the reversal of the trial court has been detailed.
This is not to suggest that Regina should have immediate custody, but
that reasonable efforts to reunify Phoebe and Rebekah with Regina should
be the focus. See In
re Interest of Sunshine A. et al.,
258 Neb. 148, 602 N.W.2d 452 (1999) (best interests of children are primary
consideration in any question concerning termination of parental rights).
VI.
CONCLUSION
We reverse the decision of the juvenile court terminating Regina's
parental rights to Phoebe and Rebekah, and remand the matter
for further proceedings by the juvenile court consistent with our
opinion.
REVERSED AND REMANDED FOR FURTHER PROCEEDINGS.
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