|
(Cite
as: 234 Neb. 381, 451 N.W.2d 377)
Supreme
Court of Nebraska.
In
re Interest of J.L.M., D.M.M., D.J.M., J.J.M., and M.J.M., Children
under 18
Years
of Age.
STATE
of Nebraska, Appellee,
v.
K.M.,
Appellant.
No.
89-341.
Feb.
9, 1990.
**379
Syllabus by the Court
*381
1. Appeal
and Error: Words and Phrases.
In appellate procedure,
a "remand" is an appellate court's order returning a proceeding
to the court from which the appeal originated for some
further action in accordance with the remanding order.
2. Trial:
Appeal and Error.
At a hearing or trial after remand from
an appellate court, the parties stand in the same position
as if there had been no prior disposition of the
question, issue, or matter for which a remanded proceeding has
been ordered.
3. Courts:
Judgments: Appeal and Error.
As a result of an order for remand
and mandate from an appellate court, a trial court is
obligated to adhere to the mandate and render judgment within
the mandate's purview.
4. Indian
Child Welfare Act: Proof.
A party to a proceeding who seeks to
invoke a provision of the Indian Child Welfare Act, 25
U.S.C. §§
1901 et seq. (1982), has the burden to show that
the act applies in the proceedings.
5. Indian
Child Welfare Act: Parental Rights.
For application of the Indian Child Welfare Act
to proceedings for termination of parental rights, the proceedings must
involve an Indian child within the purview of the act.
6. Parental
Rights.
A juvenile's best interests are the primary considerations
in determining whether parental rights should be terminated as authorized
by the Nebraska Juvenile Code.
7. Parental
Rights: Abandonment: Words and Phrases.
"Abandonment," for the purpose of Neb.Rev.Stat. §
43-292(1) (Reissue 1988), is a parent's intentionally
withholding from a child, without just cause or excuse, the
parent's presence, care, love, protection, maintenance, and opportunity for displaying
parental affection for the child.
8. Parental
Rights: Abandonment.
If a parent voluntarily, but unreasonably or unjustifiably,
departs from the state of residence of the parent's child
or children, such departure may constitute parental abandonment of the
child or children and cannot be used as an excuse
for noncompliance with a court-ordered plan for parental rehabilitation.
*382
9. Parental
Rights.
A parent's failure to make reasonable efforts to
comply with a court-ordered plan of rehabilitation presents an independent
reason justifying termination of parental rights.
10. Parental
Rights: Proof.
Termination of parental rights under the Nebraska Juvenile
Code requires evidence which is clear and convincing.
Gregory M. Thomas and Clark J. VanSkiver, of Sodoro, Daly
& Sodoro, Omaha, for appellant.
Ronald L. Staskiewicz, Douglas County Atty., and Elizabeth G. Crnkovich,
for appellee.
HASTINGS, C.J., and BOSLAUGH, WHITE, CAPORALE, SHANAHAN, GRANT, and
FAHRNBRUCH, JJ.
**380
SHANAHAN, Justice.
Pursuant to the Nebraska Juvenile Code, Neb.Rev.Stat. §§
43-245 et seq. (Reissue 1988), the separate juvenile court
of Douglas County terminated parental rights of K.M. in her
five children because she failed to comply with a court-ordered
rehabilitation program to correct conditions which led to the adjudication
that K.M.'s children were juveniles within the meaning of §
43- 247(3)(a) of the Nebraska Juvenile Code, and because she
abandoned her children for a period in excess of 6
months immediately prior to filing of the termination petition.
K.M. appeals and among her assignments of error raises questions
of first impression concerning the U.S. Indian Child Welfare Act,
25 U.S.C. §§
1901 et seq. (1982) (ICWA) and the Nebraska Indian Child
Welfare Act, Neb.Rev.Stat. §§
43-1501 et seq. (Reissue 1988) (NICWA).
INDIAN
CHILDREN WELFARE ACTS
In 1978, Congress passed the Indian Child Welfare Act, 25
U.S.C. §§
1901 et seq., which embodies specific congressional findings:
(3)
that there is no resource that is more vital to
the continued existence and integrity of Indian tribes than their
children and that the United States has a direct interest,
as trustee, in protecting Indian children who are members of
or are eligible for membership in an Indian *383
tribe;
(4)
that an alarmingly high percentage of Indian families are broken
up by the removal, often unwarranted, of their children from
them by nontribal public and private agencies and that an
alarmingly high percentage of such children are placed in non-Indian
foster and adoptive homes and institutions; and
(5)
that the States, exercising their recognized jurisdiction over Indian child
custody proceedings through administrative and judicial bodies, have often failed
to recognize the essential tribal relations of Indian people and
the cultural and social standards prevailing in Indian communities and
families.
25 U.S.C. §
1901.
ICWA contains an express congressional delcaration of policy:
The
Congress hereby declares that it is the policy of this
Nation to protect the best interests of Indian children and
to promote the stability and security of Indian tribes and
families by the establishment of minimum Federal standards for the
removal of Indian children from their families and the placement
of such children in foster or adoptive homes which will
reflect the unique values of Indian culture, and by providing
for assistance to Indian tribes in the operation of child
and family service programs.
25 U.S.C. §
1902.
Under ICWA, " 'Indian child' means any unmarried person who
is under age eighteen and is either (a) a member
of an Indian tribe or (b) is eligible for membership
in an Indian tribe and is the biological child of
a member of an Indian tribe." 25 U.S.C. §
1903(4). " 'Indian tribe' means any Indian tribe, band,
nation, or other organized group or community of Indians recognized
as eligible for the services provided to Indians by the
Secretary because of their status as Indians, including any Alaska
Native village...." 25 U.S.C. §
1903(8).
ICWA also provides:
In
any State court proceeding for the foster care placement of,
or termination of parental rights to, an *384
Indian child not domiciled or residing within the reservation of
the Indian child's tribe, the court, in the absence of
good cause to the contrary, shall transfer such proceeding to
the jurisdiction of the tribe, absent objection by either parent,
upon the petition of either parent or the Indian custodian
or the Indian child's tribe: Provided,
That such transfer shall be subject to declination by the
tribal court of such tribe.
25 U.S.C. §
1911(b).
In
any State court proceeding for the foster care placement of,
or termination of parental rights to, an Indian child, the
**381
Indian custodian of the child and the Indian child's tribe
shall have a right to intervene at any point in
the proceeding.
25 U.S.C. §
1911(c).
Regarding evidence and the burden of persuasion ICWA states:
No
termination of parental rights may be ordered in such proceeding
in the absence of a determination, supported by evidence beyond
a reasonable doubt, including testimony of qualified expert witnesses, that
the continued custody of the child by the parent or
Indian custodian is likely to result in serious emotional or
physical damage to the child.
25 U.S.C. §
1912(f).
Pursuant to authority delegated by the Secretary of the Interior
of the United States, the Bureau of Indian Affairs promulgated
"Guidelines for State Courts; Indian Child Custody Proceedings," 44 Fed.Reg.
67584 to 67595 (1979) (Guidelines).
As noted in the Guidelines, through ICWA Congress has expressed
a preference for keeping Indian families together, granting deference to
tribal judgment on custody matters and child placement with Indian
families when Indian children have been removed from their homes.
In subpart (2) of the "Policy" section of
the Guidelines, there is the following provision:
In
any child custody proceeding where applicable state or other federal
law provides a higher standard of protection to the rights
of the parent or Indian custodian than the *385
protection accorded under the Indian Child Welfare Act, the state
court shall apply the state or other federal law, provided
that application of that law does not infringe any right
accorded by the Indian Child
Welfare Act to an Indian tribe or child.
44 Fed.Reg. at 67586.
The Guidelines further provide:
(a)
When a state court has reason to believe a child
in a custody proceeding is an Indian, the court shall
seek verification of the child's status from either the Bureau
of Indian Affairs or the child's tribe....
(b)(i)
The determination by a tribe that a child is or
is not a member of that tribe, is or is
not eligible for membership in that tribe, or that the
biological parent is or is not a member of that
tribe is conclusive.
....
(c)
Circumstances under which a state court has reason to believe
a child involved in a child custody proceeding is an
Indian include ...
(i)
Any party to the case, Indian tribe, Indian organization or
public or private agency informs the court that the child
is an Indian child.
Id.
The "commentary" for the foregoing excerpt from the Guidelines states:
"This guideline makes clear that the best source of
information on whether a particular child is Indian is the
tribe itself. It is the tribe's prerogative to
determine membership criteria and to decide who meets those criteria."
Id.
Section 43-1502 of the Nebraska Indian Child Welfare Act, enacted
in 1985, expresses the purpose of the state act:
The
purpose of the Nebraska Indian Child Welfare Act is to
clarify state policies and procedures regarding the implementation by the
State of Nebraska of the Federal Indian Child Welfare Act,
25 U.S.C. 1901 et seq. It shall be
the policy of the state to cooperate fully with Indian
tribes in Nebraska in order to ensure that the intent
and provisions of the Federal Indian Child Welfare Act are
enforced.
Sections 43-1503(4) (definitions for NICWA) and 43- 1504(2) (jurisdiction and
transfer of proceedings to a tribal court) are *386
verbatim reiterations of their respective counterparts in the federal act,
ICWA. Section 43-1505(6) of NICWA, as does §
1912(f) of ICWA, requires "evidence beyond a reasonable doubt" for
termination of parental rights. In contrast with the
"reasonable doubt" standard expressed in the Indian Child Welfare Act,
the evidential standard for the burden of persuasion in termination
of parental rights cases under the Nebraska Juvenile Code is
"clear and convincing" evidence. In
re Interest of **382
J.S.,
A.C., and C.S.,
227 Neb. 251, 417 N.W.2d 147 (1987).
STANDARD
OF REVIEW
In
an appeal from a judgment terminating parental rights, the Supreme
Court tries factual questions de novo on the record, which
requires the Supreme Court to reach a conclusion independent of
the findings of the trial court, but, where evidence is
in conflict, the Supreme Court considers and may give weight
to
the fact that the trial court observed the witnesses and
accepted one version of the facts rather than another.
[Citations omitted.] In the absence of any reasonable alternative
and as the last resort to dispose of an action
brought pursuant to the Nebraska Juvenile Code ... termination of
parental rights is permissible when the basis for such termination
is proved by clear and convincing evidence. [Citations omitted.]
A juvenile's best interests are one of the primary
considerations in determining whether parental rights should be terminated as
authorized by the Nebraska Juvenile Code.
In
re Interest of T.C.,
226 Neb. 116, 117-18, 409 N.W.2d 607, 609 (1987).
See, also, In
re Interest of J.S., A.C., and C.S., supra.
FACTUAL
BACKGROUND
On February 6, 1984, four of K.M.'s five children were
placed in foster care after police had found the children
unattended in their residence. On February 16, the
State filed a petition in the juvenile court and alleged
that K.M.'s five children--J.L.M. (born June 29, 1973), D.M.M. (born
March 7, 1975), D.J.M. (born March 12, 1980), J.J.M. (born
August *387
8, 1981), and M.J.M. (born March 2, 1983)--lacked proper parental
care by reason of the fault or habits of their
mother and, therefore, were juveniles under the Nebraska Juvenile Code.
See §
43-247(3)(a) (bases for jurisdiction of a juvenile court).
The State specifically alleged, inter alia, that K.M. had frequently
left the children unattended for prolonged periods without adult supervision
or protection
and that on several occasions K.M.'s children were inappropriately attired
and needed bathing. The State also alleged that
K.M.'s residence was in disarray, namely, throughout the residence were
dirty clothes and diapers, cigarette butts, beer cans, garbage, food
particles, dirt, and human feces; dirty dishes covered the dining
table and filled the sink; and a putrid odor
permeated the entire residence. Further, the State alleged
that K.M. suffered a dependence on alcoholic beverages, which impaired
her ability to provide the necessary protection, supervision, and parental
care required for the children.
ADJUDICATION
UNDER THE NEBRASKA JUVENILE CODE
At the adjudication hearing on February 27, 1984, K.M., accompanied
by her lawyer, appeared before the court. The
guardian ad litem for K.M.'s children also appeared at the
adjudication hearing. After K.M. had "stipulated" that the
factual allegations in the State's petition were "true," the court
found that the children were juveniles within the provision of
§
43-247(3)(a) of the Nebraska Juvenile Code and ordered that the
children remain in the custody of the Nebraska Department of
Social Services (DSS) for foster care placement, subject to K.M.'s
reasonable visitation of her children.
DISPOSITIONAL
AND REVIEW HEARINGS
On April 2, 1984, K.M. appeared before the court with
her attorney for a dispositional hearing. Also present
were the guardian ad litem for the children, a representative
of DSS, and a court service officer. Also,
P.M.'s attorney
appeared at the dispositional hearing. P.M. is the
father of three of K.M.'s children. K.M. was
living with her husband, who is not the father of
any of K.M.'s children, in a one-bedroom unit at a
downtown hotel with no kitchen facilities. For over
10 years *388
K.M. had been unemployed, but at the time of the
hearing derived income by supplying her blood biweekly to a
blood bank. K.M.'s husband, also unemployed, supplied a
blood **383
bank with his blood as a source of income.
K.M. had been married to, but was divorced from,
P.M., the father of K.M.'s three oldest children.
Through his lawyer, P.M. indicated an intention to seek custody
of his three children. The two youngest of K.M.'s
children have different fathers, who never married K.M. and who
are not parties to these proceedings.
At the conclusion of the dispositional hearing, the court ordered
that the children remain in the custody of DSS, subject
to K.M.'s reasonable visitation. The court also ordered
a "home study" regarding P.M.'s residence. The court
further ordered K.M. to obtain suitable and stable employment and
to participate in psychological and psychiatric evaluations. Also, the court
ordered that K.M. undergo a chemical dependency evaluation, adhere to
any recommendations based on the evaluation, and obtain a permanent
residence. The court required interim reports before a
review hearing concerning the rehabilitative program ordered at the dispositional
hearing.
Although notified of the review hearing set for July 30,
1984, K.M. failed to appear
at the hearing. The State's evidence established that
K.M. had missed several scheduled visitations with her children, that
she and her husband remained unemployed, and that the couple
still relied on income from selling their plasma.
K.M. had completed psychological and psychiatric evaluations, but had failed
to undergo a chemical dependency evaluation. K.M. and
her husband were residing in a studio apartment suitable only
for two adults. Meanwhile, K.M.'s children were in three separate
foster homes and, with the exception of J.L.M., were doing
fairly well in foster care. J.L.M., the oldest
child of the five, exhibited emotional problems and, after treatment
at St. Joseph Center for Mental Health, was placed in
a group home.
A lawyer for the Yankton Sioux Tribe and Judge Albert
Joseph, chief judge of the Yankton Sioux tribal court, appeared
at the July 30 review hearing. Through Judge
Joseph, the tribe indicated its intention to request that jurisdiction
over K.M.'s children be transferred to the tribal court of
the Yankton Sioux *389
Tribe. See 25 U.S.C. §
1911(b) and §
43-1504(2). Apparently, the tribe and Judge Joseph believed
that K.M.'s children were Indian children under the federal and
state acts. However, at the time of the
review hearing, no pleadings had been filed for transfer of
the proceedings to the Yankton Sioux Tribe and its tribal
court.
As a result of the July 30 review hearing, the
court reaffirmed its previous order for DSS' custody of K.M.'s
children, again ordered that K.M. maintain consistent
visitation with her children, and retained its order that K.M.
undergo evaluation for chemical dependency and obtain a stable source
of income and suitable housing.
On August 15, the Yankton Sioux Tribe filed a petition
in the juvenile court and alleged that K.M.'s children were
Indian children under the federal Indian Child Welfare Act and
that the tribe "accepted" jurisdiction over the children.
The Yankton Sioux Tribe requested that the juvenile court transfer
the proceedings to the tribe's jurisdiction pursuant to the Indian
Child Welfare Act, 25 U.S.C. §
1911(b). On October 15 and through his attorney,
P.M. objected to any transfer of proceedings to the Yankton
Sioux Tribe.
On February 21, 1985, the juvenile court held another review
hearing, at which evidence disclosed that K.M. had successfully completed
a 60-day alcoholism treatment program in Omaha, but had moved
to Lincoln despite an assigned social worker's admonitions against such
move. Although K.M. had not visited her children
since September 1984, she did eventually see her children three
times in February 1985. K.M. planned to divorce
her husband, from whom she had separated. At
the conclusion of the review hearing, the court renewed its
previous orders and further ordered K.M. to attend biweekly Alcoholics
Anonymous meetings and notify the court of any significant changes
in her lifestyle. Shortly after the review hearing
and against the advice of DSS, K.M. moved to South
Dakota to live with her mother.
**384
On November 14, 1985, K.M. filed a motion for transfer
of the proceedings to the jurisdiction of the Yankton Sioux
Tribe pursuant to ICWA, the federal act.
Regarding the requests to transfer jurisdiction to the *390
Yankton Sioux Tribe, the juvenile court held a hearing on
November 25, 1985, and hearings on March 3, April 30,
September 16, and October 29 during 1986. Evidence
at those hearings showed that K.M.'s father was a fullblooded
Ponca and that her mother was one-half Yankton Sioux and
one-half Caucasian. Although the method of calculating K.M.'s
Indian blood degree is unclear, K.M. maintained that she was
five-eighths Yankton Sioux. Each father of K.M.'s five
children had no Indian blood. Although K.M. was
an enrolled member of the Yankton Sioux Tribe, her children
were not enrolled with the tribe. None of
K.M.'s children have been raised in the traditional Indian culture
of the Yankton Sioux or have ever resided on a
reservation. When K.M. applied for her children's enrollment
with the Yankton Sioux Tribe, the tribe rejected the applications.
Judge Joseph testified that to qualify for membership in the
Yankton Sioux Tribe, the applicant must be "one fourth Indian.
Of that one fourth, [one] must be one
eighth Yankton Sioux." Judge Joseph acknowledged that K.M.'s
children must be eligible for membership in the Yankton Sioux
Tribe before the tribal court could accept jurisdiction.
In May 1986, the juvenile court declined to transfer the
proceedings to the
Yankton Sioux Tribe. Later, after a hearing on
K.M.'s motion that the federal Indian Child Welfare Act govern
the proceedings, the juvenile court, on December 3, 1986, determined
that
the
children that are the subject of this action are in
fact eligible for membership in the Yankton Sioux Tribe and
the Federal Indian Child Welfare Act and its State counterpart,
the Nebraska Indian Child Welfare Act should be the controlling
statutory law for the hearings and proceedings involving these children.
After additional review hearings in March and July of 1987,
the State, in September 1987, filed a motion to terminate
K.M.'s parental rights. At the hearing in December
1987 concerning the termination motion, the State presented evidence that
K.M. had failed to comply with the court-ordered program for
K.M.'s rehabilitation, although DSS personnel had fully explained the plan
to K.M., who understood the plan and had agreed to
comply with the court's directives. In particular, K.M.
failed to *391
comply with rehabilitative recommendations received at the alcohol treatment center
and did not inform the court whether she was attending
Alcoholics Anonymous meetings. Also, K.M. failed to achieve
the following: obtain employment; maintain contact with court
service officers, who had made several attempts to contact her;
attend parenting classes as recommended by a court service
officer; and acquire adequate and stable housing.
Although DSS made special efforts for K.M.'s visitation
of her children, such as supplying bus tickets for K.M.'s
travel from Lincoln to Omaha for visitation and making special
arrangements with the American Indian Center of Omaha for K.M.'s
child visitation at the center, the special efforts were of
no avail for K.M.'s visitation of her children. Notwithstanding the
order to maintain consistent visitation with her children, K.M.'s last
contact with any of her children was in March 1986,
when she visited her two oldest children. After
March 1986, K.M. made no attempts to contact the children
at all, whether through letters, telephone calls, or personal visits.
A report on K.M.'s home in South Dakota
reflected that K.M. was unable to provide a stable and
adequate home for her children in view of her unstable
financial condition, unsatisfactory housing, and unresolved alcohol problems.
On the basis of the evidence adduced at the termination
hearing, the court found that reasonable efforts had been made
to reunite K.M. with her family, but that return of
the children to K.M. would not be in the children's
best interests. Further, the court found that, "by
evidence beyond a reasonable doubt," K.M. had abandoned her children
for more than 6 months before the State filed its
termination motion. See **385
§
43-292(1) (termination of parental rights; abandonment for 6 months
before filing of petition to terminate parental rights).
Also, "by evidence beyond a reasonable doubt," the court found
that K.M. had failed to comply with the court-ordered rehabilitative
program to correct the conditions which led to the determination
that K.M.'s children were juveniles under the Nebraska Juvenile Code.
See §
43-292(6) (termination of parental rights; failure to correct conditions
resulting in adjudication that a child is a juvenile within
§
43-247(3)(a) of *392
the Nebraska Juvenile Code). For those reasons, on
December 10, 1987, the juvenile court terminated K.M.'s parental rights
in her children. K.M. appealed to this court.
During pendency of K.M.'s appeal, the State filed a motion
in this court for remand on the limited question of
applicability of the U.S. Indian Child Welfare Act and the
Nebraska Indian Child Welfare Act, since documentation obtained showed that
none of K.M.'s children was an "Indian child" within the
state or federal act. Without written opinion, this
court ordered a remand of the proceedings to the juvenile
court for additional evidence on the issue concerning applicability of
ICWA and NICWA to the proceedings. On September
7, 1988, this court's mandate was issued concerning the order
for remand of proceedings in the juvenile court.
Pursuant to the remanding order and the mandate from this
court, the juvenile court held a hearing on March 13,
1989. Applicable to that hearing are federal statutes,
Pub.L. No. 87-629, 76 Stat. 429, enacted in 1962 and
later codified as 25 U.S.C. §§
971 to 980 (1982), which related to the "Ponca Tribe
of Native Americans of Nebraska" and in part provided:
When
the distribution of tribal assets in accordance with the provisions
of this subchapter has been completed, the Secretary of the
Interior shall publish in the Federal Register a proclamation declaring
that the Federal trust relationship to such tribe and its
members has terminated. Thereafter, the tribe and its
members shall not be entitled to any of the special
services performed by the United States for Indians or Indian
tribes because of their Indian status, all statutes of the
United States that affect Indians or Indian tribes because of
their Indian status shall be inapplicable to them, and the
laws of the several States shall apply to them in
the same manner they apply to other persons or citizens
within their jurisdiction. Nothing in this subchapter, however,
shall affect the status of any Indian as a citizen
of the United States.
25 U.S.C. §
980.
At the March 13 hearing, the State presented documentary evidence--a
letter from the Yankton Sioux Tribe and a letter from
the Tribal Government Services of the Bureau of Indian *393
Affairs, Department of the Interior.
The letter from the Yankton Sioux Tribe contained a statement
that "[a]ll of [K.M.'s] children are not eligible for
membership [in the Yankton Sioux Tribe] because they do not
meet the membership criteria" contained in the "Enrollment Ordinance of
the Yankton Sioux Tribe's constitution...." Also, the letter stated
that the Yankton Sioux Tribe would not consider the "Indian
blood" of K.M.'s
father because the Ponca Tribe had been dissolved pursuant to
federal law, namely, 76 Stat. 429. Consequently, none
of the former Ponca Tribe was recognized as a member
of an Indian tribe. The Yankton Sioux Tribe
concluded that K.M.'s "children do not meet the total Indian
blood requirement" for membership in the tribe.
The letter from Tribal Government Services also referred to federal
law, namely, "P.L. 87-629, 76 Stat. 429, which established termination
of the Federal trust relationship to the Ponca Tribe of
Native Americans of Nebraska and its members." According
to the Bureau of Indian Affairs' enrollment manual: "The
tribe may decide for itself that it is permissible to
count the blood of a terminated Indian tribe in fulfilling
requirements for membership for tribal purposes only." The
letter from Tribal Government Services also stated that the Yankton
Sioux Tribe "chose not to include the Ponca blood in
calculating the degrees **386
of Indian blood for [K.M.'s] children, thus resulting in the
rejection of their applications" for membership in the Yankton Sioux
Tribe.
After the hearing on applicability of ICWA and NICWA, the
court, on March 20, 1989, determined that the federal Indian
Child Welfare Act and its Nebraska counterpart were inapplicable to
the juvenile proceedings and left intact the previous order which
terminated K.M.'s parental rights in her children.
ASSIGNMENTS
OF ERROR
K.M. contends that (1) on March 20, 1989, the juvenile
court lacked jurisdiction to review and alter its prior order,
entered on December 3, 1986, whereby the court had determined
that the Indian Child Welfare Act applied to the proceedings;
(2) the juvenile court erred on March 20, 1989,
in setting aside its *394
order, entered December 3, 1986, that the Indian Child Welfare
Act applied to the termination proceedings; (3) the juvenile
court erred in failing to transfer the proceedings to the
Yankton Sioux Tribe; (4) the juvenile court erred in
terminating K.M.'s parental rights; and (5) the juvenile court
erred in taking judicial notice of certain exhibits received at
the hearing to terminate K.M.'s parental rights.
REMAND
TO JUVENILE COURT
K.M.'s first and second assignments of error may be distilled
as follows: The juvenile court erred on March 20,
1989, because the court lacked jurisdiction to review and alter
its previous order of December 3, 1986, whereby the juvenile
court had determined that K.M.'s children were Indian children and
that the Indian Child Welfare Acts, both state and federal,
applied to the termination proceedings. K.M. argues that
the December 1986 order was a final, appealable order and
that since the State did not appeal from the order,
the juvenile court lacked jurisdiction to review the 1986 order.
K.M. refers to In
re Interest of L.D. et al.,
224 Neb. 249, 398 N.W.2d 91 (1986), as support
for her position. In In
re Interest of L.D. et al., supra,
we held that an adjudication under §
43-247 (Reissue 1984) of the Nebraska Juvenile Code, that is,
a factual determination and adjudication concerning the various bases for
a juvenile court's acquisition of jurisdiction, is an appealable order.
See, also, In
re Interest of L.O. and B.O.,
229 Neb. 889, 429 N.W.2d 388 (1988).
Within the framework of appellate procedure, a "remand" is an
appellate court's order returning a proceeding to the court from which
the appeal originated for some further action in accordance with the remanding
order. See, State
ex rel. Norfleet v. Swafford,
184 Tenn. 340, 198 S.W.2d 1007 (1947); Mid-Ohio
Liquid Fertilizers v. Lowe,
14 Ohio App.3d 36, 469 N.E.2d 1019 (1984). At a hearing or trial after
remand from an appellate court, the parties stand in the same position
as if there had been no prior disposition of the question, issue, or matter
for which a remanded proceeding has been ordered. See, Bohmont
v. Moore, 141
Neb. 91, 2 N.W.2d 599 (1942); Bliss
v. Live Stock Nat. Bank,
124 Neb. 880, 248 N.W. 645 (1933). As a *395
result of an order for remand and mandate from an appellate court, a trial
court is obligated to adhere to the mandate and render judgment within
the mandate's purview. See State
ex rel. Hilt Truck Line v. Jensen,
218 Neb. 591, 357 N.W.2d 455 (1984).
Implicit in the order
for remand and mandate was the direction that
the juvenile court consider additional evidence relevant to applicability
of the Indian Child Welfare Acts, both the federal act and the Nebraska
act, which, in the present case, necessarily involved a determination
whether any of K.M.'s children was an "Indian child" within
ICWA and NICWA. Thus, the juvenile court, pursuant to this court's mandate,
had jurisdiction for the hearing on March 13, 1989, and, consequently,
had jurisdiction to reconsider and, if warranted by the evidence, alter
its previous decision of December 3, 1986, even to the point of setting
aside that previous decision and entering a new order or judgment in its
place. The juvenile court's jurisdiction after remand from this court,
therefore, included authority **387
to determine the applicability of the Indian Child Welfare Acts and the
prerequisite finding concerning an "Indian child" for application
of the acts, both ICWA and NICWA. We conclude that K.M.'s first and second
assignments of error have no merit.
APPLICABILITY
OF INDIAN CHILD WELFARE ACT
In her third assignment of error, K.M. contends that the
juvenile court was required to transfer the proceedings to the
Yankton Sioux Tribe.
Although a court, after a proper petition for transfer of
proceedings, is required to transfer to an Indian tribe's jurisdiction
any proceeding to terminate parental rights, see 25 U.S.C. §
1911(b) and §
43-1504(2), availability of the right to transfer is contingent on
application of the Indian Child Welfare Act to the proceedings
sought to be transferred. In turn,
applicability of the Indian Child Welfare Act depends on whether
the proceedings to be transferred involve an "Indian child" within
the definition utilized in 25 U.S.C. §
1903(4) and §
43-1503(4). " 'Indian child' means any unmarried person who
is under age eighteen and is either (a) a member
of an *396
Indian tribe or (b) is eligible for membership in an
Indian tribe and is the biological child of a member
of an Indian tribe." 25 U.S.C. §
1903(4).
Thus, a party to a proceeding who seeks to invoke a provision of the Indian
Child Welfare Act has the burden to show that the act applies in the proceedings.
Matter of Juvenile
Action No. JS-7359,
159 Ariz. 232, 766 P.2d 105 (App.1988); Application
of Angus, 60
Or.App. 546, 655 P.2d 208 (1982). For application of the Indian Child
Welfare Act to proceedings for termination of parental rights, the proceedings
must involve an Indian child within the purview of the act. Matter
of Juvenile Action No. JS-7359, supra; In re Smith,
46 Wash.App. 647, 731 P.2d 1149 (1987).
As pointed out in Application
of Angus, supra,
ICWA contains no definition of "Indian tribe." However, we agree
with the Oregon court's statement, "In the absence of a Congressional
definition, an Indian tribe has authority to determine its own membership."
655 P.2d at 212 (citing Santa
Clara Pueblo v. Martinez,
436 U.S. 49, 98 S.Ct. 1670, 56 L.Ed.2d 106 (1978)). "Formal membership
requirements differ from tribe to tribe, as do each
tribe's method of keeping track of its own membership. There is thus no
one method of proof of membership, but the testimony of a representative
of tribal government would be probative evidence of membership."
Application
of Angus, supra
at 655 P.2d at 212.
We now summarize the evidence on the issue whether any
of K.M.'s children is an "Indian child" within the Indian
Child Welfare Act.
Since none of K.M.'s children was a member of the
Yankton Sioux Tribe, none of K.M.'s children was an "Indian
child" within the definition of 25 U.S.C. §
1903(4)(a) and §
43-1503(1)(a). Although K.M. was a member of the
Yankton Sioux Tribe, the further question is whether any of
K.M.'s children was eligible for membership in the Yankton Sioux
Tribe. See 25 U.S.C. §
1903(4)(b) and §
43-1503(4)(b). None dispute that, as the result of
federal law, the "Ponca Tribe of Native Americans of Nebraska"
has been dissolved or terminated as an Indian tribe in
relation to federally recognized status as an Indian tribe eligible
for services from the United *397
States. See 25 U.S.C. §
1903(8) and §
43-1503(8). The Yankton Sioux Tribe refused to recognize
the Ponca blood of K.M.'s children in computing the blood
degree of the children for eligibility in membership of the
tribe, decided that K.M.'s children did not meet tribal criteria
for membership in the Yankton Sioux Tribe, and, hence, concluded
that "all of [K.M.'s] children are not eligible for membership"
in the Yankton Sioux Tribe. For those
reasons, and as a result of our de novo review
of the record, we find that K.M.'s children are not
eligible for membership in the Yankton Sioux Tribe and, consequently,
the Indian Child Welfare Act did not apply to **388
the proceedings to terminate K.M.'s parental rights.
The State urges us to uphold the juvenile court's refusal
to transfer the proceedings because P.M., the father of three
of K.M.'s children, objected to the requested transfer.
See 25 U.S.C. §
1911(b) and §
43-1504(2). Other courts which have examined a parental objection to
transfer of proceedings under the federal Indian Child Welfare Act
have held that parental objection requires retention of the proceedings
in a state court. See Matter
of Juvenile Action No. JS-7359,
159 Ariz. 232, 766 P.2d 105 (App.1988); Matter
of Welfare of R.I.,
402 N.W.2d 173 (Minn.App.1987); In
re Adoption of Baby Boy L.,
231 Kan. 199, 643 P.2d 168 (1982); Matter
of S.Z.,
325 N.W.2d 53 (S.D.1982). However, inasmuch as we
have concluded that the Indian Child Welfare Act is inapplicable
to the present proceedings, consideration of parental objection is unnecessary.
Hence, K.M.'s third assignment of error is without merit.
TERMINATION
OF K.M.'S PARENTAL RIGHTS
In her fourth assignment of error, K.M. argues that the
evidence is insufficient to support termination of parental rights.
The basis for the juvenile court's judgment terminating the parental
rights of K.M.
is twofold: abandonment and failure to comply with a
court-ordered rehabilitative program designed to eliminate or correct the conditions
which led to the adjudication that J.M.'s children were juveniles
within the Nebraska Juvenile Code.
*398
The Nebraska Juvenile Code provides that parental rights may be terminated
when the best interests of a child require the termination of parental
rights. See § 43-292. "A juvenile's best interests are the primary
considerations in determining whether parental rights should be terminated
as authorized by the Nebraska Juvenile Code." In
re Interest of J.S., A.C., and C.S.,
227 Neb. 251, 267, 417 N.W.2d 147, 158 (1987). "In the absence of
any reasonable alternative and as the last resort to dispose of an action
brought pursuant to the Nebraska Juvenile Code ... termination of parental
rights is permissible when the basis for such termination is proved by
clear and convincing evidence." In
re Interest of T.C.,
226 Neb. 116, 117, 409 N.W.2d 607, 609 (1987).
Among the bases for termination of parental rights, §
43-292 includes:
(1)
The parents have abandoned the juvenile for six months or
more immediately prior to the filing of the petition;
[and]
(6)
Following a determination that the juvenile is one as described
in subdivision (3)(a) of section 43-247, reasonable efforts, under the
direction
of the court, have failed to correct the conditions leading
to the determination.
"Abandonment,"
for the purpose of § 43-292(1), is a parent's intentionally withholding
from a child, without just cause or excuse, the parent's presence, care,
love, protection, maintenance, and the opportunity for the display of
parental affection for the child. See In
re Interest of A.G.G.,
230 Neb. 707, 433 N.W.2d 185 (1988). Further, we have stated that if a
parent voluntarily, but unreasonably or unjustifiably, departs from the
state of residence of the parent's child or children, such departure may
constitute parental abandonment of the child or children and cannot be
used as an excuse for noncompliance with a court-ordered plan for parental
rehabilitation. See
In re Interest of A.G.G., supra; In re Interest of R.A.,
226 Neb. 160, 410 N.W.2d 110 (1987).
In In
re Interest of L.H.,
227 Neb. 857, 863, 420 N.W.2d 318, 321 (1988), we
stated:
A
juvenile court has the discretionary power to *399
prescribe a reasonable plan for parental rehabilitation to correct the
conditions underlying the adjudication that a child is a juvenile
within the Nebraska Juvenile Code. In
re Interest of T.C.,
226 Neb. 116, 409 N.W.2d 607 (1987). See,
also, §
43-292 (termination of parental rights; failure to correct conditions
leading to adjudication). When a parent fails to
make reasonable
efforts to comply with the court-ordered rehabilitative**389
plan, the parent's failure presents an independent reason justifying termination
of parental rights. [Citations omitted.] "When parents cannot
rehabilitate themselves within a reasonable time, the best interests of
a child require that a final disposition be made without
delay." In
re Interest of W.,
217 Neb. 325, 330, 348 N.W.2d 861, 865 (1984).
Regarding parental failure to comply with a court-ordered rehabilitative program,
we expressed in In
re Interest of L.O. and B.O.,
229 Neb. 889, 895, 429 N.W.2d 388, 392 (1988):
A parent's failure to make reasonable efforts to comply with a court-ordered
plan of rehabilitation presents an independent reason justifying termination
of parental rights. In
re Interest of L.H., supra; In re Interest of J.S., A.C., and C.S.,
227 Neb. 251, 417 N.W.2d 147 (1987). See, also, § 43-292(6) (termination
of parental rights; failure to correct conditions leading to adjudication).
Regarding termination of parental rights under § 43-292(6): "[I]f
a circumstance designated in subsections (1) to (6) is evidentially established,
there must be the additional showing that termination of parental rights
is in the best interests of the child, the primary consideration in any
question concerning termination of parental rights. The standard of proof
for each of the two preceding requirements prescribed by § 43-292
is evidence which is 'clear and convincing.'
"Therefore, regarding parental noncompliance with a court-ordered rehabilitative plan, under
§
43-292(6) as a ground for termination of parental rights, the
State must prove by clear and convincing evidence that (1)
the parent has willfully failed to comply, in whole or
in part, with a reasonable provision material to the rehabilitative
*400
objective of the plan and (2) in addition to the
parent's noncompliance with the rehabilitative plan, termination of parental rights
is in the best interests of the child." In
re Interest of J.S., A.C., and C.S., supra
at 267, 417 N.W.2d at 158.
K.M. devoted a substantial part of her brief to the assertion that the
evidence fails to satisfy the "evidence beyond a reasonable doubt"
standard for termination of parental rights under the Indian Child Welfare
Act. See 25 U.S.C. § 1912(f) and § 43-1505(6). As noted, however,
termination of parental rights under the Nebraska Juvenile Code requires
evidence which is "clear and convincing." In
re Interest of J.S., A.C., and C.S.,
227 Neb. 251, 417 N.W.2d 147 (1987); In
re Interest of T.C.,
226 Neb. 116, 409 N.W.2d 607 (1987). Since we have concluded that the
Indian Child Welfare Act is inapplicable, the appropriate evidential standard
to terminate parental rights under the Nebraska Juvenile Code is evidence
which is "clear and convincing." It is unnecessary to reiterate
each salient item of evidence produced in the juvenile court. Suffice
it to say that, from our de novo review of the record, we conclude that
the evidence is clear and convincing that
K.M. abandoned her children for a period of 6 months before the State
filed its petition or motion for termination of K.M.'s parental rights,
and the evidence is clear and convincing that K.M. failed to comply with
the court-ordered rehabilitative program for K.M. The State has evidentially
established that the best interests of K.M.'s children require termination
of K.M.'s parental rights in her children. Thus, the trial court did not
err in terminating the parental rights of K.M.
JUDICIAL
NOTICE OF EXHIBITS
For her final
assignment of error, K.M. argues that "the juvenile court erred in
taking judicial notice of exhibits offered at earlier proceedings in this
case." Brief for appellant at 29.
The Nebraska Evidence Rules contain a provision for judicial notice.
See Neb.Evid.R. 201, Neb.Rev.Stat. §
27-201 (Reissue 1989). However, the Nebraska Evidence Rules
are inapplicable to a proceeding to terminate parental rights under
the Nebraska Juvenile Code, for, as we stated in In
re Interest of *401
J.S., A.C., and C.S., supra,
227 Neb. at 262-63, 417 N.W.2d at 155- 56,
the
Nebraska Juvenile Code contains explicit standards pertaining to the adduction
**390
of evidence at adjudication and dispositional hearings. The
standard for permissible evidence at an adjudication hearing is stated
in Neb.Rev.Stat. §
43-279(1) (Cum.Supp.1986), as a part of the Nebraska Juvenile
Code, which provides that admissibility of evidence shall be governed
by "the customary rules of evidence in use in trials
without a jury." The Nebraska Juvenile Code also
provides: "Strict rules of evidence shall not be applied
at any dispositional hearing." Neb.Rev.Stat. §
43-283 (Reissue 1984). Although expressed in loose legislative
language, the "rules of evidence" mentioned in §§
43-279(1) and 43-283 are the Nebraska Evidence Rules, that is,
Neb.Evid.R. 101 to 1103 (Neb.Rev.Stat. §§
27-101 to 27-1103 (Reissue 1985)). We note that,
since adoption of the Nebraska Evidence Rules in 1975, this
court has held that the Nebraska Evidence Rules control adduction
of evidence at an adjudication hearing under the Nebraska Juvenile
Code. See, In
re Interest of L.D. et al., supra; In re
Interest of S.S.L.,
219 Neb. 911, 367 N.W.2d 710 (1985); In
re Interest of Hollenbeck,
212 Neb. 253, 322 N.W.2d 635 (1982). Regarding
adduction of evidence at a dispositional hearing, we have consistently
held that the Nebraska Evidence Rules do not apply at
a dispositional hearing, including an action to terminate parental rights,
under the Nebraska Juvenile Code. See, In
re Interest of J.K.B. and C.R.B.,
226 Neb. 701, 414 N.W.2d 266 (1987); State
v. Duran,
204 Neb. 546, 283 N.W.2d 382 (1979); State
v. Bailey,
198 Neb. 604, 254 N.W.2d 404 (1977).
Also, in In
re Interest of J.S., A.C., and C.S., supra,
227 Neb. at 265, 417 N.W.2d at 157, we stated:
Therefore,
while the Nebraska Evidence Rules ... are not applicable in
a dispositional hearing, including a hearing to terminate parental rights,
the requirements of due process control a proceeding to terminate
parental rights and the type of evidence which may be
used by the State in an attempt to prove that
parental rights should be *402
terminated. See, Neb. Const. art. I, §
3; U.S. Const. amend. XIV.
However, K.M. does not point to any due process deficiency
or deprivation concerning the juvenile court's judicial notice or evidence
presented at the hearing for termination of K.M.'s parental rights
in her children, that is, K.M. fails to show that
the juvenile court's judicial notice or any evidence deprived or
violated K.M.'s due process rights.
K.M.'s fifth assignment of error is not sustained.
We affirm the juvenile court's judgments concerning inapplicability of the
Indian Child Welfare Act and termination of K.M.'s parental rights
in her children.
AFFIRMED.
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