|
(Cite
as: 14 Neb.App. 559)
Court
of Appeals of Nebraska.
In
re INTEREST OF DAKOTA L. et al., children under 18
years of age.
State
of Nebraska, appellee,
v.
Christine
T., appellant.
No.
A-05-385.
March
14, 2006.
**585
Syllabus
by the Court
1.
Juvenile
Courts: Judgments:
Appeal
and Error.
Cases
arising under the Nebraska Juvenile Code are reviewed de novo
on the record, and an appellate court is required to
reach a conclusion independent of the trial court's findings. In
reviewing questions of law arising in such proceedings, an appellate
court reaches a conclusion independent of the lower court's ruling.
2.
Jurisdiction:
Appeal
and Error.
A
jurisdictional question which does not involve a factual dispute is
determined by an appellate court as a matter of law.
*560
3.
Jurisdiction.
Lack
of subject matter jurisdiction may be raised at any time
by any party or by the court sua sponte.
4.
Jurisdiction:
Appeal
and Error.
In
a juvenile case, as in any other appeal, before reaching
the legal issues presented for review, it is the duty
of an appellate court to determine whether it has jurisdiction
over the matter before it.
5.
Indian
Child Welfare Act: Child
Custody: Jurisdiction:
Domicile.
An
Indian tribe shall have exclusive jurisdiction over any child custody
proceeding involving an Indian child who resides or is domiciled
within the reservation of such tribe, except where such jurisdiction
is otherwise vested in the state by existing federal law.
When
an Indian child is a ward of a tribal court,
the Indian tribe shall retain exclusive jurisdiction, notwithstanding the residence
or domicile of the child.
6.
Indian
Child Welfare Act: Parental
Rights: Jurisdiction:
Domicile.
In
any state court proceeding for the foster care placement of,
or termination of parental rights to, an Indian child not
domiciled or residing within the reservation of the Indian child's
tribe, the court, in the absence of good cause to
the contrary, shall transfer such proceeding to the jurisdiction of
the tribe, absent objection by either parent, upon the petition
of either parent or the Indian custodian or the Indian
child's tribe, except that such transfer shall be subject to
declination by the tribal court of such tribe.
7.
Indian
Child Welfare Act: Proof.
Any
party seeking to effect a foster care placement of an
Indian child under state law shall satisfy the court that
active efforts have been made to provide remedial services and
rehabilitative programs designed to prevent the breakup of the Indian
family and that these efforts have proved unsuccessful.
8.
Indian
Child Welfare Act: Evidence:
Expert
Witnesses.
No
foster care placement may be ordered in an involuntary proceeding
in state court involving an Indian child in the absence
of a determination, supported by clear and convincing evidence, including
testimony of qualified expert witnesses, that the continued custody of
the child by the parent or Indian custodian is likely
to result in serious emotional or physical damage to the
child.
9.
Pleadings.
An
amended pleading supersedes the original pleading, whereupon the original pleading
ceases to perform any office as a pleading.
Craig
H. Borlin for appellant.
**586
Stuart J. Dornan, Douglas County Attorney, and Renee L. Mathias
for appellee.
INBODY,
Chief Judge, and SIEVERS and MOORE, Judges.MOORE, Judge.
INTRODUCTION
Christine
T. appeals the order by the separate juvenile court of
Douglas County adjudicating her five minor children under Neb.Rev.Stat.*561
§ 43-247(3)(a)
(Reissue 2004). Christine
claims five separate errors with respect to the adjudication order;
specifically,
that (1) the court erred in assuming concurrent jurisdiction with
the tribal court of the Omaha Tribe of Nebraska (Omaha
Tribe); (2)
the State's petition failed to meet the pleading requirements of
the Indian Child Welfare Act (ICWA), thus infringing on Christine's
due process rights; (3)
insufficient notice was sent to the tribal court that the
children had been removed from the family residence by the
Nebraska Department of Health and Human Services (DHHS); (4)
the court erred in finding the children to be within
the meaning of § 43-247(3)(a);
and
(5) the court erred in finding that it was in
the children's best interests to remain placed outside the home.
For
the reasons set forth herein, we find that jurisdiction was
proper, but that the court erred when it proceeded under
a petition which lacked ICWA pleading requirements. In
addition, there is insufficient evidence that notice to the tribe
was proper. Thus,
the order of adjudication is reversed and the cause is
remanded to the juvenile court, which we direct to proceed
under an appropriate ICWA petition and to properly serve notice
to the tribe.
BACKGROUND
This
case involves five children born to Christine: Chastidy
T. (born January 18, 1994), Dakota L. (born July 23,
1995), Darius L. (born December 10, 1996), Corice L. (born
January 12, 1999), and Mary L. (born October 26, 2002).
All
five children are enrolled members of the Omaha Tribe in
Macy, Nebraska. The
family has had numerous contacts with DHHS and apparently has
had some contact with Child Protective Services (CPS) in Macy
as well, though the extent of the family's involvement with
CPS and the tribal court was not clear from the
record.
The
family's involvement with DHHS with respect to this case began
in December 2004. Specifically,
on December 17, 2004, the State filed a petition in
the separate juvenile court of Douglas County, alleging that the
five children were within the meaning of § 43-247(3)(a)
in that they lacked proper parental care by reason of
the faults or habits of Christine. The
petition included the following allegations: (1)
that on or about December 15, 2004, the family home
was without necessary *562
food, bedding, or pillows for the children; (2)
that Christine had failed to provide the necessary financial or
emotional support for the children's well-being; (3)
that Christine had failed to assist the children in obtaining
an education as required by law; (4)
that Christine had failed to take advantage of services offered
by DHHS and other providers to assist her children; and
(5) that because of the truth of these allegations, the
children were at risk for harm.
In
addition to the petition alleging that the children were within
the meaning of § 43-247(3)(a),
the State also filed a motion for temporary custody on
December 17, 2004, requesting that immediate temporary custody of all
five children be placed with DHHS. The
motion for temporary custody was based on an “Affidavit
for Removal From Parental Home”
by Jessyca Vandercoy, an initial assessment **587
worker with DHHS. Because it is not necessary to our
resolution of this case, we do not include the detailed
information concerning the alleged need for removal of the children
at this juncture. The
affidavit indicated that according to DHHS documentation, all five children
had been in numerous placements and had been removed from
Christine's care several times.
Vandercoy's
affidavit also included information on the family's involvement with the
Omaha Tribe. Vandercoy
stated:
All
five children are under the care and custody of the
Tribal Court in Macy, Nebraska. The
Tribal Court has been involved with this family since October
1998. The
family has not been provided support services since 2003. On
December 15, 2004 this worker spoke with [a] CPS [worker]
in Macy. [The
worker] stated that [CPS was] unable to provide services to
this family because of the distance. She
stated that she believes [the] Douglas County Court should have
jurisdiction as the services have not [been] and are no[t]
being provided to this family.
Vandercoy
concluded that “[t]he
Tribal Court and CPS in Macy have been unable to
provide services to this family, despite removing the children over
and over again,”
and that for this and several other reasons, the children
continued to be at risk for harm and should be
placed in protective custody.
*563
On December 17, 2004, the court ordered that temporary custody
of the five children be given to DHHS, with placement
to exclude the home of Christine.
On
December 22, 2004, a first appearance and detention/protective custody hearing
was held before the court. At
the start of the hearing, the court was informed by
the State that “the
[ICWA] will apply to this matter based on previous court
intervention with this family.”
The
court asked whether the children were actually enrolled in a
tribe or eligible for enrollment, and Christine responded that the
children were enrolled in the Omaha Tribe. Christine
did not resist the continued detention of her children, and
Christine's attorney noted that the State had agreed to provide
some services to Christine, including assistance to complete a GED
program, parenting classes, and the help of a family support
worker. Christine
entered a denial of the allegations in the petition and
was told the possible consequences of her involvement with the
juvenile court and informed of her rights, including the enhanced
evidentiary standard of the ICWA. In
its verbal findings at the conclusion of the hearing, the
court stated, among other things, that the ICWA applied, that
the children were enrolled members of the Omaha Tribe, and
that notice of the proceedings was to be given to
the Omaha Tribe. In
its written detention hearing order, the court stated that it
had been advised that the ICWA applied in that the
children were enrolled members of the Omaha Tribe. The
court ordered the continued detention of the children by DHHS.
On
February 4, 2005, the State sent an “ICWA
Notice”
to an ICWA specialist with the Omaha Tribe. The
notice indicated that a petition had been filed under § 43-247(3)(a)
for the five children, alleging that they were within the
jurisdiction of the separate juvenile court, and further stated that
the children might be enrolled in the tribe, “thus
invoking the [ICWA].”
The
notice included several other rights of the tribe, such as
the right to intervene and the right to petition the
court to transfer the proceeding to the tribal court. The
next hearing date was also provided in the notice.
On
February 7, 2005, the State filed an amended petition with
the court. The
**588
amended petition was similar to the first petition in *564
its allegations, but added ICWA pleading language. Specifically,
the amended petition alleged that the five children were enrolled
or were eligible for enrollment in the Omaha Tribe and
that pursuant to Neb.Rev.Stat. § 43-1505(4)
(Reissue 2004), active efforts had been made to provide remedial
services and rehabilitative programs designed to prevent the breakup of
the family, but that those efforts had been unsuccessful.
The
adjudication hearing was held on February 28 and March 1,
2005. Christine
was not present when court began, and the court denied
her attorney's motion to continue. The
court decided to proceed on the original petition, noting that
while the amended petition included language about the applicability of
the ICWA, the court at the detention hearing had advised
Christine that both the ICWA and its enhanced standard of
proof applied, so that Christine had full notice that the
ICWA was applicable. Christine's
attorney noted that Christine had not been served with the
State's February 4, 2005, ICWA notice. The
attorney for the children's father, present for a first appearance
of the father in these proceedings, stated that Christine and
the father would like the case transferred to the Omaha
Tribe “as
has been done before”
and that both parents must receive formal notice that the
ICWA is applicable, even though the court had made a
finding that the ICWA applied. The
court responded that notice had been served on the tribe
and that the court had discussed the matter with a
prosecutor for the tribe, who said that he was aware
of the hearing but would not be able to attend
due to his involvement with another adjudication. The
court noted the father's attorney's comments and stated that they
were probably well placed, but that the father was not
affected at that point by any lack of formal notice.
The
father was excused for an ongoing trial proceeding in a
different case, and the hearing began on adjudication under the
original petition.
During
testimony of the first witness, Christine appeared in court. The
court asked the State whether it wanted to proceed on
the amended petition, and the State responded in the affirmative.
Christine's
attorney objected, stating that if the case proceeded on the
amended petition, he would ask that Christine be arraigned that
day on the amended petition and that he be *565
allowed time to meet with Christine to discuss the amended
petition. The
court stated that operating under the amended petition would not
really change anything, because Christine had been served with a
copy of the amended petition, to which statement Christine's attorney
responded that he had not had time to discuss the
amended petition with Christine to see whether she had any
questions. The
court then proceeded with the adjudication hearing on the original
petition, and the testimony of the first witness continued.
That
first witness, called by the State, was Vandercoy, the DHHS
initial assessment worker who had written the affidavit supporting the
motion for temporary custody. Vandercoy's
verbal testimony was similar to the facts provided in her
affidavit, albeit with more elaboration. Vandercoy
also testified to the family's involvement with the Omaha Tribe.
Vandercoy
stated that as of December 16, 2004, the children were
“in
the custody of the Tribe, so they were State wards
at the time.”
Upon
cross-examination of Vandercoy by Christine's attorney, a discussion of the
tribe's involvement with the family occurred, apparently for the purpose
of demonstrating that in fact the tribe, not Christine, was
primarily responsible for the children's well-being and that thus, Christine
was not at fault if she had failed to **589
provide for the children. Vandercoy
stated that the Omaha Tribe originally became involved with the
family in 1998. She
was then asked when the tribe became involved in 2004,
and she replied that the documentation from the tribe was
confusing, but that Chastidy had been in the custody of
the tribe continuously since 1998 and the other children also
had been in the care and custody of the tribe
continuously, though it was unclear whether the tribe had closed
their case and then reopened it.
Vandercoy
was then asked a series of specific questions relating to
the family's involvement with the tribe. Vandercoy
was asked whether the tribe had actually assumed jurisdiction of
the children, and she responded yes. Vandercoy
was asked whether the children were under the care and
custody of the tribe at some point between her receipt
of an initial report regarding the children in September 2004
and the time of the hearing, and she again responded
yes. Later
in her testimony, Vandercoy was *566
asked whether, “as
far as legal jurisdiction goes, the children were in the
care and control of the Omaha Tribe”
on December 15 and 16, 2004, and she responded yes.
Asked
to elaborate with respect to the tribe's providing services to
the family, Vandercoy responded that the tribe had recently provided
the family a food voucher and a rent voucher, but
that there were no family support services involved. She
stated that no worker associated with the tribe had been
out to visit the family since September, but that the
tribe had had plans for a worker to come out
to visit the family on December 21.
Christine's
attorney continued to ask questions on the issue of Christine's
responsibility for the care of her children in light of
the tribe's involvement. Vandercoy
responded, “The
tribe had been involved and didn't-and stayed involved, so there
was an assessment made by someone there that there was
continued concern for these children; otherwise,
they would have closed the case.”
During
cross-examination by the guardian ad litem, Vandercoy stated that she
had tried to make contact with the tribe around the
time of DHHS' December 2004 removal of the children from
the family home. Vandercoy
said that she left messages for a CPS worker in
Macy on December 13, 14, and 15 because “we
had had concerns, and the children were in the jurisdiction
of the Tribe,”
but that she did not receive a callback until the
children had already been placed into protective custody, on December
17. Vandercoy
testified that she spoke with the family's tribal case manager
on December 17. Vandercoy
further stated that workers for the tribe had explained that
the distance was too great for them to be able
to provide supervision of the situation or provide services to
the family.
Tayla
Dickey, a DHHS protection and safety worker assigned to the
case, also testified as to the family's involvement with the
tribe. On
cross-examination by the guardian ad litem, Dickey was asked whether
the children had been in the custody of DHHS or
in the custody of the Omaha Tribe in September 2004,
when Vandercoy received the above-mentioned initial report of concern. Dickey
responded that it was her understanding that they had been
under the custody of the Omaha Tribe during that time.
On
recross-examination by Christine's attorney, Dickey *567
was asked whether she knew of any “court
order from the Omaha Tribe ...
giving Christin[e] any direction as to what she's supposed to
do.”
Dickey
responded that she did not and that she did not
have any order from the Omaha Tribe in the family's
case file.
**590
Christine testified about her involvement with the Omaha Tribe as
well. Her
attorney initiated the following line of questioning:
Q.
And
have you had an action or a matter in the
Omaha Tribal Court since October 1st of 2004?
A.
Have
I had-excuse me?
Q.
Has
there been a matter concerning the children in the Omaha
Tribal Court since October of 2004?
A.
No.
Like explain it to me.
Q.
When
you were in this court previously in September-
A.
Uh-huh.
Q.
-was
the matter transferred to the Omaha Tribal Court-
A.
Yes.
Q.
-at
that time?
A.
Yes.
Q.
And
was that approximately October 1st of 2004?
A.
That
was back in January of 2004.
Q.
Have
you been continuously under the jurisdiction of the Omaha Tribal
Court during the year of 2004, then?
A.
Yes.
Q.
Have
you appeared before the Omaha Tribal Court during 2004?
A.
No,
I have not.
Q.
Have
you been issued any orders concerning the children out of
the Omaha Tribal Court during 2004?
A.
No,
just find [sic] housing.
Q.
Do
you have a caseworker through the Omaha Tribal Court?
A.
[Yes].
Q.
And
when was the last time that you met with [her]?
A.
Back
in November.
*568
Q.
In
the time prior to November of 2004, when did you
meet with [her]?
A.
Other
than that, I haven't met with her, but I've talked
to her.
Christine
gave further confirmation that the tribe had intervened in a
proceeding in January 2004, and she testified that the children
had been taken to Macy in February and returned to
her in May. Chastidy
was later placed in a shelter in Macy and returned
to live with Christine on November 29. Christine
stated that she had not received services from the tribe
since August.
Additional
evidence was presented regarding the allegations in the petition concerning
Christine's care of the children, which evidence we need not
detail here. At
the conclusion of the hearing, the court made the following
observation:
First
of all, [I] remind everyone that we are working off
the original petition which was filed on December 17, 2004
and that the Court has made a finding that due
to the application of the [ICWA], even to this original
petition, that enhanced standards of proof do apply to the
Court's findings which will be made in just a minute
or two.
The
court then adjudicated the children under § 43-247(3)(a).
In
its written adjudication order, the court found that the ICWA
applied to these proceedings with the “corresponding
enhanced burdens of proof.”
The
court found the following allegations of the petition to be
true, by clear and convincing evidence: (1)
that on or about December 15, 2004, the family home
was without necessary food, bedding, or pillows for the children;
(2)
that Christine had failed to provide the necessary financial or
emotional support for the children's well-being; and
(3) that because of the truth of these allegations, the
children were at risk for harm. The
court dismissed two remaining allegations due to a lack of
proof by clear and convincing evidence, namely that Christine had
failed to **591
assist the children in obtaining an education as required by
law and that she had failed to take advantage of
services offered by DHHS and other providers to assist the
children. The
court also found that it would be contrary to the
health and safety of the children for them to be
returned home and that it was in the best interests
of the children to remain in the temporary custody of
DHHS for appropriate care *569
and placement. No
specific findings under the ICWA were made. Christine
appeals from this adjudication order.
ASSIGNMENTS
OF ERROR
On
appeal, Christine assigns the following errors: (1)
that the juvenile court assumed concurrent jurisdiction of the case
with the tribal court when it had no right to
do so; (2)
that the State's petition failed to meet the pleading requirements
of the ICWA, infringing on Christine's due process rights; (3)
that insufficient notice was sent to the tribal court that
the children had been removed from the family residence by
DHHS; (4)
that the juvenile court found the children to be within
the meaning of § 43-247(3)(a);
and
(5) that the juvenile court found that it was in
the children's best interests to remain placed outside the home.
STANDARD
OF REVIEW
Cases arising under the Nebraska
Juvenile Code are reviewed de novo on the record, and an appellate court
is required to reach a conclusion independent of the trial court's findings.
In re Interest
of Brittany C. et al.,
13
Neb.App. 411, 693 N.W.2d 592 (2005). In reviewing questions
of law arising in such proceedings, an appellate court reaches a conclusion
independent of the lower court's ruling. Id.
A jurisdictional question which does not involve a factual dispute
is determined by an appellate court as a matter of law. Id.
ANALYSIS
Jurisdiction
Christine's
first assignment of error is that the separate juvenile court erred when
it assumed concurrent jurisdiction over the children with the tribal court.
Although the issue of whether the tribal court had exclusive
jurisdiction was not raised at any point in the trial proceedings, the
issue of subject matter jurisdiction can be raised at any time. See
In re Interest of Jaden
H., 263 Neb. 129, 638
N.W.2d 867 (2002) (lack of subject matter jurisdiction may be raised at
any time by any party or by court sua sponte). In a juvenile
case, as in any other appeal, before reaching the legal issues presented
for review, it is the duty of an appellate court to determine whether
it has jurisdiction over the matter before it. In
re Interest of Brittany C. et al., supra.
*570
Christine claims that the tribal court had exclusive jurisdiction of the
children under 25 U.S.C. § 1911(a) (2000) of the federal ICWA
and under Neb.Rev.Stat. § 43-1504(1) (Reissue 2004) of the Nebraska
ICWA. Section 43-1504(1) of the Nebraska ICWA provides as follows:
An
Indian tribe shall have jurisdiction exclusive as to this state
over any child custody proceeding involving an Indian child who
resides or is domiciled within the reservation of such tribe,
except where such jurisdiction is otherwise vested in the state
by existing federal law. When
an Indian child is a ward of a tribal court,
the Indian tribe shall retain exclusive jurisdiction, notwithstanding the residence
or domicile of the child.
Concurrent
jurisdiction is addressed in the federal ICWA at § 1911(b)
and in the Nebraska ICWA at § 43-1504(2),
the latter of which reads as follows:**592
In any state court proceeding for the foster care placement
of, or termination of parental rights to, an Indian child
not domiciled or residing within the reservation of the Indian
child's tribe, the court, in the absence of good cause
to the contrary, shall transfer such proceeding to the jurisdiction
of the tribe, absent objection by either parent, upon the
petition of either parent or the Indian custodian or the
Indian child's tribe, except that such transfer shall be subject
to declination by the tribal court of such tribe.
From the language of § 43-1504(1), it is clear that in a child
custody proceeding involving an Indian child, the tribe has exclusive
jurisdiction in two instances: (1) when the Indian child resides
or is domiciled within the reservation, except where jurisdiction is otherwise
vested in the state by existing federal law, and (2) when the Indian child
is a ward of a tribal court, notwithstanding the residence or domicile
of the child.
At
the time of removal, Christine's children were neither residing nor
domiciled on the reservation, making the first instance enumerated above
inapplicable to the present case. However,
Christine argues that the second instance is applicable because the
children were in fact “wards”
of the tribal court. While
jurisdictional issues under other § 43-1504
subsections have been discussed by Nebraska courts (see, e.g., In
re Interest of Brittany C. *571
et
al.,
13 Neb.App. 411, 693 N.W.2d 592 (2005)), and In
re Interest of C.W. et al.,
239 Neb. 817, 479 N.W.2d 105 (1992) (involving tribe's motion
to transfer jurisdiction to tribal court under § 43-1504(2)),
exclusive jurisdiction under § 43-1504(1)
appears to be an issue of first impression in Nebraska.
Other
state courts have addressed a tribal court's exclusive jurisdiction under
the federal ICWA statute § 1911(a),
although in different factual situations. The
Supreme Court of Indiana addressed the issue in Matter
of Adoption of T.R.M.,
525 N.E.2d 298 (Ind.1988). At
issue in that case was the validity of an adoption
decree granted in a state trial court. Before
the adoption decree was granted, a tribal court had filed
a motion to transfer the case, attaching a copy of
an order of wardship of the child which had been
entered 1 day before the adoptive parents filed their petition
for adoption. The
state trial court denied the tribal court's motion to transfer
and granted the adoption. On
appeal, the Indiana Supreme Court first found that the ICWA
was inapplicable, for reasons unrelated to those at issue in
the present case; but
the court went on to state that even if the
ICWA was applicable, the tribal court had not enacted a
valid wardship of the child, and therefore, exclusive jurisdiction could
not exist under § 1911(a)
by reason of the child's being a ward of the
tribal court.
Exclusive
jurisdiction under § 1911(a)
was also addressed by the Supreme Court of Montana, in
Matter
of M.R.D.B.,
241 Mont. 455, 787 P.2d 1219 (1990). In
that case, an Indian mother put her child up for
adoption and an adoption petition was filed in a state
trial court. The
tribal court was given notice of the adoption proceedings and
filed a motion to dismiss the petition for lack of
jurisdiction. The
state trial court found that the child was not a
ward of the tribal court and that concurrent jurisdiction existed
under § 1911(b).
On
appeal, the Supreme Court of Montana found that the child
was in fact a ward of the tribal court because
the child's mother had previously submitted herself to the jurisdiction
of the tribal court by petitioning the court to take
over the care and custody of her child, insofar as
an infant becomes such a ward when its parents **593
submit themselves to the jurisdiction of a tribal court. In
addition, the supreme court noted that after granting the mother's
petition and taking jurisdiction over the child, the tribal court
had repeatedly referred to the child as a “ward”
in its *572
orders. Therefore,
the supreme court reasoned, because the child was a ward
of the tribal court, the tribal court had exclusive jurisdiction
under § 1911(a)
and it was error on the part of the state
trial court to determine that the state had concurrent jurisdiction
over the child.
Even
though these cases involved adoption proceedings rather than a juvenile
adjudication, which is the issue in the present case, the
jurisdictional question is the same. The
tribal court in this case would have had exclusive jurisdiction
over the children if they were in fact wards of
the tribal court. In
the two cases discussed above, the issue of exclusive jurisdiction
was raised by the tribal court, by the motions to
transfer or to dismiss. Those
cases were resolved by virtue of the existence (or lack)
of evidence concerning a valid wardship.
In
this case, no direct evidence of wardship exists. Neither
the tribe nor the tribal court attempted to intervene in
the proceedings. Christine did not petition the juvenile court to
transfer the proceeding to the tribe pursuant to § 43-1504(2).
The
testimonial evidence given at trial was inconclusive as to whether
the children were currently wards of the tribal court. There
was no documentary evidence provided which demonstrated that the children
were wards of the tribal court. Because
the record does not conclusively establish that the children were
currently wards of a tribal court and because the children
were not residing within the reservation of the tribe, we
find no error in the juvenile court's exercise of jurisdiction
over the children. This
conclusion does not preclude intervention by the tribe at subsequent
proceedings or presentation of further proof of the status of
tribal court proceedings; nor
do we intend by this conclusion to suggest how any
subsequent motion to transfer jurisdiction should be determined.
Failure
to Meet ICWA Pleading Requirements
Christine next contends that the
State's petition failed to meet the pleading requirements of the ICWA
and that such failure infringed on her due process rights. Two
petitions for adjudication were filed in this case: an “original”
petition and then, later, an “amended” petition. The original
petition did not include any language concerning the ICWA, while the amended
petition *573
included ICWA pleading language, specifically the language of § 43-1505(4).
Section 43-1505(4) states that “active efforts” to prevent the breakup
of the Indian family must be made when a “foster care placement” of an
Indian child is involved. The exact text of § 43-1505(4)
is as follows:
Any
party seeking to effect a foster care placement of, or
termination of parental rights to, an Indian child under state
law shall satisfy the court that active efforts have been
made to provide remedial services and rehabilitative programs designed to
prevent the breakup of the Indian family and that these
efforts have proved unsuccessful.
Christine
claims that the juvenile court erred when it proceeded under
the original petition, which had no ICWA language, instead of
the amended petition, which included the § 43-1505(4)
language. Although
Christine references only § 43-1505(4),
we note that neither the original petition nor the amended
petition alleges facts with regard to § 43-1505(5),
which provides:**594
No foster care placement may be ordered in [an involuntary]
proceeding [in a state court] in the absence of a
determination, supported by clear and convincing evidence, including testimony of
qualified expert witnesses, that the continued custody of the child
by the parent or Indian custodian is likely to result
in serious emotional or physical damage to the child.
This
court has addressed the issue of proper pleading under the
ICWA once before in In
re Interest of Sabrienia B.,
9 Neb.App. 888, 621 N.W.2d 836 (2001). In
that termination of parental rights case, the State failed to
include ICWA language in its motion for termination, even though
all parties had stipulated previously that the child was Indian
and that the ICWA would apply to any termination proceedings.
The
termination motion included general termination language under Neb.Rev.Stat. § 43-292
(Reissue 1998), but omitted specific ICWA language under § 43-1505(4)
and (6). Again,
§ 43-1505(4)
requires that “active
efforts”
be made to prevent the breakup of the Indian family,
and § 43-1505(6)
is similar to § 43-1505(5)
above, requiring a demonstration that the continued custody of the
child by the parent is likely to result in “serious
emotional or physical damage”
to the child in a termination of parental rights case.
See
id.
*574
The mother in In
re Interest of Sabrienia B.
filed a demurrer to the termination motion, claiming that because
ICWA language was not included in the State's motion, the
allegations in the motion failed to “
‘articulate
an essential element to sustain a finding and Order of
termination.’
”
9
Neb.App. at 890, 621 N.W.2d at 839. The
demurrer was denied, and the mother's parental rights were terminated.
In
its termination order, the juvenile court concluded that the State
had proved the requirements of the Nebraska ICWA's § 43-1505(4)
and (6), even though the ICWA language did not appear
in the motion. The
mother appealed from the termination order, claiming that the court
erred in overruling her demurrer and in finding that the
State's motion stated a cause of action.
On
appeal, the State argued that by pleading general termination grounds
in its motion, it had satisfactorily pled the ICWA requirements
as well. Specifically,
the State argued that it had addressed the ICWA's “active
efforts”
requirement in § 43-1505(4)
when it pled in its motion that “reasonable
efforts”
to preserve and reunify the family pursuant to § 43-292(6)
had failed to correct the conditions leading to the determination
that the child lacked proper parental care. In
addition, the State argued that the ICWA's requirement of demonstrating
that continued custody by the parent or Indian custodian is
likely to result in “serious
emotional or physical damage”
to the child, found in § 43-1505(6),
was adequately pled when the State pled under § 43-292
that termination was in the “best
interests of the child.”
On
appeal, this court held that the “
‘active
efforts'
”
requirement of the Nebraska ICWA's § 43-1505(4)
is “separate
and distinct from
the ‘reasonable
efforts' provision of § 43-292(6),”
and thus upheld the mother's contention that the State must
plead sufficiently to put the ICWA and § 43-1505
in issue. (Emphasis
supplied.) In
re Interest of Sabrienia B.,
9 Neb.App. at 895, 621 N.W.2d at 842. We
found that the State's motion failed to allege facts sufficient
to constitute an action for termination of parental rights under
the Nebraska ICWA. The
facts that the applicability of the ICWA had been discussed
verbally in court and that the court specifically found in
its order that the State had adequately proved the relevant
ICWA requirements**595
did not rectify the failure of the motion to include
the relevant *575
ICWA language. We
reversed the order of termination, and on remand, we granted
the State leave to amend the motion.
Applying
the rationale of In
re Interest of Sabrienia B.,
we conclude that in an action for adjudication of Indian
children, it is necessary to plead facts under the ICWA.
In
this case, while the State did file an amended petition
including allegations required under the ICWA, the court did not
adjudicate the children under the amended petition. It
was error for the court to proceed on the adjudication
under the original petition, which did not allege facts under
the ICWA. This
is so despite the fact that Christine had been served
with the amended petition and had been notified in court
that the ICWA was applicable.
Further,
upon the filing of the amended petition, the preceding petition
ceased to have any function. See
In
re Interest of Rondell B.,
249 Neb. 928, 546 N.W.2d 801 (1996) (amended pleading supersedes
original pleading; after
amendment, original pleading ceases to perform any office as pleading).
We
conclude
that it was also error for the juvenile court to
proceed under the original petition because that pleading ceased to
function upon the filing of the amended petition.
Accordingly,
we reverse the order of adjudication and remand the cause
to the juvenile court for an adjudication under an appropriate
amended petition, with directions to the court to make specific
findings as required by § 43-1505.
Notice
to Tribe
Christine also claims that insufficient
notice was given to the tribal court that the children had been removed
from the family residence by DHHS, resulting in the tribal court's having
insufficient notice to exercise its exclusive jurisdiction over its wards.
Notice
requirements in a case involving the ICWA can be found
at § 43-1505(1),
which states as follows:
In
any involuntary proceeding in a state court, when the court
knows or has reason to know that an Indian child
is involved, the party seeking the foster care placement of,
or termination of parental rights to, an Indian child shall
notify the parent or Indian custodian and the Indian child's
tribe, by certified or registered mail with return receipt requested,
of the pending proceedings and of their right of *576
intervention. If
the identity or location of the parent or Indian custodian
and the tribe cannot be determined, such notice shall be
given to the secretary in like manner, who may provide
the requisite notice to the parent or Indian custodian and
the tribe. No
foster care placement or termination of parental rights proceedings shall
be held until at least ten days after receipt of
notice by the parent or Indian custodian and the tribe
or the secretary. The
parent or Indian custodian or the tribe shall, upon request,
be granted up to twenty additional days to prepare for
such proceeding.
This
is an involuntary proceeding in a state court involving the
foster care placement of Indian children. Therefore,
§ 43-1505(1)
is applicable, and to be proper, the notice given to
the tribe must have followed the specific requirements of that
subsection. Restated,
the subsection requires that notice be sent (1) to the
“Indian
child's tribe,”
id.;
(2)
by certified or registered mail with return receipt requested; (3)
with notice of the pending proceedings; and
(4) with notice of the tribe's right of intervention. In
addition, the subsection states (5) that no foster **596
care placement or termination of parental rights proceeding shall be
held until at least 10 days after receipt of notice
by the tribe and (6) that the tribe may have
an additional 20 days to prepare for the proceeding, if
requested.
Correspondingly
in part, the ICWA notice in the instant case (1)
was sent to the tribe on February 4, 2005, (2)
was sent by certified mail with return receipt requested, (3)
declared that a petition had been filed under § 43-247(3)(a)
concerning the children, (4) stated the tribe's right of intervention,
(5) stated that no foster care or termination proceeding shall
take place until at least 10 days after receipt of
the notice, and (6) added that the tribe could have
an additional 20 days to prepare, if requested. Although
Christine has not stated on appeal the specific requirements in
§ 43-1505(1)
with respect to which she found error, it appears that
she is asserting error regarding the person to whom the
notice was sent (requirement (1)) and regarding the tribe's not
specifically being made aware that the children were already in
a state foster care placement when the notice was sent
(perhaps falling under requirement (3)).
*577
First, Christine claims that the ICWA notice should have been
sent to the tribal court of, rather than an “ICWA
specialist”
with, the Omaha Tribe. However,
Christine cites no authority for this. The
plain language of § 43-1505(1)
provides that notice must be sent to the “Indian
child's tribe.”
The
statute makes no mention of sending notice to the “tribal
court.”
Nebraska
courts have not addressed the issue of to whom specifically
the notice should be sent when the statute directs that
it be sent to the “Indian
Child's tribe.”
The
Supreme Court of Indiana, however, addressed this issue in a
termination of parental rights case, when tribal notification was given
via subpoenas served on two representatives of the Potawatomi Indian
Nation. See
Matter
of D.S.,
577 N.E.2d 572 (Ind.1991). In
that case, the supreme court found that the record was
not clear as to whether the notification directed to those
two individuals complied with the notice requirements in a federal
ICWA statute, 25 U.S.C. § 1912(a)
(1988). That
federal ICWA subsection, pertaining to notice, is similar to the
Nebraska ICWA's corresponding notice subsection in that it states that
notice should be served on the “Indian
child's tribe.”
See,
§ 1912
(2000); § 43-1505(1).
The
supreme court noted that the Bureau of Indian Affairs has
published guidelines, regarding the notice requirements, which correspond to and
supplement the requirements in § 1912(a).
See
Guidelines for State Courts; Indian
Child Custody Proceedings, 44 Fed.Reg. 67,584 (Nov. 26, 1979) (not
codified). It
further noted that the Bureau of Indian Affairs authorizes tribes
to designate an agent for service of notice of child
custody proceedings. See
25 C.F.R. § 23.12
(2005). The
names and addresses of the designated agents are published in
the Federal Register. The
supreme court held that the record did not show that
these two persons were the tribal agents designated and entitled
to receive service of notice, so the case was remanded
to the trial court to serve notice to the tribe
in a manner which conformed with the ICWA.
In
this case, notice was given by a letter mailed to
a named “ICWA
specialist”
with the Omaha Tribe. From
the record in this case, it is not clear whether
notification directed to the ICWA specialist complied with the ICWA's
notice requirements. Because
we are remanding this matter for a new adjudication *578
hearing, we direct that notice be given to the tribe
as required by the ICWA.
**597
Second, Christine appears to argue that the notice sent to
the tribe was insufficient because it failed to notify the
tribe that the children were in a state foster care
placement at the time the notice was sent. However,
Christine points to no specific language in § 43-1505(1)
that requires this kind of information to be included in
the notice. In
fact, the plain language of § 43-1505(1)
does not require the child's current placement to be included
in the notice. The
only part of § 43-1505(1)
which even remotely addresses this information is the requirement that
the tribe be notified of the “pending
proceedings.”
In
this case, the ICWA notice stated that the addressee was
“hereby
notified that there has been filed in the Separate Juvenile
Court for Douglas County, Nebraska, a Petition and Order alleging
that [the children] are [children] as defined in Neb.Rev.Stat. § 43-247(3)(a)
and alleging they are within the jurisdiction of the Court.”
This
satisfied the requirement that the tribe be given notice of
the “pending
proceedings.”
Furthermore,
an inspection of the ICWA notice in this case shows
that the tribe was provided some information regarding the children's
state foster care placement, as the notice stated that several
documents were attached, including the “Affidavit
for Removal From Parental Home,”
motion for temporary custody, and order for immediate custody. Thus,
even though explicit notice that the children may have been
in a state foster care placement at the time the
ICWA notice was sent was not required, the tribe should
have been on notice as to that fact.
CONCLUSION
We
find that jurisdiction in this case was proper. However,
it was error for the juvenile court to adjudicate the
children under the original petition, as opposed to the amended
petition. In
addition, there is insufficient evidence that notice to the tribe
was proper. Accordingly,
we reverse the order of adjudication and remand the cause
to the juvenile court for an adjudication under an appropriate
ICWA petition, with notice to be served to the Omaha
Tribe which conforms to the ICWA. Because
we remand the cause to the juvenile court for the
foregoing reasons, we decline to address Christine's additional assignments of
error.
Reversed
and remanded with directions.
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