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(Cite
as: 209 Neb. 575, 308 N.W.2d 837)
Supreme
Court of Nebraska.
In
re Interest of Quentin BIRD HEAD, a minor child under
the age of 18 years.
State
of Nebraska, Appellee,
v.
Frederick
TAIL, natural father, Appellant.
No.
43743.
July
31, 1981.
**838
Syllabus by the Court
*575
1. Juvenile Courts: Indian Child Welfare Act. Continued hearings
in a proceeding are not subsequent proceedings within the meaning
of the Indian Child Welfare Act. 25 U.S.C.A. s
1923 (Supp.1963 to 1980).
2. Child Custody: Words and Phrases: Indian Child Welfare Act.
A child custody proceeding includes "any action which results
in the termination of the parent-child relationship." 25 U.S.C.A.
s 1903 (Supp. 1963 to 1980).
3. Parental Rights: Notice. Appellant, who was served with
a summons and petition which notified him of the nature
and purpose of the proceeding, its possible consequence, and the
specific factual allegations on which termination of his parental rights
might be based, received adequate notice.
4. Parental Rights. An order of the juvenile court
terminating parental rights under Neb.Rev.Stat. s 43-209 (Reissue 1978) must
be based on clear and
convincing evidence.
5. Parental Rights: Appeal and Error. An action for
termination of parental rights is reviewed by this court de
novo upon the record.
**839
Charles Plantz, Rushville, and David J. Clegg, Scottsbluff, for appellant.
Dennis D. King and Terrance O. Waite, Gordon, for appellee
State.
Michael T. Varn, Gordon, guardian ad litem.
Heard before KRIVOSHA, C. J., and BOSLAUGH, McCOWN, CLINTON, BRODKEY,
WHITE, and HASTINGS, JJ.
CLINTON, Justice.
Frederick (Freddie) Tail appeals from a judgment by the county
court of Sheridan County, sitting as a juvenile court, which
terminated his parental rights to his son, Quentin Bird Head.
The parental rights of *576
Martha Bird Head Tail, Quentin's mother, were also terminated by
this judgment; she does not appeal.
The petition to terminate parental rights was filed on June
8, 1977, at which time Quentin was approximately 1 year
old. It alleged, among other things, that Quentin was
a neglected and dependent child within the meaning of Neb.Rev.Stat.
s 43-202(2) (Reissue 1978) because: (1) His natural parents did
not make adequate provisions for his care throughout the numerous
periods during which they were incarcerated for various offenses; and
(2) While Quentin was in the custody of his natural
parents they repeatedly jeopardized his health and well-being, both through
their own use of alcohol and by leaving him in
the care of intoxicated persons.
Following adjudication and disposition hearings, the county court found that
Quentin was neglected and dependent under s 43-202(2) and terminated
the parental rights of his natural parents on July 29,
1977. Both parents appealed to the District Court for
Sheridan County, which, on December 22, 1977, upheld the finding
that Quentin was neglected and dependent but vacated the termination
order, saying that there was insufficient evidence introduced to support
it. The matter of disposition was continued in the
District Court under Neb.Rev.Stat. s 24-541 (Reissue 1979) pending hearings
on the treatment of Martha Bird Head Tail, hereinafter referred
to as Martha, and appellant for alcoholism and further evidence
by the State. Following two additional hearings, the District
Court terminated the parental rights of Martha and appellant.
Appellant contends that the District Court erred in finding: (1)
The Indian Child Welfare Act did not apply to this
case, hence, the State did not have to meet its
procedural and substantive requirements; (2) The notice given appellant
on June 10, 1977, was adequate and satisfied his right
to procedural due process; and (3) There was clear and
convincing evidence introduced to support the termination of appellant's parental
rights. We will deal with each assignment of error
separately.
*577
The first error raised by the appellant is that the
State should have complied with the substantive and procedural requirements
of the Indian Child Welfare Act because Quentin is an
Indian child eligible for membership in the Pine Ridge Ogalala
Sioux Indian Reservation. The Indian Child Welfare Act provides:
"None of the provisions of this subchapter, except sections 1911(a),
1918, and 1919 of this title, shall affect a proceeding
under State law for foster care placement, termination of parental
rights, preadoptive placement, or adoptive placement which was initiated or
completed prior to one hundred and eighty days after November
8, 1978, but shall apply to any subsequent proceeding in
the same matter or subsequent proceedings affecting the custody or
placement of the same child." 25 U.S.C.A. s 1923
(Supp. 1963 to 1980).
The petition to terminate the appellant's parental rights was filed
on June 8, 1977, nearly 2 years prior to May
7, 1979, the effective date of the Indian Child Welfare
Act. Likewise, the judgment of the District Court vacating
the county court's termination order and continuing the issue of
disposition, filed on January 4, 1978, predated the effective date
of the Indian Child Welfare Act by more than a
year. The District Court also held a disposition hearing
**840
on October 30, 1978, 6 months prior to the effective
date of the act, which was continued until February 12,
1980.
Appellant argues that
the dispositional hearing held on February 12, 1980, was a subsequent
proceeding in the matter of termination as provided by 25 U.S.C.A. s 1923.
We do not agree. The hearing of February 12, 1980, was a continuation
of the one held October 30, 1978, which was itself continued from the
hearing held December 22, 1977, following the appeal to the District Court.
Continuations of a proceeding are not subsequent proceedings under 25
U.S.C.A. s 1923. Matter of T. J. D., Mont. 615 P.2d 212 (1980).
The following analysis will illustrate how this proceeding was continued
from June 8, 1977, to February *578
12, 1980. Neb.Rev.Stat. s 43-206.03(3) and (4) (Reissue 1978)
provides: "(3) At the hearing the court shall first consider
only the question of whether the minor is a person
described by section 43-202. This shall be known as
the adjudication. After hearing the evidence on such question,
the court shall make a finding and adjudication entered in
the minutes based on proof ... by a preponderance of
the evidence whether or not the child is a person
described by subdivision (1) or (2) of section 43-202.
"(4) If the court shall find that the child named
in the petition is not within the provisions of section
43-202 it shall dismiss the case. If the court
finds that the child named in the petition is such
a child, it shall make and
enter its finding and adjudication accordingly, designating which subdivision or
subdivisions of section 43-202 such child is within; the court
shall then proceed to an inquiry into the proper disposition
to be made of such child. Strict rules of
evidence shall not be applied at any dispositional hearing."
Under these provisions, juvenile proceedings are bifurcated into adjudication and
disposition hearings. These hearings may be initiated pursuant to
separate pleadings, e. g., a petition praying for adjudication which,
if granted, may be followed by a motion for disposition.
In such a case the juvenile court will first
hear the petition for adjudication and base its findings on
the allegations therein. Later, if the petition is granted,
the juvenile court will hold a subsequent proceeding on the
motion for disposition, basing its determination on the allegations pled
in the motion. In the case now before us,
however, the petition filed on June 8, 1977, prayed for
both adjudication and disposition. The county court conducted an
adjudication hearing on the allegations made in the petition.
After finding that Quentin was a neglected and dependent child
within the meaning of s 43-202(2), the county court continued
its proceeding on the petition, held a disposition hearing on
the allegations therein, and terminated the parent-child relationship*579
between Quentin and his natural parents.
The natural parents appealed to the District Court under s
24-541. Section
24-541 authorizes District Courts to receive additional evidence necessary for
the determination of factual issues. In the instant case
the District Court invoked this power, continued the disposition proceeding
to February 12, 1980, and rendered a decision, dated June
16, 1980, on the original petition filed June 8, 1977.
Each of the hearings before the county and District Courts
was conducted on the allegations pled in the original petition.
The Indian Child Welfare Act defines a "child custody
proceeding" to include "termination of parental rights" which shall mean
"any action resulting in the termination of the parent-child relationship."
25 U.S.C.A. s 1903 (Supp. 1963 to 1980). Construing
this definition together with the language concerning "subsequent proceedings" in
25 U.S.C.A. s 1923, we conclude that the case before
us constituted a single action initiated by the June 8,
1977, petition. This action or proceeding resulted in termination
of the parent-child relationship on June 16, 1980.
The
second error assigned by appellant is that he was denied procedural due
process because he received insufficient notice concerning the nature
and purpose of **841
the proceeding, its possible consequence, the factual basis underlying
the allegations made in the petition, and the legal standard governing
termination of parental rights.
The record shows that appellant was served with a summons
and the petition before
the commencement of this proceeding. These documents notified him
as to the nature and purpose of the proceeding, its
possible consequence, and the specific factual allegations on which termination
might be based. He was present at the proceeding
in county court and was represented by counsel at all
stages of the proceeding.
Furthermore, appellant did not challenge the sufficiency of the notice
he received in any manner prior to *580
this appeal. We have held that failure to challenge
the sufficiency of either notice or the pleadings at trial
where the defendant participates on the merits of the cause
of action waives any defect in the notice or pleadings.
State v. Best, 173 Neb. 483, 113 N.W.2d 650
(1962); 72 C.J.S. Process s 113 b. (1951).
Finally, appellant contends that the evidence presented to support the
termination of his parental rights did not meet the standard
of being clear and convincing. State v. Wedige, 205
Neb. 687, 289 N.W.2d 538 (1980); In re Interest of
Morford, 207 Neb. 627, 300 N.W.2d 795 (1981). A
summary of the evidence in the record is necessary for
an analysis of this contention.
During their marriage, Martha, Quentin, and appellant had no permanent
residence. Between April 1977 and April 1978 they lived
for lengthy periods in Gordon, Nebraska, with Tom Plenty Wounds,
Martha's uncle. Several other individuals, who are also related
to Martha, resided at the Plenty Wounds home on a
regular basis during the same period that Martha, Quentin, and
appellant did.
These individuals, Martha, and appellant were often intoxicated and
frequently incarcerated for alcohol-related offenses, according to the testimony of
Jim Talbot, sheriff of Sheridan County, and Ernest Justesen, a
Gordon police officer. Martha testified that appellant was and
remains an alcoholic.
There is evidence in the record to indicate that Tom
Plenty Wounds was the major source of support for Martha,
appellant, Quentin, and the other relatives who lived in the
Plenty Wounds home. Tom Plenty Wounds, rather than Martha
or appellant, purchased the basic items which Quentin required during
the time that Quentin and his natural parents lived in
the Plenty Wounds home.
Justesen testified that Quentin was left by his parents in
the custody of intoxicated persons who endangered his safety more
than once. Justesen related two such instances. On
May 19, 1977, at about 10 p. m., Justesen arrested
appellant and Martha, who were both inebriated, *581
near the Gordon city park. Later that night, Justesen
located Quentin on the chest of Albert Bird Head, his
uncle, who was passed out in a roadside ditch as
a result of intoxication. On another occasion, appellant and
Martha, who were both intoxicated, took Quentin with them to
a local rendering plant where they became involved in an
altercation. Gunshots were fired during the course of this
conflict.
Both appellant and Martha were convicted of and incarcerated for
numerous alcohol-related
offenses. For example, appellant was sentenced to 60 days
for assault on September 30, 1977; a fine for intoxication
on December 1, 1977; 90 days for assault on January
9, 1978; and 5-7 years for assault with intent to
do great bodily harm, to run consecutively with 1 year
for assaulting or resisting a law enforcement officer, on March
10, 1978. Martha spent 171 days in jail between
July 1976 and June 1977 for various alcohol-related offenses. During
these periods until June 15, 1977, Quentin was left in
the care of Martha's relatives. On that date the
county court held its first hearing concerning the petition filed
on June 8, 1977. Following this hearing the court
ordered that Quentin be placed in a foster home pending
further hearings. Quentin was placed with a foster family
on September 16, 1977.
Visitations between appellant, Martha, and Quentin were first scheduled on
February **842
18, 1978. On one occasion, Martha took Quentin to
visit appellant, who was in jail. During May 1978
appellant began serving a sentence in the Nebraska penitentiary.
On September 7, 1978, appellant wrote to Michael T. Varn,
guardian ad litem for Quentin, from prison. Appellant inquired
about Quentin's status in this letter and suggested that his
oldest brother, Cleve Tail, be given custody of Quentin.
Near Christmas 1979, appellant wrote to Mary York, a maintenance
worker for the Sheridan County welfare office, and asked her
if she would deliver a Christmas gift to Quentin from
him. During January 1980 she delivered another gift, some
beadwork *582
appellant made for
Quentin.
Other than the above-mentioned visit, two letters, and the two
gifts, appellant has had no contact with or concerning Quentin
since January 1978.
Neb.Rev.Stat. s 43-209(4) (Reissue 1978) provides that parental rights may
be terminated when "(t)he parents are unfit by reason of
debauchery, habitual use of intoxicating liquor or narcotic drugs ...
which conduct is found by the court to be seriously
detrimental to the health, morals, or well-being of the child."
An appeal from an order terminating parental rights is heard de novo upon
the record. The findings of fact by the trial court will be accorded great
weight because the trial court heard and observed both the parties and
witnesses. The findings of fact made by the trial court will not be set
aside on appeal unless they are clearly against the weight of the evidence
or there was a clear abuse of discretion. State v. Jenkins, 198 Neb. 311,
252 N.W.2d 280 (1977); In re Interest of Morford, 207 Neb. 627, 300 N.W.2d
795 (1981).
In
the case now before us, the District Court found that Quentin was a neglected,
dependent child because of the habit, i. e., alcoholism, of his natural
parents. The evidence contained in the record was sufficient to establish
clearly and convincingly that appellant was unfit by reason of habitual
use of intoxicating liquor to discharge his parental responsibilities
and that his failure to do so was seriously detrimental to Quentin's health
and well-being.
The record reveals no attempt by appellant prior to his incarceration
in the Nebraska Penal and Correctional Complex to alter his habitual abuse
of liquor. Given appellant's habit and the lack of evidence that he has
conquered it, the best interests of Quentin were served by terminating
the parental relationship.
AFFIRMED.
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