| (Cite
as: 189 Mont. 147, 615 P.2d 212)
Supreme
Court of Montana.
In
the Matter of T. J. D., J. L. D. and
R. J. W.
No.
79-41.
Submitted
on Briefs June 5, 1980.
Decided
Aug. 12, 1980.
State filed petition seeking to terminate parental rights of mother
to three children, and of father, who was father only
of infant son, to his rights to infant son. The
District Court of the Thirteenth Judicial District, County of Yellowstone,
Diane G. Barz, J., terminated the rights of both parents,
and appeals were taken. The Supreme Court, Shea, J., held
that: (1) evidence was sufficient to sustain finding that children
had been abused or neglected; (2) father had waived right
to argue on appeal that admission of his prior conviction
of a felony was prejudicial error; and even if point
had not been waived, conviction was relevant; (3) trial court
was not bound to grant the father's motion to have
home study of home of his parents in order to
determine their ability to care for infant son; and (4)
Indian Child Welfare Act did not apply to proceedings in
that they were filed prior to its effective date.
Affirmed.
*148
**212
Stacey & Nye, Damon Gannett, Billings, (Guardian), for appellant.
**213
Harold F. Hanser, County Atty., Billings, for respondent.
SHEA, Justice.
This is a consolidated appeal from the order of the
Yellowstone County District Court which terminated the parental rights to
three children. The mother of all three children appeals from
the order terminating her parental rights to each of the
children. The father (father to only the infant son) appeals
from an order terminating his parental rights to the infant
son.
The hearing in relation to the State's petition to terminate
the mother's parental rights to each of the three children,
was held on May 2, 1979, and a final
order of termination was entered on May 24, 1979, terminating
the mother's parental rights. A hearing in relation to the
State's petition to terminate the father's parental rights to the
infant son was held on July 6, 1979 and a
final order of termination was entered on July 16, 1979.
Because at least two of the issues raised are common
to both final orders of termination, the appeals have been
consolidated.
The mother and father raise several issues. Both the mother
and father contend that there was a lack of clear
and convincing evidence to justify the final orders of termination.
Matter of J. L. B. (1979), Mont., 594 P.2d 1127,
1136, 36 St.Rep. 896, 908, held that the proof must
be clear and convincing to justify a final *149
order of parental termination that a child is, within the
meaning of section 41-3-102(2)(b), MCA (1978), abused or neglected. The
State met its burden here. The second issue raised is
the contention that it was error to bring out at
the May 2 and July 6 hearing, that the father
had a prior felony conviction armed robbery. Both the mother
and father contend that this was impeachment by prior conviction
of a felony which is directly prohibited by Rule 609,
Mont.R.Evid. We determine, however, that the evidence was properly admitted.
The third issue concerns the custody of the infant son
and the mother and father's contention that the trial court
erred in not granting the father's motion to order the
State to conduct a home study of the father's parents
to determine their suitability to be custodians of
the infant son. This motion was made at the conclusion
of the July 6 hearing, and it was, under the
circumstances here, properly denied. Finally, both parents contend that the
Indian Child Welfare Act of 1978, 25 U.S.C. s 1901,
et seq., (1978), was in effect at the time, and
that by virtue of the mother's motion (the mother is
a member of the Chippewa Cree Tribe), the proceeding should
have been transferred to the jurisdiction of the Chippewa Cree
Tribe of North Dakota, or minimally, that the proceedings should
have been halted so that the Tribe could be notified
of the State court proceedings. We determine, however, that the
proceeding against the mother and the father, had been commenced
before the effective date of the Act, and therefore that
the Act, by its own terms, does not apply.
All three children were born to the mother while she
was unmarried. Each apparently has a different father. At the
time of the hearing, the mother was twenty-one years old
and unmarried. The oldest child, a daughter, was six years
old; the second child, a son, was four years old;
and the youngest child, a son, was eight months old
at the time of the hearing. The alleged fathers of
the first two children could not be reached for personal
service and therefore service was made by publication. After their
failure to appear their defaults were duly entered. The father
of the infant son, however, appeared after personal service, and
he admitted at the May 2 hearing that he was
the father of the mother's third child.
*150
The mother has several personal problems affecting her ability to
care for her children. In June 1978, while pregnant with
her third child, she plead guilty to a charge of
prostitution. She is addicted to alcohol and Talwin. The effects
of alcohol are well known. Talwin is a pain reliever
which causes euphoria, drowsiness, and in some cases hallucinations. The
mother attempted withdrawal from these drugs on a previous **214
occasion, but left the clinic after only a twenty-four hour
residency. Expert testimony forecasts that to prevent the mother from
lapsing into deepening addiction, in-patient treatment is required for approximately
six months. Expert testimony at the mother's hearing also established
that she is devoid of parenting skills and lacks the
psychological skill to care for her children.
At the time of his hearing, the father was living
in his aunt's home with the mother and two other
adults. He is not regularly employed, but earns some income
by occasionally driving cab and working at the fairgrounds. He
has three other children, apparently adopted during a previous marriage,
but he does not support them. The father admitted at
the hearing that he could not care for the child.
The father has lived with the mother off and on
for a period of three years. After the child's birth
he visited the mother and child three or four times
a week, and apparently provided some support for the child.
He admitted his own inability to care for the child,
but testified that he believed the mother's care of the
infant child to be adequate. It was at the
end of his own hearing on July 6, that the
father moved the court to have the welfare officials conduct
a home study of his parents home to determine his
father's fitness to care for the infant son.
An examination of the circumstances leading up to the State's
intervention and taking temporary custody of the children, reveals a
clear and convincing case for parental abuse or neglect of
the three children.
The chain of events seemed to begin in the spring
of 1977. At that time the mother moved into an
apartment where the owners did not permit children as residents.
For this reason the maternal grandparents took temporary care of
the two children. The mother *151
contacted the welfare department in June 1977 for help in
locating a new apartment which permitted children. The welfare officials
suggested that the grandparents continue to provide care until the
mother moved into an appropriate apartment. The mother used this
time period to indulge in her own activities. She worked
in a cafe and also did some traveling. During the
next fourteen months, she visited her children only occasionally. During
this time period, she became pregnant with her third child,
the infant son involved here.
In August 1978, someone made a complaint to the welfare
office concerning the boy and girl in the custody of
the grandparents. On August 24, 1978 at 11:00 a.m. a
social worker, a home attendant, and a police officer, went
to the home to check on the children. The young
boy was in the yard unsupervised. His black
hair was gray from dirt and he smelled of urine.
The young girl was sitting alone in an empty bathtub.
Both grandparents were highly intoxicated. The grandfather was belligerent. Believing
that the circumstances required immediate action, the investigating team removed
the children from the apartment and took them to the
Billings Receiving Home. Later the same day the children were
taken to the hospital. The daughter complained of neck pains
and had difficulty in walking. She had severe chills and
suffered a seizure. She remained hospitalized until September 5, 1978.
Later, the girl was found to be suffering from juvenile
rheumatoid arthritis.
These events prompted the officials to check into the welfare
of the infant son who was with the mother. On
August 24, 1978, a public health nurse visited the mother's
home to check on the infant son who was born
on August 13, 1978. As a result of this visit,
a report was made to the county attorney's office, and
within a week the county attorney filed a petition for
a temporary investigative authority and for protective services. On September
6, 1978, the court issued an order requiring the mother
to cooperate with the welfare officials and to permit the
social worker's entry into the mother's home.
As a result of these court orders, on September 7,
1978, a home attendant began weekly visits to help the
mother develop **215
parental *152
skills. After seven visits to the house, she concluded that
the mother had no parenting skills and was not interested
in developing these skills. Also,
a clinical psychologist examined the mother on October 3, 1978,
and determined that the mother could not place her childrens'
needs above her own and that she could not provide
proper nurture for the infant son. A week after this
examination, a public health nurse visited the mother's home to
check on the care of the infant. The baby's diapers
were filthy and there were no clean diapers in the
house. The skin on his penis and scrotum was raw
and excoriated. The child also had signs of poor physical
development. No baby formula was available in the house and
the mother fed juice to the baby from a bottle.
The nurse concluded that the mother was incapable of providing
for the needs of this infant. Before leaving she made
an appointment for October 17 to visit the home again
to formally test the baby's development.
When the nurse arrived on October 17, the baby was
not in the home. The following day Dr. Gustafson told
the social worker that in light of all these developments,
he believed the baby to be in danger and that
she should consider removing him from the home. The social
worker had already received adverse reports from the home attendant
and public health nurse, and she knew that the mother
was not attending parenting classes on a regular basis. On
October 19, the social worker, the public health nurse, and
a sheriff's deputy, went to the mother's home. Three men
and a woman were present, but the mother was not
at home. The baby was filthy, had diaper rash and
cradle cap, and its skull was flattened on one side
as a result of lying on the same side for
an extended period
of time. The social worker immediately removed the baby from
the home and took him to a hospital. The baby
was formally tested that day in the hospital; he had
slow development in three of the four areas tested.
As a result of these actions, the trial court extended
the temporary investigative authority order for an additional ninety days.
In January 1979, a guardian ad litem was appointed for
the children. At the expiration of the ninety day period,
the county attorney *153
filed a petition to obtain permanent custody of the mother's
three children. This set in motion the notices to the
alleged fathers of the daughter and oldest son. Because they
could not be found for personal service, they were served
by publication and their defaults were duly entered when they
failed to appear. The father of the infant son was
served on May 1, 1979 and the hearing was scheduled
to begin the following day. When the father appeared on
May 2, he requested that an attorney be appointed to
represent him. The court took the request under advisement, and
decided to hold the hearing only in relation to the
State's petition to terminate the mother's rights to her children.
A hearing for the father in relation to the infant
son, was set for a later time.
Before the commencement of the May 2 hearing, the trial
court ruled against the mother's motion to have the cause
dismissed or transferred to the Chippewa Cree Tribe pursuant to
the Indian Child Welfare Act. No reason was given for
the rulings but argument by the State immediately preceding the
ruling was that the
Act was not in effect when the proceedings here were
commenced, and thus the Act was inapplicable.
At the May 2 hearing the father testified when questioned
by the guardian ad litem on direct examination, that he
had been convicted of armed robbery some nine years before,
that he had been out of prison since 1976, and
that he was still on parole. The mother's attorney (who
was also later appointed to act as the father's attorney)
objected on the grounds that one cannot be impeached for
prior conviction of a felony. The State did not respond.
The trial court simply observed that in proceedings such as
this such evidence is admissible. We note in this respect
that at the July 6 hearing, the father, under questioning
by the court, and with no objection from his counsel,
admitted to the felony conviction and to his present parole
status.
**216
On May 24, 1979, the trial court entered a final
order permanently depriving the mother of her parental rights to
her three children. The trial court held a hearing on
July 6 with relation to the petition to terminate the
father's rights to the infant son. At the *154
conclusion of this hearing the father moved the court, pursuant
to section 41-3-406(1)(b)(iii), MCA, to have his parents' home studied
to determine the suitability of his father to take care
of his child. The trial court immediately denied the motion.
(1)
We have set forth the facts concerning the abuse or
neglect of the children. Suffice to say that they clearly
and convincingly lead to the inescapable
conclusion that the children were abused or neglected within the
meaning of section 41-3-102(2)(b), MCA (1978). The remaining issues are
whether it was prejudicial error to admit evidence of the
father's prior conviction of a felony, whether the court should
have required a home study of the father's parents to
determine their suitability to care for the infant son, and
whether the cause should have been transferred to the Chippewa
Cree Tribe of North Dakota under the Indian Child Welfare
Act.
(2)
Counsel for the father argues that the prior conviction of
a felony should not have been admitted for any purpose
and that its admission constitutes prejudicial error. He offers no
argument however, as to why or how the evidence, under
the circumstances of this case, was prejudicial error. Nor does
he answer the argument that he waived any right to
claim error by not objecting to its admission at the
second hearing. Although it was the trial court who elicited
the information, it was nonetheless the duty of counsel to
object. We thus hold that he waived any right to
complain of error. See Rule 103(a)(1), Mont.R.Evid. But even beyond
a holding of waiver, we hold that in a case
of this nature, the evidence was not only relevant but
perhaps even required if the trial court was to get
a true picture of the father's background.
(3)
Section 41-3-102, MCA (1978), charges the courts with determining whether
or not the parents or other custodians have the ability
to provide ".
. . care necessary for the youth's physical, moral, and
emotional well-being." Clearly the father's background, including criminal background, is
a relevant factor in reaching this determination. While a criminal
background does not of course, disqualify one from having the
custody of his children, and does not disqualify one from
having the appropriate *155
parenting skills, it is a factor that should be considered
in a proceeding of this nature. For example, although the
crime itself may not be that relevant to the proceedings,
whether or not the father had conducted himself as an
exemplary parolee or was constantly on the fringes of parole
violations is relevant to a proceeding of this nature. We
thus hold that admission of the prior felony conviction at
each hearing, was not error.
(4)
The mother and father next contend that the court was
duty bound to grant the father's motion to have a
home study of the home of the father's parents in
order to determine their suitability to care for the infant
son. Section 41-3-406(1), MCA, provides, inter alia, that upon a
determination of abuse, neglect or dependency, and "to protect the
welfare of the youth", the trial court may transfer legal
custody to "a relative or other individual who, after study
by a social service agency designated by the court, is
found by the court to be qualified to receive and
care for the youth . . ." The statute is
not mandatory, but provides only that the trial court "may"
do so. Moreover, there was no evidence presented at the
trial by which the trial court's discretion
would have been so moved.
The grandfather was, at the time of the hearing, aged
73. He worked in the mornings, as did his wife,
who was not present at the hearing. This employment would
have required the grandparents to furnish a babysitter. Although the
grandfather testified to having raised many children, his advanced age
was a factor to consider as the court had to
determine not only his present ability to raise the child
but his probable ability to continue in this role. **217
Although custody in the grandparents would provide opportunity for both
parents to visit the child, this arrangement would not necessarily
be in the best interest of the child. See In
Re Gore (1977), Mont., 570 P.2d 1110, 34 St.Rep. 1179.
The infant, when he was removed from his mother, had
several developmental deficiencies. Since his removal, however, in only four
months time he showed remarkable physical and emotional improvement. The
circumstances here present no compelling reason to declare that *156
the District Court abused its discretion in not ordering a
home study.
As the final issue, the parents argue that this action
should have been transferred to the Chippewa Cree Tribe of
North Dakota by virtue of the motions made pursuant to
the Indian Child Welfare Act. We determine, however, that the
Act was not in effect at the time the actions
here were commenced and is therefore inapplicable.
(5)
25 U.S.C. s 1911(b) provides that ". . . In
any State court proceeding
for . . . termination of parental rights to, an
Indian child . . . the court, in the absence
of good cause to the contrary, shall transfer such proceeding
to the jurisdiction of the tribe . . . upon
the petition of either parent. . . ." The mother
not only petitioned the trial court to transfer the proceeding
to the Chippewa Cree Tribe of North Dakota, of which
she is a member, but also, pursuant to 25 U.S.C.
s 1912(a) she moved to dismiss or at least postpone
the State court proceeding because the tribe had not been
notified of the proceedings. 25 U.S.C. s 1912(a) provides in
part that ". . . No . . . termination
of parental rights proceeding shall be held until at least
ten days after receipt of notice by the parent .
. . and the tribe . . ."
The controlling part of the Act insofar as this appeal
is concerned, is 25 U.S.C. s 1923, which provides as
to the effective date of the Act:
"None
of the provisions of this subchapter, . . . shall
affect a proceeding under State law for . . .
termination of parental rights . . . which was initiated
or completed prior to one hundred and eighty days after
November 8, 1978, but shall apply to any subsequent proceeding
in the same matter or subsequent proceedings affecting the custody
or placement of the same child." 25 U.S.C. s 1923.
The State filed its petition for permanent custody on March
1, 1979, and because the Act did not go into
effect until May 7, 1979, it is inapplicable to the
State court proceedings.
The parents make the additional argument that under the Act,
the July 6 hearing on the father's right to custody
of the infant son *157
was a "subsequent proceeding in the same matter" and thus
falls within the terms of the Act. The definition of
child-custody proceeding under the Act includes "any action resulting in
termination of the parent-child relationship . . ." 25 U.S.C.
s 1903(1)(ii). The July 6 proceeding, however, was not a
separate proceeding under the Act. Rather, it was a continuation
of the action initiated by the State on February 24,
1979. This action or proceeding was not terminated until the
parental rights of both parents had been adjudicated. It is
clear, therefore, that the Indian Child Welfare Act did not
apply to these proceedings.
We note that in this case, counsel was appointed as
guardian ad litem to represent the children at the District
Court hearings and on this appeal. His briefs filed with
this Court forcefully argue in favor of the District Court
judgments terminating the rights of the parents and giving permanent
custody to the SRS.
The separate judgments of the District Court terminating the parental
rights of the parents are affirmed.
HASWELL, C. J., and DALY, HARRISON
and SHEEHY, JJ., concur.
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