| (Cite
as: 294 Mont. 556, 996 P.2d 885, 1999 WL 506107 (Mont.))
(The
Court's decision is referenced in a "Decisions Without Published Opinions"
table in the Pacific Reporter. See MT R S CT
IOR 1 and MT R Opinion Forms & Cite STDS
Opinion Forms and Citations.)
Supreme Court of Montana.
In
Re T.A.G., A Youth in Need of Care.
No.
97-524.
Submitted
on Briefs March 18, 1999.
Decided
June 15, 1999.
APPEAL FROM: District Court of the Twelfth Judicial District, In
and for the County of Hill, The Honorable John Warner,
Judge presiding.
For Appellant: Jeremy S. Yellin, Attorney at Law; Havre, Montana.
For Respondent: Hon. Joseph P. Mazurek, Attorney General; Jennifer Anders,
Assistant Attorney General; Helena, Montana David G. Rice, Hill County
Attorney; Havre, Montana Guardian Ad Litem: Robert M. Peterson, Attorney
at Law; Havre, Montana.
Justice Terry N. TRIEWEILER delivered the opinion of the Court.
***1
¶ 1
Pursuant to Section I, Paragraph 3(c), Montana Supreme Court 1996
Internal Operating Rules, the following decision shall not be cited
as precedent but shall be filed as a public document
with the Clerk of the Supreme Court and shall be
reported by case title, Supreme Court cause number, and result
to the State Reporter Publishing Company and to West Group
in the quarterly table of noncitable cases issued by this
Court.
¶ 2
The Hill County Attorney filed a petition on behalf of
the Department of Public Health and Human Services in the
District Court for the Twelfth Judicial District, Hill County, to
terminate the parental rights of the mother of T.A.G. The
District Court granted the petition, ordered that the mother's parental
rights were terminated effective immediately, and gave the Department of
Public Health and Human Services permanent legal custody of T.A.G.
with the right to consent to her adoption. The mother
appeals the District Court order. We affirm the judgment of
the District Court.
¶ 3
The following issues are presented on appeal:
¶ 4
1. Did the District Court err when it found that
evidence that T.A.G. was enrolled or eligible for enrollment in
the Fort Belknap Tribes was inconclusive?
¶ 5
2. Did the District Court err when it denied the
mother's motion to continue?
¶ 6
3. Was the mother's counsel ineffective because he did not
object to the State's failure to notify the Tribe of
the termination proceeding as mandated by 25 U.S.C. § 1911(b),
because he failed to petition the court to transfer jurisdiction
to the Tribal Court, and because he did not raise
the issue of the State's compliance with the Americans with
Disabilities Act?
¶ 7
4. Did the District Court err when it found that
the requirements of § 41-3-609(1)(e)(i)
and (2)(a), MCA, had been satisfied?
FACTUAL
BACKGROUND
¶ 8
T.A.G. was born May 6, 1994 with a rare inherited
metabolic disorder, phenylketonuria, commonly referred to as PKU. Children with
PKU are unable to break down proteins in food and
buildup of phenylalanine in the blood and body tissues results.
If not treated, children with PKU will suffer irreparable and
irreversible neurological damage, and become permanently mentally retarded and unable
to care for themselves. Treatment of children with PKU requires
strict adherence to special dietary needs which includes protecting the
child from "natural foods," and supplementing their diets with "medical
foods." Afflicted children cannot eat foods containing proteins, meats, dairy
products, breads, and grain and cereal products. Sheltering children from
"natural foods," providing supplemental foods in quantities sufficient to provide
the calories and nutrients necessary, and teaching the child how
to eat properly is extremely
difficult, and requires careful monitoring and compliance. As the child
grows older, teachers, friends and any other people the child
comes into contact with must also be educated about PKU
and the necessity of protecting the child from natural foods.
When combined with the normal rigors of child-rearing, a tremendous
amount of organization and discipline is required.
***2
¶ 9
T.A.G.'s mother has a chronic organic brain disorder as a
result of a craniotomy to remove a fibrocystic tumor in
her brain when she was thirteen. As a result of
her disability, she has memory problems, problems with recall and
with processing information, difficulty organizing her thoughts, and a low
tolerance to stress. Everyday living is a difficult task for
the mother. She has difficulty keeping appointments and staying on
schedules. T.A.G.'s father formally relinquished his parental rights because of
disabilities caused by a motorcycle accident.
¶ 10
In September 1995, the Department of Public Health and Human
Services received a referral regarding the mother and T.A.G. They
were at the Women's and Family Shelter in Billings, and
the mother was having trouble fixing a bottle. There were
concerns that the mother was not providing adequate care for
T.A.G. Apparently the mother planned to return to Havre where
she resided, but lost the money for the bus ticket.
T.A.G. was placed in a foster home, and a maternal
aunt picked T.A.G. up from the foster home. A paternal
uncle and aunt then took T.A.G. to live with them,
and she has remained with them since that time.
¶ 11
In an effort to return T.A.G. to her mother, the
Department formulated a treatment plan, which the court then imposed.
The court ordered that temporary custody of T.A.G. be continued
with the aunt and uncle who live in Shelby.
¶ 12
The treatment plan required that the mother continue to work
with the dietician that she had been working with since
the birth of T.A.G. The plan was designed to help
the mother with her meal planning skills, and with T.A.G.'s
strict dietary requirements. She was required to develop meal plans
and attend parenting classes. Visitation times were then arranged during
which the mother was required to keep a list of
foods she fed to T.A.G.
¶ 13
On March 21, 1997, the Hill County Attorney, on behalf
of the Department, filed a petition to terminate parental rights.
Based upon all of the evidence presented at trial, the
District Court found that the mother's condition, "without fault on
her part," prevented her from providing the necessary care for
T.A.G. Therefore, the court ordered that the parental rights of
the mother and father, who had previously relinquished his parental
rights, were to be terminated.
STANDARD
OF REVIEW
¶ 14
We review a district court's decision in a youth in
need of care case to determine whether it correctly interpreted
the law, and whether its findings of fact are clearly
erroneous. See
In re A. W-M.,
1998 MT 157, 289 Mont. 333, ¶ ¶ 8-9,
960 P.2d 779, ¶¶ 8-9;
see
also Daines v. Knight
(1995), 269 Mont. 320, 324, 888 P.2d 904, 906 (discussing
three-part test for determining whether findings of fact are clearly
erroneous).
¶ 15
We have held that a parent's right to care for,
and have custody of, their child is a fundamental right,
and that district courts must, therefore, adequately address all applicable
statutory requirements. See
In re A. W-M.,
¶¶ 8-9.
***3
¶ 16
The standard of review of discretionary district court rulings is
whether the court abused its discretion. We have held that
"[t]he abuse of discretion standard applies to trial administration issues,
post-trial motions and similar rulings." Lynch
v. Reed
(1997), 284 Mont. 321, 326, 944 P.2d 218, 221-22 (quoting
Montana
Rail Link v. Byard
(1993), 260 Mont. 331, 337, 860 P.2d 121, 125).
ISSUE
1
¶ 17
Did the District Court err when it found that evidence
that T.A.G. was enrolled or eligible for enrollment in the
Fort Belknap Tribes was inconclusive?
¶ 18
The threshold inquiry in this case is whether T.A.G. is
an "Indian child" within the meaning of the Indian Child
Welfare Act (ICWA) of 1978, 25 U.S.C. §§ 1900-1934.
"Indian Child" is defined as "any unmarried person who is
under age eighteen and is either (a) a member of
an Indian tribe or (b)is eligible
for membership in an Indian tribe and is the biological
child of a member of an Indian tribe." 25 U.S.C.A.
§ 1903(4).
Tribes have the power to determine tribal membership unless otherwise
limited by statute or treaty. See
Adams v. Morton
(9th Cir.1978) 581 F.2d 1314. Moreover, for ICWA determination purposes,
tribes have ultimate authority to decide who qualifies as an
"Indian child." See
In re Adoption of Riffle
(1995), 273 Mont. 237, 242, 902 P.2d 542, 545 (discussing
Department of Interior Guidelines promulgated to aid state courts in
ICWA cases).
¶ 19
In its order terminating parental rights, the District Court found
that the evidence in the record was inconclusive as to
whether T.A.G. was enrolled or eligible for enrollment in an
Indian Tribe. At the commencement of the action, which was
originally filed in Yellowstone County, the Tribes of the Fort
Belknap Reservation were sent notices of the pending action. With
the consent of both courts and all of the parties,
the case was then transferred to the Hill County District
Court because the mother resided in Havre. Notice of the
action was again sent to the Fort Belknap Tribes. The
Tribes did not intervene or respond in any way to
the notices. Without the Tribes' intervention or response, T.A.G.'s status
as an Indian child could not be established.
¶ 20
At the hearing on the motion to terminate parental rights,
which was held on June 10, 1997, counsel for the
mother, when questioned by the court, stated that
T.A.G. was not an enrolled Tribal member at that time.
The mother then testified that T.A.G. was enrolled. Upon further
questioning, the mother testified that she had sent the paperwork
along with T.A.G.'s birth certificate to the U.S. Bureau of
Indian Affairs to have her enrolled. She further testified that
she had not spoken with anyone since sending the paperwork
to the Bureau of Indian Affairs. There was no evidence
that the Fort Belknap Tribes had determined that T.A.G. was
a member or eligible for membership in the Tribes.
***4
¶ 21
After a careful review of the record, we conclude that
the District Court's finding regarding T.A.G.'s status was not clearly
erroneous.
ISSUE
2
¶ 22
Did the District Court err when it denied the mother's
motion to continue?
¶ 23
The afternoon prior to the hearing on the petition to
terminate parental rights, the mother filed a motion to continue
and a brief in support thereof. The supporting brief stated
that:
This
motion was made on the ground ... [that the mother]
wishes to invoke the protections of the Indian Child Welfare
Act, 25 U.S.C.A. Sections 1901, et seq.....
She
wishes to have the Fort Belknap Tribe intervene and assume
jurisdiction in the matter of the custody of her child....
The
undersigned has been informed today that it is the practice
of the Fort Belknap Tribe to intervene in child protection
matters in which the parent asks the Tribe to intervene.
(Emphasis
added.) Additionally, the mother asserted that the Child Services Coordinator
of the Fort Belknap Tribe was at a training seminar
and, therefore, was unavailable to meet with her regarding intervention.
She also asserted that the Child Services office of Fort
Belknap was in the process of moving at approximately the
time that the notices of the State court proceedings were
sent to the Tribes, and that some documents may have
been misplaced because documents had been lost in the past.
Therefore, the mother asserted that it was possible that the
Tribes' failure to intervene may not have been an intentional
decision not to intervene in the action, but was inadvertent.
¶ 24
At the hearing on the petition to terminate parental rights,
the court stated that under the circumstances, the motion to
continue was denied and for the benefit of T.A.G., the
matter would proceed.
¶ 25
The Indian Child Welfare Act, 25 U.S.C. § 1911(b)
and (c) allows for transfer to tribal court or tribal
intervention in the action, and states that:
(b)
Transfer of Proceedings; declination by tribal court
In
any State court proceeding for the foster care placement of,
or termination of parental rights to, an Indian child not
domiciled or residing within the reservation of the Indian child's
tribe, the court, in the absence of
good cause to the contrary, shall transfer such proceeding to
the jurisdiction of the tribe, absent objection by either parent,
upon the petition of either parent or the Indian custodian
or the Indian child's tribe: Provided, That such transfer shall
be subject to declination by the tribal court of such
tribe.
(c)
State court proceedings; intervention
In
any State Court proceeding for the foster care placement of,
or termination of parental rights to, an Indian child, the
Indian custodian of the child and the Indian child's tribe
shall have a right to intervene at any point in
the proceeding.
Absent
a clear determination that T.A.G. was eligible for enrollment, the
Tribes would not have had the authority to intervene or
have the action transferred to tribal court.
***5
¶ 26
Furthermore, the proceedings regarding the placement of T.A.G. originally commenced
in 1995. The Fort Belknap Tribes were notified two times
of the pending state court proceedings. The Tribes failed to
respond to both notices. We have held that Tribes effectively
decline transfer of jurisdiction or intervention when they fail to
request transfer or to intervene in the state court proceedings
after being notified of such proceedings. See
In re A.P.,
1998 MT 176, ¶ 21,
289 Mont. 521, ¶ 21,
962 P.2d 1186, ¶ 21.
¶ 27
Finally, assuming the mother's motion to continue should be construed
as a
motion to transfer or allow intervention, it was not made
until nearly two years after the state court proceedings had
commenced. As the District Court stated, the motion came at
the "eleven and a half hour," late the afternoon prior
to the hearing on the petition to terminate parental rights.
We have previously discussed the federal guidelines addressing the promptness
of tribal interventions in ICWA cases in state courts. See
In re A.P.,
¶ 26.
The federal guidelines state that:
This
section [25 U.S.C.1911(c) ] specifies that requests are to be
made promptly after receiving notice of the proceeding ... While
the Act permits intervention at any point in the proceeding,
it does not explicitly authorize transfer requests at any time.
Late interventions do not have nearly the disruptive effect on
the proceeding that last minute transfers do.... Although the Act
does not explicitly require transfer petitions to be timely, it
does authorize the court to refuse to transfer a case
for good cause. When a party who could have petitioned
earlier waits until the case is almost complete to ask
that it be transferred to another court and retried, good
cause exists to deny the request.
In
re A.P.,
¶ 26
(quoting 44 Fed.Reg. 67590 (1979)) (emphasis added). The mother's motion
to continue stated that she wanted the "Fort Belknap Tribe
to intervene and assume jurisdiction in the matter," and that
she "wishes to have questions regarding care and custody of
... [T.A.G.] decided by the Fort Belknap
Tribal Court." Such language indicates that the mother wanted not
only intervention but ultimate transfer to the Tribal court.
¶ 28
In this case, the District Court had good cause to
deny the mother's request. Ample evidence existed that the Tribes
declined to intervene and would do so again if asked
by the mother. Additionally, the mother had more than sufficient
time to request the Tribes to intervene. Finally, and perhaps
most importantly, as the court stated at the commencement of
the termination hearing, proceeding with the matter was in the
best interests of T.A.G.
¶ 29
We conclude that the District Court did not abuse its
discretion when it denied the mother's motion to continue.
ISSUE
3
¶ 30
Was the mother's counsel ineffective because he did not object
to the State's failure to notify the Tribe of the
termination proceeding as mandated by 25 U.S.C. § 1911(b),
because he failed to petition the court to transfer jurisdiction
to the Tribal court, and because he did not raise
the issue of the State's compliance with the Americans with
Disabilities Act?
A. WAS THE MOTHER'S COUNSEL INEFFECTIVE WHEN HE DID NOT
OBJECT TO THE STATE'S FAILURE TO NOTIFY THE TRIBE OF
THE TERMINATION PROCEEDING?
***6
¶ 31
On appeal, the mother contends that her court-appointed counsel in
the proceedings below was ineffective for not objecting to the
court's failure to notify the Tribes of the termination hearing.
She contends that the Tribes were
not notified of the termination proceeding as mandated by the
ICWA, 25 U.S.C. § 1912(a).
25 U.S.C. § 1912(a)
provides that:
In
any involuntary proceeding in a State court, where the court
knows or has reason to know that an Indian child
is involved, the party seeking the foster care placement of,
or termination of parental rights to, an Indian child shall
notify the parent or Indian custodian and the Indian child's
tribe ... of the pending proceedings and of their right
of intervention....
¶ 32
At the commencement of the state court proceedings, the Tribes
were twice notified of the pending state court action as
required by the ICWA. The Tribes did not respond and
did not intervene at that time. Failure of the Tribes
to intervene could reasonably be interpreted to mean that they
declined to intervene or assume jurisdiction in the case. See
In re A.P.,
¶ 21.
The State complied with the requirements of the ICWA when
it sent the first two notices of the pending state
court proceedings. The State was not required to send a
third notice to the Tribes.
¶ 33
We conclude that the mother's counsel was not ineffective for
failing to object to the State's failure to notify the
Tribes of the petition to terminate the mother's parental rights.
B. WAS THE MOTHER'S COUNSEL INEFFECTIVE BECAUSE HE FAILED TO
PETITION THE COURT TO TRANSFER JURISDICTION TO THE TRIBAL COURT?
1. Failure to File a petition to Transfer.
¶ 34
The mother's counsel, rather than filing a petition to transfer
jurisdiction to the Tribal Court, filed a motion to continue.
The brief in support of the motion to continue stated
that it was made on the "ground that ... [the
mother] wishes to invoke the protections of the Indian Child
Welfare Act, 25 U.S.C.A. Section 1901, et seq." The brief
further stated that the mother is an enrolled tribal member,
and that she wished "to have the Fort Belknap Tribe
intervene and assume jurisdiction in the matter of the custody
of her child." (Emphasis added.) In our previous discussion, we
assumed that the motion to continue was, in substance, a
motion to transfer, and that the court did not abuse
its discretion when it was denied. Therefore, counsel for the
mother was not ineffective for failing to file a motion
to transfer.
2. The District Court's Failure to Hold a Hearing On
the Motion to Transfer.
¶ 35
The mother also argues that a hearing on the motion
to transfer jurisdiction was required but not conducted. In support
of her argument, she cites to In
re G.L.O.C.
(1983), 205 Mont. 352, 668 P.2d 235, 237. That case
is inapposite to the present case, however, because in that
case, there had been a determination that the child was
an "Indian child" for ICWA purposes. We stated that:
***7
[U]nder the Indian Child Welfare Act, a jurisdiction hearing is
required before the court can enter an order either granting
or denying a request for the transfer of jurisdiction of
Indian children to tribal custody. Such
a hearing is required whenever the Indian children live outside
of a reservation.
In
re G.L.O.C.,
205 Mont. at 356-57, 668 P.2d at 237. As we
concluded in Issue 1, the question of whether T.A.G. was
an "Indian child" within the meaning of the ICWA was
the threshold question in this case. The District Court found
that the evidence was inconclusive that T.A.G. was an "Indian
child," and we affirmed.
¶ 36
Therefore, we conclude that the District Court did not err
when it did not hold a hearing on the motion
to transfer jurisdiction to the Tribal court.
C. WAS THE MOTHER'S COUNSEL INEFFECTIVE FOR FAILING TO RAISE
THE ISSUE OF COMPLIANCE WITH THE AMERICANS WITH DISABILITIES ACT?
¶ 37
On appeal, T.A.G.'s mother contends that her trial counsel was
ineffective for failing to assert that the State did not
comply with the Americans with Disabilities Act (ADA), 42 U.S.C.
§ 12132.
The ADA in relevant part provides that:
[N]o
qualified individual with a disability shall, by reason of such
disability, be excluded from participation in or be denied the
benefits of the services, programs, or activities of a public
entity, or be subjected to discrimination by any such entity.
42 U.S.C. § 12132.
¶ 38
Prior to receiving the petition to terminate parental rights, the
District
Court ordered that T.A.G.'s mother successfully complete a formal treatment
plan. The treatment plan was designed by the State to
help the mother plan appropriate meals for T.A.G., protect her
from the natural foods that are harmful to her, and
understand T.A.G.'s needs. During the months of treatment, and indeed
from the time of T.A.G.'s birth, the State provided special
services to T.A.G.'s mother. The formal treatment plan required that
the mother continue to work with the dietician that she
had been working with since T.A.G.'s birth. She was required
to develop meal plans and record on a daily basis
the foods she herself consumed. She was also required to
attend parenting classes. Visitation times were then arranged during which
the mother was required to keep a list of foods
she fed to T.A.G. She also was required to prepare
meal plans prior to T.A.G.'s visits. Although the record indicates
that the mother sincerely attempted to follow the treatment plan,
she was unsuccessful in doing so.
¶ 39
The ADA requires that persons with disabilities shall not be
excluded from participation in or deprived of the benefits of
services of public entities. See 42 U.S.C. § 12132.
It also requires that persons with disabilities not be discriminated
against by public entities. See 42 U.S.C. § 12133.
The Department did not deny T.A.G.'s mother its services. The
record indicates that the Department worked with the mother extensively
for several years in an attempt to help her acquire
the skills necessary to care for the extraordinary
needs of T.A.G. The ADA requires that reasonable accommodations be
made to allow disabled persons to receive services or participate
in programs. See 28 C.F.R. § 35.130(b)(7)
(emphasis added). After carefully reviewing the record, the treatment plan,
and the evaluations of physicians and psychologists regarding the needs
of T.A.G. and the abilities of her mother, we conclude
that the prescribed treatment plan was a reasonable attempt to
accommodate the mother's needs. The ADA demands nothing more.
***8
¶ 40
We conclude that trial counsel for the mother was not
ineffective when he did not argue that the ADA had
been violated.
ISSUE
4
¶ 41
Did the District Court err when it found that the
requirements of § 41-3-609(1)(e)(i)
and (2)(a), MCA, had been satisfied?
¶ 42
In its order terminating the parental rights of T.A.G.'s mother,
the District Court found that "beyond a reasonable doubt the
requirements for termination required by § 41-3-609
have been met." The mother now asserts that the court
erred in its finding because the treatment plan provided was
not appropriate because it did not "enable her to meet
her requirements." Section 41-3-609(1)(e)(i) and (2)(a), MCA require that:
(1)
The court may order a termination of the parent-child relationship
upon a finding that any of the following circumstances exist:
....
(e)
the child is an adjudicated youth in need of care
and both of the following exist:
(i)
an appropriate treatment plan that has been approved by the
court has not been complied with by the parents or
has not been successful;
(2)
In determining whether the conduct or condition of the parents
is unlikely to change within a reasonable time, the court
shall enter a finding that continuation of the parent-child legal
relationship will likely result in continued abuse or neglect or
that the conduct or the condition of the parents renders
the parents unfit, unable, or unwilling to give the child
adequate parental care. In making the determinations, the court shall
consider but is not limited to the following:
(a)
emotional illness, mental illness, or mental deficiency of the parent
of a duration or nature as to render the parent
unlikely to care for the ongoing physical, mental, and emotional
needs of the child within a reasonable time.
Subsection 3 of the statute in relevant part, goes on
to provide that:
(3)
In considering any of the factors in subsection (2) in
terminating the parent-child relationship, the court shall give primary consideration
to the physical, mental, and emotional conditions and needs of
the child.
¶ 43
For the reasons stated in the previous sections of our
opinion, we conclude that the mother's treatment plan was appropriate.
Furthermore, we conclude that the District Court properly considered the
provisions of § 41-
3-609,
MCA in arriving at its decision, including the best interests
of T.A.G. Accordingly, we affirm the judgment of the District
Court.
TURNAGE, GRAY, NELSON and REGNIER,
JJ., concur.
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