| (Cite
as: 299 Mont. 62, 997 P.2d 776)
Supreme
Court of Montana.
In
the Matter of C.H., A Youth in Need of Care.
No.
99-146.
Submitted
on Briefs Aug. 26, 1999.
Decided
March 16, 2000.
Following commencement of abuse and neglect proceeding involving Indian infant,
Tribe, infant's extended relatives, and infant's foster parents intervened in
proceeding to assert interests in infant's permanent placement. The Eighteenth
Judicial District Court, Gallatin County, Thomas A. Olson, J., ordered
that infant remain with foster parents pending her adoption by
them. Tribe and relatives appealed. The Supreme Court, Gray, J.,
held that "good cause" did not exist to deviate from
adoptive placement preferences set forth in Indian Child Welfare Act
(ICWA).
Reversed and remanded.
**778
*64
Trudy Flamand Miller, Attorney at Law, Helena, Montana, For Intervenors
and Appellants Scott and Tena Ehret.
Maylinn Smith, Indian Law Clinic, Missoula, Montana, For Intervenor and
Appellant Confederated Tribes of Siletz Indians.
Hon. Joseph P. Mazurek, Attorney General, Helena, Montana; Marty Lambert,
Gallatin County Attorney, Bozeman, Montana, For Respondent State of Montana.
Urban J. Bear Don't Walk, Attorney at Law, Billings, Montana,
For Intervenors and Respondents Doug and Janinie Burrows-Alberda.
Michelle L. Clark, Student Attorney, Anita Fineday, Supervising Attorney, Indian
Child Welfare Law Center, Minneapolis, Minnesota; Debra DuMontier, Attorney at
Law, Confederated Salish and Kootenai Tribes, Pablo, Montana, For Amicus
Curiae National Indian Child Welfare Association.
Christine D. Esser, Attorney at Law, Milwaukee, Wisconsin, For Amicus
Curiae National Council for Adoption.
Justice KARLA M. GRAY delivered the Opinion of the Court.
¶ 1
The Confederated Tribes of Siletz Indians of Oregon (the Tribe)
and Scott and Tena Ehret (the Ehrets) appeal from the
order of the Eighteenth Judicial District Court, Gallatin County, continuing
the foster care placement of
C.H., a youth in need of care, with Janine and
Doug Alberda (the Alberdas) and authorizing the Montana Department of
Public Health and Human Services (DPHHS) to commence proceedings for
the Alberdas to formally adopt C.H. We reverse and remand
with instructions.
¶ 2
The dispositive issue is whether the District Court erred in
concluding that good cause exists to deviate from the adoptive
placement preferences set forth in 25 U.S.C. § 1915(a).
BACKGROUND
¶ 3
C.H. was born on March 19, 1997. On June 12,
1997, she was admitted to Bozeman Deaconess Hospital where it
was discovered she had 16 fractured ribs in various stages
of healing, as well as fresh bruises on her torso
and limbs. C.H.'s examining physician determined that the rib fractures
and bruising were consistent with trauma caused by an adult
holding and squeezing her until her ribs broke. Based on
this evidence of abuse, DPHHS placed C.H. in emergency protective
custody and, upon her release from the hospital, placed her
in foster care with the Alberdas. The Alberdas are not
related *65
to C.H. and are non-Indians. DPHHS subsequently petitioned for--and the
District Court granted--temporary investigative authority over C.H.
¶ 4
DPHHS then discovered that C.H. is enrollable as a member
of the Tribe and, consequently, that the abuse and neglect
proceeding involving C.H. was subject to the Indian Child Welfare
Act (ICWA), 25 U.S.C. §§ 1901,
et
seq.
Pursuant
to the ICWA, DPHHS notified the Tribe of the proceedings.
On August 18, 1997, the Tribe filed motions to intervene
and to transfer jurisdiction over the proceeding to the Siletz
Tribal Court. The District Court granted the Tribe's motion to
intervene and scheduled a hearing on the motion to transfer
jurisdiction. The Tribe subsequently amended its motion to transfer jurisdiction
by withdrawing its opposition to the District Court's jurisdiction over
the adjudicatory phase of the **779
abuse and neglect proceeding. It maintained its desire to acquire
jurisdiction over the eventual disposition of the case, however, to
ensure that C.H. was placed in a home which met
the placement preferences set forth in § 1915
of the ICWA.
¶ 5
On July 21, 1998, DPHHS petitioned the District Court to
terminate the parental rights of C.H.'s birth parents on the
basis that they had signed stipulations voluntarily relinquishing their parental
rights. The District Court entered its order terminating parental rights
and granting custody of C.H. to DPHHS, with the right
to consent to her adoption, on August 10, 1998. The
court also scheduled a review hearing in January of 1999
at which DPHHS was to report regarding the permanent placement
of C.H. in an adoptive home. Two days following entry
of this order, the Ehrets moved to intervene in the
proceeding as interested parties on the basis that Tena Ehret
is a member of C.H.'s extended family, as well as
a member of the Tribe, and they intended to initiate
proceedings to formally adopt C.H. The District Court granted the
motion.
¶ 6
In September of 1998, the Tribe renewed its motion to
transfer jurisdiction of the case to the Siletz Tribal Court
based on its concerns that DPHHS was not properly considering
the Tribe's recommendations for permanent placement of C.H. as required
by the ICWA. The District Court denied the motion and
scheduled an evidentiary hearing on the issues of C.H.'s permanent
placement pursuant to the placement preferences set forth in § 1915
of the ICWA and whether good cause existed to avoid
those placement preferences. Prior to the hearing, the Alberdas moved
to intervene in the proceeding as interested *66
parties, based on their intent to pursue formal adoption of
C.H., and the District Court granted the motion.
¶ 7
At the evidentiary hearing in December of 1998, the Tribe
and the Ehrets contended that, in determining the adoptive placement
of C.H. pursuant to 25 U.S.C. § 1915(a),
the District Court was required to give preference to placement
with extended family members, members of the Tribe or a
member of another Indian tribe. Accordingly, they argued that C.H.
should be placed permanently with the Ehrets because Tena Ehret
was both an extended family member and a member of
the Tribe. DPHHS and the Alberdas contended that, based on
C.H.'s extraordinary needs, good cause existed to deviate from the
25 U.S.C. § 1915(a)
placement preferences and to allow DPHHS to place C.H. with
the Alberdas on a permanent basis.
¶ 8
The District Court subsequently entered its findings of fact, conclusions
of law and order, in which it concluded that C.H.
had extraordinary physical and emotional needs which constituted good cause
to deviate from the ICWA placement preferences. The court denied
the proposed adoptive placement with the Ehrets and ordered that
C.H. remain in her current foster care placement pending her
formal adoption by the Alberdas. The Tribe and the Ehrets
appeal.
STANDARD
OF REVIEW
[1]
¶ 9
The District Court supported its determination that good cause existed
to deviate from the ICWA adoptive placement preferences with findings
of fact and conclusions of law. The Tribe and the
Ehrets do not dispute any of the court's findings of
fact. Rather, they contend that the District Court's conclusion that
those findings constitute good cause to avoid the placement preferences
is erroneous. A district court's application of the law to
the facts of a case is a legal conclusion which
we review to determine whether the interpretation of the law
is correct. Bank
of Baker v. Mikelson Land Co.,
1999 MT 76, ¶ 26,
294 Mont. 64, ¶ 26,
979 P.2d 180, ¶ 26.
DISCUSSION
¶ 10
Did the District Court err in concluding that good cause
exists to deviate from the adoptive placement preferences set forth
in 25 U.S.C.§
1915(a)?
[2]
¶ 11
The express policy of the ICWA is
to
protect the best interests of Indian children and to promote
the stability and security of Indian tribes and families by
the establishment of minimum Federal standards **780
for the removal of Indian *67
children from their families and the placement of such children
in foster or adoptive homes which will reflect the unique
values of Indian culture....
25 U.S.C. § 1902.
One method by which the ICWA implements this policy is
to provide preferences for the adoptive placement of Indian children.
In
any adoptive placement of an Indian child under State law,
a preference shall be given, in the absence of good
cause to the contrary, to a placement with (1) a
member of the child's extended family; (2) other members of
the Indian child's tribe; or (3) other Indian families.
25 U.S.C. § 1915(a).
A court is required to order an adoptive placement of
an Indian child in accordance with these preferences unless it
concludes that good cause exists to deviate from them. Thus,
the ICWA expresses the presumption that it is in an
Indian child's best interests to be placed in an Indian
home in conformance with the § 1915
placement preferences. Matter
of
Adoption
of Riffle (1996),
277 Mont. 388, 393-94, 922 P.2d 510, 514 (Riffle
II).
[3]
¶ 12
The ICWA does not define the term "good cause" as
used in 25 U.S.C. § 1915(a);
nor does it set forth factors to be considered in
determining whether good cause exists. However, the Department of the
Interior,
via the Bureau of Indian Affairs (BIA), promulgated Guidelines for
State Courts; Indian Child Custody Proceedings (the guidelines) to assist
in the interpretation and application of the ICWA. See
44 Fed.Reg. 67,584to 67,595 (1979). We previously have determined that
these guidelines are persuasive and we apply them when interpreting
the ICWA. See,
e.g., Matter of Adoption of H.M.O.,
1998 MT 175, ¶ 30,
289 Mont. 509, ¶ 30,
962 P.2d 1191, ¶ 30;
Matter
of Adoption of Riffle (1995),
273 Mont. 237, 242, 902 P.2d 542, 545; Matter
of M.E.M. (1981),
195 Mont. 329, 336, 635 P.2d 1313, 1318.
¶ 13
The BIA's statement of policy regarding the ICWA and the
guidelines is as follows:
Congress
through the [ICWA] has expressed its clear preference for keeping
Indian children with their families, deferring to tribal judgment on
matters concerning the custody of tribal children, and placing Indian
children who must be removed from their homes within their
own families or Indian tribes. Proceedings in state courts involving
the custody of Indian children shall follow strict procedures and
meet stringent requirements to justify any result in an individual
case contrary to these preferences. The [ICWA], *68
the federal regulations implementing the [ICWA], the recommended guidelines and
any state statutes, regulations or rules promulgated to implement the
[ICWA] shall be liberally construed in favor of a result
that is consistent with these preferences.
44 Fed.Reg. 67,585-86. With regard to the "good cause" exception
to the adoptive placement preferences in 25 U.S.C. § 1915(a),
the guidelines provide:
(a)
For purposes of foster care, preadoptive or adoptive placement, a
determination of good cause not to follow the order of
preference ... shall be based on one or more of
the following considerations:
(i)
The request of the biological parents or the child when
the child is of sufficient age.
(ii)
The extraordinary physical or emotional needs of the child as
established by testimony of a qualified expert witness.
(iii)
The unavailability of suitable families for placement after a diligent
search has been completed for families meeting the preference criteria.
(b)
The burden of establishing the existence of good cause not
to follow the order of preferences ... shall be on
the party urging that the preferences not be followed.
44 Fed.Reg. 67,594. The BIA's commentary to the guidelines further
addresses the consideration of an Indian child's extraordinary physical and
emotional needs as constituting good cause.
In
a few cases a child may need highly specialized treatment
services that are unavailable in the community where the families
who meet the preference criteria live. Paragraph (ii) recommends that
such considerations **781
be considered
as good cause to the contrary.
44 Fed.Reg. 67,594.
¶ 14
Under the guidelines set forth above, it is clear that
DPHHS and the Alberdas, as the parties seeking to avoid
the ICWA adoptive placement preferences and place C.H. permanently with
the Alberdas, had the burden in the District Court of
establishing good cause to do so. To that end, they
presented the testimony of several expert witnesses to demonstrate that
C.H. had extraordinary physical and emotional needs. The District Court
entered findings of fact based on the expert testimony and
concluded that the findings established C.H. had extraordinary physical and
emotional needs constituting good cause to deviate from the placement
preferences set forth in 25 U.S.C. § 1915(a).
The Tribe and the Ehrets assert the court erred *69
in concluding that, based on the record in this case,
good cause exists to avoid the ICWA's placement preferences. In
reviewing the District Court's conclusion regarding good cause, we must
keep in mind the policies of the ICWA and the
guidelines, which provide that the requirements to be met before
reaching any result contrary to the statutory placement preferences must
be strictly applied, and that the ICWA must be liberally
construed in favor of a result that is consistent with
the preferences.
¶ 15
Briefly stated, the pertinent facts relating to C.H.'s physical and
emotional condition, as set forth in the District Court's findings
of fact, are as
follows. C.H. currently is developing normally for a child of
her age and is thriving. Although she may have been
exposed to drugs and alcohol in
utero,
she exhibits no symptoms of fetal alcohol syndrome or effect;
nor are there indications of other physical or psychological problems.
However, as a result of the possible drug and alcohol
exposure, she is at high risk for neurodevelopmental problems and
emotional disorders which may not surface until later in her
life.
¶ 16
The District Court further found that, as a result of
C.H.'s emotional bond with the Alberdas and the abuse she
experienced early in life, she is at risk for developing
an attachment disorder should she be removed from the Alberdas'
home. Although there was extensive testimony regarding attachment disorders in
general, none of the expert witnesses testified that C.H. was
certain to develop an attachment disorder should she be moved
or that any emotional harm resulting from a change in
custody would be irreparable. The record reflects that, to date,
C.H. has shown great emotional resiliency.
¶ 17
The District Court also found that the Alberdas were experienced
foster care parents who have given C.H. a safe, stable
and loving home. On the other hand, the court found
that, although the Ehrets had received training and were currently
licensed to give foster care, they had limited experience handling
children with the type of emotional problems which C.H. may
develop later in life. The court also found, however, that
the Ehrets are currently giving
foster care to a child with special needs due to
possible fetal alcohol effect. Furthermore, DPHHS determined that C.H.'s abuser,
although never actually identified, was an immediate family member. On
that basis, the District Court found that, because the Ehrets
are extended family members, the potential exists that C.H. would
come into contact with her abuser in the future should
she be placed in their home.
*70
¶ 18
Based on these findings, the District Court entered a number
of conclusions of law which we address in turn. In
its first two conclusions, the court correctly concluded that the
ICWA is applicable to this case, § 1915(a)
of the ICWA provides specific preferences for adoptive placement of
an Indian child absent good cause to the contrary and
DPHHS had the burden of establishing that good cause existed
for deviating from the preferences. In its third conclusion, the
District Court noted the absence of a definition of "good
cause" in the ICWA and accurately set forth the three
considerations provided by the guidelines upon which a determination of
good cause is to be made. The court then concluded,
however, that the guidelines' provisions are merely "examples"--and not an
exhaustive listing--of what may constitute good cause to avoid the
placement preferences. We disagree.
**782
[4]
¶ 19
The guidelines provide that a determination of good cause to
avoid the preferences "shall be based on one or more
of" three stated factors. 44 Fed.Reg. 67,594. At least one
court has held that this language
indicates that the determination of whether good cause exists to
deviate from the ICWA placement preferences must be limited to
consideration of the three factors set forth in the guidelines.
See
Matter of Custody of S.E.G.
(Minn.1994), 521 N.W.2d 357, 363. We agree with the Minnesota
Supreme Court that, in light of the plain language used
in the guidelines, the three expressly stated factors cannot be
interpreted as merely illustrative of the circumstances which may constitute
good cause. Rather, they are the only circumstances constituting good
cause to avoid the § 1915(a)
adoptive placement preferences. We conclude the District Court erred in
determining that the factors set forth in the guidelines and
the BIA's related commentary are merely examples, and not an
exhaustive listing, of circumstances which constitute good cause.
¶ 20
In its fourth conclusion, the District Court listed, in side-by-side
format, record-based positive and negative factors relative to permanently placing
C.H. with the Alberdas as opposed to placing her with
the Ehrets. With regard to continuing custody with the Alberdas,
the court listed the following positive factors: C.H.'s dramatic healing
from physical abuse while in the Alberdas' care and the
hopeful prospects of emotional healing; the Alberdas' experience with abused
children; avoiding trauma to C.H. resulting from the separation from
the Alberdas; avoiding the risk of an attachment disorder; protecting
C.H. from hostile family; coping with fetal alcohol effect; and
the
*71
Alberdas' hope to deal with adoption and cultural issues. As
a negative factor, the court noted C.H. would have little
exposure to Indian culture if placed with the Alberdas.
¶ 21
The District Court also listed the following positive factors regarding
placing C.H. with the Ehrets: a promise by the Ehrets
to continue C.H.'s physical and emotional healing; the Ehrets' hope
to cope with fetal alcohol effect, compounded by the effect
of an attachment disorder; their hope to cope with adoption
and cultural issues; and exposure to C.H.'s Indian culture. As
negative factors, the court noted the Ehrets' lack of experience
caring for abused children; the emotional trauma to C.H. resulting
from the custody change; the risk of an attachment disorder;
and C.H.'s exposure to hostile family members.
[5]
¶ 22
The District Court then determined that "[i]f the competing factors
are balanced the scale weighs heavily, by clear and convincing
evidence, in favor of retention in the Alberda home ..."
and that the listed factors "favor a finding of good
cause" to avoid the ICWA placement preferences. The court's application
of a balancing test weighing the benefits and detriments of
placing C.H. with the Alberdas as opposed to the Ehrets
is, in essence, a straightforward determination of C.H.'s best interests.
See
In
re J.J.G.,
1998 MT 28, ¶ 25,
287 Mont. 313, ¶ 25,
954 P.2d 1120, ¶ 25.
However, while the best interests of the child is an
appropriate
and significant factor in custody cases under state law, it
is improper to apply a best interests standard when determining
whether good cause exists to avoid the ICWA placement preferences,
because the ICWA expresses the presumption that it is in
an Indian child's best interests to be placed in conformance
with the preferences. Riffle
II,
277 Mont. at 393-95, 922 P.2d at 514-15. Consequently, the
District Court's conclusion that the stated factors weigh in favor
of a determination that good cause exists is an incorrect
application of the law. As a result, we conclude that
the District Court's fourth conclusion of law does not support
a determination that good cause exists to avoid the § 1915(a)
placement preferences.
¶ 23
In its fifth conclusion, the District Court listed nine items
it concluded were extraordinary physical and emotional needs of C.H.
which constituted good cause to avoid the statutorily-preferred placement with
the Ehrets and place her permanently with the Alberdas. We
address each in turn to determine whether the court correctly
concluded it is an extraordinary physical or emotional need.
[6]
*72
¶ 24
The court's first statement of C.H.'s " extraordinary physical and
emotional **783
needs" is "[t]he presence of a healing home from which
[C.H.] had been brought back from the effects of profound
physical and emotional abuse." This is a statement of fact
regarding C.H.'s past and present living conditions. It is not
a statement of C.H.'s current needs-- emotional
or physical--and, as a result, we conclude it does not
constitute an extraordinary need as contemplated by the guidelines.
[7]
¶ 25
Next, the court stated that "[t]he likelihood of an attachment
disorder if the child is moved, compounded by the potentional
[sic] for Fetal Alcohol Effect" constitutes an extraordinary physical or
emotional need. We disagree.
¶ 26
First, while it is undisputed that C.H. is at risk
for developing emotional or physical disorders, there is no evidence
of record that such disorders exist currently or are inevitable.
It has been held that emotional or physical trauma to
a child resulting from a change in custody can constitute
good cause to avoid the ICWA placement preferences. See
Matter of Baby Boy Doe
(1995), 127 Idaho 452, 902 P.2d 477, 487. There, however,
the expert witnesses testified unanimously that trauma was certain to
result from a transfer of custody. Matter
of Baby Boy Doe,
902 P.2d at 487. Here, the record is devoid of
testimony that C.H. was certain to develop an attachment disorder
if removed from the Alberdas' home. Nor was there testimony
that she was certain to suffer from other neurodevelopmental problems.
¶ 27
The risk that a child might develop such problems in
the future is simply too nebulous and speculative a standard
on which to determine that good cause exists to avoid
the ICWA placement preferences. Indeed,it could be said that any
child who has been abused, removed from its parents' care
at a young age and
placed in foster care might be at risk for developing
emotional or psychological disorders. To allow such an indefinite standard
to meet the good cause test for avoiding the preferences
would essentially ignore the preferences set forth in § 1915(a)
of the ICWA. It also would be contrary to the
express policies stated in the guidelines that the statutory placement
preferences be strictly applied and the ICWA liberally construed in
favor of a result consistent with the preferences. See
44
Fed.Reg. 67,586. We conclude that, in the absence of expert
testimony that C.H. will develop an attachment disorder or other
neurodevelopmental problems, the fact that she is at risk for
such problems does not amount to an extraordinary *73
physical or emotional need constituting good cause to avoid the
ICWA placement preferences.
[8][9]
¶ 28
As its third and fourth items in the list of
C.H.'s extraordinary physical and emotional needs, the District Court noted
that the Alberdas had experience in caring for over 200
foster children, many of whom had emotional disturbances, and that
C.H. had been in foster care for an unusual length
of time. The first item merely states the Alberdas' experience
as caregivers; it does not relate to C.H.'s current emotional
or physical condition. As to the second item, the court
made no determination that the length of time C.H. has
been in foster care created any extraordinary physical or emotional
need on her part which would justify avoiding the ICWA
placement preferences.
As a result, while these factual statements may be correct,
we conclude they do not constitute extraordinary physical or emotional
needs as contemplated by the guidelines.
[10]
¶ 29
Next, the District Court concluded that C.H.'s strong emotional bond
with the Alberdas constituted an extraordinary emotional need. It is
undisputed that C.H. has bonded with the Alberdas and that
a change in custody would be emotionally painful. As stated
above, however, the parties seeking to avoid the ICWA placement
preferences have the burden of establishing that C.H.'s emotional bond
with the Alberdas is an extraordinary emotional need constituting good
cause, and the Alberdas and DPHHS advance no authority under
which emotional bonding properly may be considered an extraordinary emotional
need. Indeed, the emotional attachment between a non-Indian custodian and
an Indian child should not necessarily outweigh the interests of
the Tribe and the child in having that child raised
in the Indian community. See
Mississippi Band of Choctaw Indians v. Holyfield
**784
(1989), 490 U.S. 30, 54, 109 S.Ct. 1597, 1611, 104
L.Ed.2d 29, 50; see
also
In
re Adoption of M.T.S.
(Minn.App.1992), 489 N.W.2d 285, 288. Moreover, a conclusion that an
Indian child should be placed with a non-Indian foster parent
because of a strong emotional bond is essentially a determination
that it is in the child's best interests to be
so placed. See
M.T.S.,
489 N.W.2d at 288. As stated above, while the best
interests of the child is an appropriate and significant factor
in custody cases under state law, it is an improper
test to use in ICWA cases because the ICWA expresses
the presumption that it is in an Indian child's best
interests to be placed in accordance with the statutory preferences.
Riffle
II,
277 Mont. at 393-94, 922 P.2d at 514-15. To allow
emotional bonding--a normal *74
and desirable outcome when, as here, a child lives with
a foster family for several years--to constitute an "extraordinary" emotional
need would essentially negate the ICWA presumption. Consequently, we conclude
that C.H.'s emotional attachment to the Alberdas does not constitute
an extraordinary emotional need sufficient to establish good cause to
avoid the ICWA placement preferences.
[11]
¶ 30
The District Court stated the sixth item constituting an extraordinary
physical or emotional need of C.H. as "[t]he fact that
C.H. is deemed to be a high risk child because
of all of her misfortune." This statement essentially reiterates the
court's earlier determination that C.H. has extraordinary physical or emotional
needs because she is at high risk for developing emotional
or physical disorders such as attachment disorder and fetal alcohol
effect. As we concluded above, however, no evidence in the
record establishes that C.H. will develop such disorders and the
risk that she might develop such problems in the future
is too speculative a standard on which to base a
determination of whether good cause exists to avoid the ICWA
placement preferences.
[12]
¶ 31
As the seventh item in its list of extraordinary physical
or emotional needs, the court concluded that C.H. needs "a
safe, secure and stable environment particularly during this critical phase
of her life" and that such an environment had been--and
will continue to be--provided by the Alberdas. It is undisputed
that C.H. needs a safe, secure and stable environment and
that the Alberdas are able to provide such a home.
However, the District Court made no findings that the Ehrets
would not or could not provide a stable and loving
home environment for C.H. Moreover, the record reflects the Ehrets
have received training on caring for children with emotional and
physical problems and are currently caring for a young child
with possible fetal alcohol effect. In other words, on this
record, both the Ehrets and the Alberdas are capable of
providing the type of home which the court determined C.H.
needs. The District Court's conclusion that the Alberdas' history with
C.H. and their experience in caring for disturbed children weighed
in their favor amounts to a determination that it is
in C.H.'s best interests to remain with the Alberdas. Again,
however, such an approach ignores the presumption expressed by the
ICWA that it is in the child's best interests to
be placed in a home meeting one of the § 1915(a)
placement preferences. See
Riffle II,
277 Mont. at 393-95, 922 P.2d at 514. Here, as
in other statements, the District Court failed to accord the
Ehrets and the Tribe the ICWA presumption *75
favoring placement with the Ehrets as a statutorily-preferred family.
¶ 32
Furthermore, the District Court's focus on "this critical phase" of
C.H.'s life appears to relate to earlier findings of fact
based on expert witness testimony that a secure and stable
environment for a child with C.H.'s history is most important
during the first two years of her life and an
attachment disorder is most likely to occur where a child
is moved between two or three different homes during those
first two years. In this regard, we observe that C.H.
was born in March of 1997, placed with the Alberdas
in June of 1997 and was nearing her second birthday
at the time of the District Court hearing. Thus, C.H.
had been in the Alberdas' home--a stable and secure environment--for
almost all of what the court characterized as the "critical
phase of her life" and, as a result, the likelihood
of C.H. experiencing an attachment disorder upon removal from the
Alberdas is diminished. On this **785
record, we conclude that C.H.'s need for a safe, secure
and stable environment does not constitute an extraordinary physical or
emotional need as contemplated by the ICWA.
[13]
¶ 33
The District Court also concluded that C.H.'s need to be
protected from the family member who abused her constituted an
extraordinary physical or emotional need and that, if placed with
the Ehrets, who are extended family members, the potential exists
that she would come into contact with her abuser. In
this regard, the Idaho Supreme Court has held that the
need to avoid contact with a family member which could
result in emotional or physical
damage to a child can be an extraordinary physical or
emotional need justifying placement outside the ICWA placement preferences. See
Matter of Baby Boy Doe,
902 P.2d at 488. There, the trial court had found
beyond a reasonable doubt that custody by the natural father
was likely to cause the child serious emotional damage and
the evidence established that, if the child were placed with
the proposed Indian family consisting of a paternal aunt and
uncle, the natural father would have contact with--and a role
in teaching--the child. Matter
of Baby Boy Doe,
902 P.2d at 488. In other words, direct and ongoing
contact with the undesirable parent was certain to occur if
the placement preferences were followed.
¶ 34
Here, the District Court determined that C.H.'s abuser, although never
specifically identified, necessarily was one of several immediate family members
living in the Bozeman, Montana, area where the Alberdas also
reside. If placed with the Ehrets, however, *76
C.H. would live in Oregon, a great enough distance from
Bozeman to substantially lessen the chance of contact with her
unidentified abuser. Moreover, Tena Ehret testified she was not close
to her immediate family in Montana and saw them, at
most, once a year. The District Court also noted in
its findings of fact that Tena Ehret testified she would
get are straining order against those persons suspected of abusing
C.H. and would call the police if any of them
showed up in Oregon.
¶ 35
Consequently, while the District Court's determination that potential exists
for C.H. to come into contact with her abuser if
she is placed with the Ehrets is not incorrect, there
is no evidence that such contact is certain, or even
likely, to occur. In addition, the potential for C.H. to
come in contact with her abuser also exists if she
remains with the Alberdas in Bozeman. Finally, any potential contact
with her unidentified abuser while residing with the Ehrets hundreds
of miles from Bozeman would be in passing rather than
direct and ongoing. Matter
of Baby Boy Doe
is distinguishable on these bases. As with the risk of
future physical and emotional problems, a slight risk of passing
contact with an unidentified abuser in the future is too
nebulous a standard on which to determine that good cause
exists. We conclude that the possibility C.H. would have contact
with her abuser sometime in the future does not constitute
an extraordinary physical or emotional need to justify avoiding the
§ 1915(a)
placement preferences.
¶ 36
As the final item in the District Court's list of
C.H.'s extraordinary physical and emotional needs, the court stated that
"[t]he balanced described above, fall[s] convincingly in favor of the
Alberdas." This statement clearly reflects the court's application of a
best interests of the child balancing test which, as discussed
above, is inappropriate in an ICWA proceeding. See
Riffle II,
277 Mont. at 393-95, 922 P.2d at 514-15. Moreover, the
statement makes no reference to C.H.'s needs, either physical or
emotional, and we conclude it does not amount to an
extraordinary physical or emotional need.
¶ 37
Based on the record before us, we conclude that none
of the nine items listed in the District Court's fifth
conclusion of law constitutes an extraordinary physical or emotional need
of C.H. as contemplated by the guidelines. Consequently, we hold
that the District Court's ultimate conclusion that good cause exists
to deviate from the adoptive placement preferences set forth in
25 U.S.C. § 1915(a)
based on C.H.'s extraordinary physical and emotional needs is an
incorrect *77
application of the law to the facts of this case.
As a result, we further hold that the District Court
erred in denying the adoptive placement with the Ehrets and
in ordering **786
DPHHS to commence proceedings for the Alberdas to formally adopt
C.H.
¶ 38
In light of our holdings, it is clear that proceedings
must be initiated for the Ehrets, who are a statutorily-preferred
family under § 1915
of the ICWA, to adopt C.H. We note that we
are not reversing the District Court's continuation of foster care
placement of C.H. with the Alberdas because that portion of
the court's order was not challenged on appeal. At the
same time, we are aware that C.H. and the Ehrets
have had only a limited opportunity to develop a relationship
to date and that the ultimate adoption of C.H. by
the Ehrets--after such a long placement with the Alberdas-- will
be emotionally painful for her. The situation is complicated by
the substantial distance between C.H.'s current home in Bozeman and
the Ehrets' home in Oregon, making a gradual transition in
care and building of relationships
more difficult. Nonetheless, we encourage the parties to work together
during the pendency of adoption proceedings so that C.H.'s transition
to the Ehrets will result in as little emotional trauma
to her as possible.
¶ 39
Reversed and remanded to the District Court for entry of
an order directing DPHHS to promptly commence proceedings for the
Ehrets to formally adopt C.H.
J.A. TURNAGE, C.J., and TERRY
N. TRIEWEILER, and JAMES C. NELSON, JJ., concur.
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