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(Cite
as: 63 S.W.3d 693)
Missouri
Court of Appeals,Southern District,Division One.
In
the Interest of C.G.L., a minor,
D.G.L.,
A.B.L., and the Cherokee Nation of Oklahoma, Appellants,
v.
The
McDonald County Juvenile Office, Respondent.
No.
24223.
Jan.
4, 2002.
After
biological parents of Native American child, who was born with
gastroschisis, voluntarily relinquished their parental rights, foster parents filed petition
for custody and adoption of child. The Circuit Court, McDonald
County, John R. LePage, J., denied motion of Indian tribe
members to intervene. Tribe members appealed. The Court of Appeals,
28 S.W.3d 502, reversed and remanded. On remand, the Circuit
Court, McDonald County, John R. LePage, J., entered judgment of
adoption of child by foster parents. Child's Native American grandparents
and their tribe appealed. The Court of Appeals, Robert S.
Barney, C.J., held that good cause existed to deviate from
Indian Child Welfare Act's placement preferences with respect to adoption
of child.
Affirmed.
*694
Chris M. Hunt, Grove, OK, for appellant.
John
S. Dolence, Spencer, Scott & Dwyer, P.C., Joplin, for respondent.
*695
ROBERT S. BARNEY, Chief Judge.
D.G.L.
(“Grandfather”)
and A.B.L. (“Grandmother”),
biological grandparents (collectively, “Grandparents”)
of C.G.L., a minor child and the Cherokee Nation of
Oklahoma (collectively with Grandparents, “Appellants”)
appeal from the judgment of the Circuit Court of McDonald
County (“juvenile
court”)
approving the adoption of C.G.L. by J.B. and K.B. (“Respondents”).
FN1
As
more fully explained below, in their sole point on appeal,
Appellants maintain the juvenile court erred in finding “good
cause”
to deviate from Indian “preferences”
set out in the Indian Child Welfare Act (“ICWA”),
when it approved of the adoption of C.G.L. by Respondents-foster
parents. See
25 U.S.C.A. § 1915
and footnote 4, infra.
We
affirm.
FN1.
Grandmother
is a registered Cherokee Indian, as is C.G.L.
Viewed
in the light most favorable to the judgment, the record
shows that C.G.L. was born on September 7, 1998, to
A.L., the biological mother (“Mother”),
and B.L., the biological father (“Father”),
a registered Cherokee Indian, and son of Grandparents. C.G.L.
was born with gastroschisis, a serious medical condition in which
the intestines were located outside his body at birth. Immediate
surgery was required to replace the intestines within his abdomen.
The
child was released from the hospital in late October 1998
to his parents, who were living in the home of
Grandparents. The
medical condition of the child was such that it required
him to be connected to electronic medical equipment for nutritional
feeding. Father
was trained at the hospital on how to use this
equipment. However,
while Mother had received training, she never learned how to
properly operate the equipment, and Grandparents declined the opportunity to
learn how to operate the equipment. Father
and Mother were not working at the time. Grandfather
worked during the evenings and Grandmother worked during the day.
Grandmother
suffered from diabetes and did not have a driver's license
to operate a vehicle. Neither
Father nor Mother had lived on an Indian reservation.
On
November 30, 1998, the Division of Family Services (“D.F.S.”)
was called to the home of Grandparents to investigate a
report of child abuse and neglect of the child. D.F.S.
determined that Mother had left the child alone at the
home. At
that time, D.F.S. developed a “safety
plan”
in which Mother was not to be left alone to
care for the child. D.F.S.
personnel also spoke with Mother and Father about receiving counseling
and enrolling in parenting classes.
Two
weeks later, D.F.S. received a second report of child abuse
and neglect. Upon
responding to the home, D.F.S. discovered that Father had left
the residence, the alarm on the child's medical equipment was
sounding, and neither Mother nor Grandfather, who were at the
residence at the time, knew how to operate the medical
equipment. Grandfather
advised D.F.S. that he and Grandmother had not learned how
to operate the medical equipment because they believed that Father
and Mother should take care of the child and were
fearful that if they learned how to operate the equipment,
Father and Mother would compel Grandparents to take over all
of the child's care. At
that time, D.F.S. placed the child into protective custody and
placed him in Respondents' home. The
evidence showed that Respondents specialized in the foster care of
special needs children.
Over
the next several weeks, D.F.S. worked with Mother and Father
toward reunification with their child and allowed *696
periodic visitation with C.G.L. On January 25, 1999, Father advised
D.F.S. that he and Mother wished to place the child
for adoption, and that neither Father nor Mother wanted anyone
on either side of their families to adopt the child.
The
next day, Father and Mother met with D.F.S. to begin
the process of voluntary relinquishment of their parental rights. Father
and Mother requested that their families not be advised of
their decision.
On
June 17, 1999, the juvenile court entered a judgment terminating
the parental rights of Father and Mother.FN2
Thereafter,
Respondents filed a petition for transfer of custody and final
adoption. On
September 8, 1999, the juvenile court entered an order transferring
custody of the child to Respondents. In
December of 1999, Appellants filed a motion to intervene and
a petition for transfer of custody and adoption of the
child. The
juvenile court denied Appellants' motion to intervene. Appellants
appealed. This
Court reversed the decision of the juvenile court and remanded
the case with instructions that Appellants be allowed to intervene.
See
In
the Matter of C.G.L.,
28 S.W.3d 502, 505 (Mo.App.2000).
FN2.
From
the record provided to this Court, we discern that a
hearing to terminate the parental rights of Father and Mother
was commenced on April 13, 1999. Father
and Mother were not present, nor was the Cherokee Nation
of Oklahoma represented. On
that same day, the juvenile court sustained a motion filed
by the Cherokee Nation of Oklahoma to intervene. On
May 19, 1999, a second hearing was held in which
Father and Mother personally appeared and the Cherokee Nation of
Oklahoma was represented by counsel.
On
February 1, 2001, the juvenile court commenced a hearing on
Appellants' motion to intervene and petition for transfer of custody
and adoption, and Respondents' petition for final order of adoption.
After
hearing evidence the juvenile court entered its judgment of adoption
of C.G.L. by Respondents.
The standard of review in adoption
cases is the same as in other court-tried cases. See Murphy
v. Carron, 536 S.W.2d
30 (Mo. banc 1976); I.D.
v. B.C.D., 12 S.W.3d
375, 376 (Mo.App.2000). The judgment of the juvenile court
must be upheld unless there is no substantial evidence to support it,
it is against the weight of the evidence, or it erroneously declares or
applies the law. Id.;
In re S.L.N.,
8 S.W.3d 916, 920 (Mo.App.2000); see
also Rule 84.13(d).FN3
FN3.
All
rule references are to Missouri Court Rules (2001).
Initially, we observe that Respondents
have challenged Appellants' brief as being deficient because it fails
to conform to Rule 84.04(d). In the section of Appellants'
brief titled “Points Relied On” the following was set out:
a)
The
Court erred in finding that “good
cause”
existed for deviation from the Indian preferences found in 11
U.S.C. § 1915.
b)
This
is because before “good
cause”
can be established, an inquiry must be made to determine
whether there exists a placement home within the preferences set
forth in § 1915
which can meet the extraordinary physical and emotional needs.
c)
The
failure of DFS and the Circuit Court to first inquire
whether a preference home was available to meet CGL's extraordinary
needs demonstrates a failure to comply with the Indian Child
Welfare Act (“ICWA”)
and, therefore, violates a requirement of § 453.110.6(6).
While Appellant's point is questionable, we do not find that it expressly
*697
violates Rule 84.04(d). Furthermore, “[w]here child custody
is in dispute, questionable points on appeal will not be stricken even
though the manner of stating the claimed deficiencies may hinder their
review.” Rinehart
v. Rinehart, 877 S.W.2d
205, 206 (Mo.App.1994). “Appellate courts are more tolerant
regarding technical requirements when the questions presented relate to
the welfare of children.” Id.;
see Stamme
v. Stamme, 589 S.W.2d
50, 54 (Mo.App.1979).
Appellants claim that the juvenile
court erred in determining “good cause” existed to depart from federal
statutory preference to place Indian children within Indian homes pursuant
to the ICWA set out in 25 U.S.C.A. § 1915.FN4
Appellants argue that D.F.S. did not follow the placement preferences
of the ICWA when the child was placed in alternative care with Respondents
on December 15, 1998, because Respondents were not affiliated with the
Cherokee Indians, the child's Indian tribe. They also maintain
that no attempt was made by D.F.S. to consider placing the child in an
Indian home, despite Appellants' requests, and argue that D.F.S. refused
to allow any visitation of the child with grandparents after Mother and
Father signed parental release forms. Appellants also cite
to the guidelines set out by the Bureau of Indian Affairs, see infra,
and argue that the “[g]uidelines, while not controlling, must be accorded
great weight in construing the ICWA.” They argue that the evidence demonstrated
that the biological parents never requested placement for the child outside
of the preferences set forth in 25 U.S.C. § 1915, and “[o]n
the contrary, it was absolutely uncontroverted that the Indian father
asked that the infant be placed with an Indian family.” In
reviewing the record, we disagree with Appellants' assessment of the evidence.
FN4.
25
U.S.C. § 1915
provides, in pertinent part:
(a)
Adoptive
placements; preferences
In
any adoptive placement of an Indian child under State law,
a preference shall be given, in the absence of good
cause to the contrary, to a placement with (1) a
member of the child's extended family; (2)
other members of the Indian child's tribe; or
(3) other Indian families.
...
(b)
Foster
care or preadoptive placements; criteria;
preferences
In
any foster care or preadoptive placement, a preference shall be
given, in the absence of good cause to the contrary,
to a placement with-
(i)
a
member of the Indian child's extended family; (ii)
a foster home licensed, approved, or specified by the Indian
child's tribe; (iii)
an Indian foster home licensed or approved by an authorized
non-Indian licensing authority; or
(iv) an institution for children approved by an Indian tribe
or operated by an Indian organization which has a program
suitable to meet the Indian child's needs.
...
“Missouri law, specifically § 453.080.1(6),
requires a court in which an adoption is pending, in determining if the
adoption should be finalized, to ascertain whether there has been compliance
with Indian Child Welfare Act, if applicable.” In
re C.G.L., 28 S.W.3d
at 505. “[A] determination of whether the trial court's findings
comport with the requirements of ICWA involves a question of law and will
be reviewed de novo.” L.G.
v. State, Dept. of Health & Soc. Serv.,
14 P.3d 946, 950 (Alaska 2000). “By its own terms § 1915(b)
allows a State court to deviate from the list of preferred placements
in § 1915(b) if ‘good cause’ exists for such deviation.” In
the Interest of A.E.,
572 N.W.2d 579, 583 (Iowa 1997).
In
L.G.,
supra,
the Supreme Court of Alaska observed that, “good
cause to deviate from ICWA's placement preferences in *698
a particular case depends on many factors including, but not
necessarily limited to, the best interest of the child, the
wishes of the biological parents, the suitability of persons preferred
for placement and the child's ties to the tribe.”
Id.
at 954 (quoting In
re Adoption of F.H.,
851 P.2d 1361, 1363-64 (Alaska 1993)); see
also In
re Adoption of M.,
66 Wash.App. 475, 832 P.2d 518, 522 (1992). In
particular, the Supreme Court of Alaska referred to certain directional
guidelines promulgated by the Bureau of Indian Affairs that aid
in determining whether good cause exists to deviate from the
placement provisions of the ICWA. These are:
(i)
The
request of the biological parents or the child when the
child is of sufficient age.
(ii)
The
extraordinary physical or emotional needs of the child as established
by testimony of a qualified expert witness.
(iii)
The
unavailability of suitable families for placement after a diligent search
has been completed for families meeting the preference criteria.
L.G.,
14 P.3d at 954-55 (quoting Guidelines for State Courts; Indian
Child Custody Proceedings, 44 Fed.Reg. 67,594 (1979)).
Applying
the foregoing guidelines to the facts of the instant matter,
we now address the issue of whether evidence of “good
cause”
was shown sufficient to permit the juvenile court to have
deviated from the ICWA.
At
the final adoption hearing, Diane Cooper, an employee with D.F.S.,
testified that the reason the child was placed in protective
custody and alternative care with Respondents on December 15, 1998,
was because no one at the Grandparents' residence was familiar
with the operation of the medical equipment that the child
needed in order to meet his nutritional needs. Ms.
Cooper related that she notified the juvenile office that the
child was an Indian child and that she was aware
the juvenile office had notified a representative of the Cherokee
Nation of Oklahoma of the situation. She
also stated that when a representative of the Cherokee Nation
of Oklahoma ultimately inquired why the child was not with
a family member, she explained that the child required a
“special
needs”
foster home and there was no one from the child's
extended family nor any Indian family with the necessary background
immediately available to properly care for him. Furthermore,
Ms. Cooper related that “I
took into consideration that-that [Father] told me on several occasions
that he did not want this child placed with his
family.”
Father
was called by Appellants and testified that he did not
recall making such a statement to D.F.S., as related by
Ms. Cooper. However,
he did not expressly deny
making the foregoing statement and testified on cross-examination that “[m]y
wife said it. I
know that much.”
Father
related that “before
we went in [the D.F.S. office] she basically said she
didn't want my parents to get him and if we
was trying to make our marriage work that I needed
to go along with her. That's
why I chose just to remain neutral.”
FN5
Father
also acknowledged on cross-examination that at the time the child
was placed in foster care, he did not then recommend
that his parents adopt the child, nor did he make
such a recommendation at a subsequent court appearance, when he
and Mother voluntarily *699
relinquished custody of their child and consented to the adoption
of the child.
FN5.
Under
similar circumstances where one parent wanted a child to be
transferred to a reservation and the other did not, the
Supreme Court of Iowa accorded little weight to the wishes
of the parents in its determination whether good cause existed
to deviate from the § 1915(b)
preferences. See
In
the Interest of A.E.,
572 N.W.2d at 586.
Accordingly, Appellants' claim
that the biological parents desired the child be placed with grandparents
is not supported by the evidence. In fact, the evidence suggests
the contrary, as reflected in the findings by the juvenile court. In
its judgment, the juvenile court found that the evidence revealed that
the biological parents of C.G.L. expressed a concern that Grandparents
not be awarded custody of C.G.L., thereby satisfying one of the prerequisites
to a showing of “good cause.” “Due regard is given to the opportunity
of the [juvenile] court to judge the credibility of witnesses.” I.D.,
12 S.W.3d at 376. This Court defers to the judgment of the
juvenile court and does not substitute its judgment for that of the juvenile
court in determining if substantial evidence exists to support the judgment.
Id.
The juvenile court is accorded greater deference in custody and adoption
proceedings than in other cases. Id.;
In re K.K.J.,
984 S.W.2d 548, 552 (Mo.App.1999).
The
juvenile court also found that expert testimony established that C.G.L.'s
medical condition was such that it constituted an “extraordinary
physical need of the child, fulfilling another of the [Bureau
of Indian Affairs] suggested considerations for deviation from § 1915.”
Also,
the juvenile court found that expert testimony established that the
child would experience emotional trauma if removed from the home
of Respondents.
The
record shows that at the time the child was placed
in alternative care with Respondents he was in a fragile
physical condition, suffering from gastroschisis and connected to a TPN
feeding tube some sixteen hours per day. Dr.
Walter Andrews, a board certified pediatric surgeon and general surgeon,
testified by deposition that the child was born with his
intestines outside of his abdomen and that a surgical procedure
was required to place his intestines back inside the abdomen.
Dr.
Andrews related that the child suffered from “short
gut syndrome”
a malady wherein the child could not take enough food
by the mouth to be able to sustain the child
due to insufficient absorption of nutrients from the “gut”.
The
effect of this inability to absorb enough nutrients from food
manifested itself by diarrhea, a constant risk of dehydration, and
an inability to grow or thrive, which required the child
to “go
on central feedings or central intravenous feedings or what they
call total parenteral nutrition.”
He
opined that “short
gut syndromes can be difficult to manage”
but acknowledged that an average person could learn how to
monitor a child's diet without problems, “[i]f
they are committed to it and they go through the
training and the education and make the commitment for the
follow up visits, et cetera....”
Dr. Andrews also opined that it “can
sometimes take five years”
before any child suffering from “short
gut syndrome”
might be able to absorb enough nutrition by mouth and
that sometimes “they
don't ever really absorb them.”
Respondent
foster mother testified that she and her husband specialized in
foster care of special needs children. It
is evident from her testimony that C.G.L. has required constant,
around-the-clock care, during the bulk of the time that he
has spent with his foster parents. This
required altruistic sacrifices by the foster parents. She
testified that the child “eats
a tremendous-He eats more food a day than I do.
He
eats a tremendous amount of food.”
Additionally, his diet had to be supplemented with “PediaSure,”
a nutritional drink. She
described that in the current eating cycle that the child
“wakes
up at 1:30 for a cup and he'll wake up
again between 5:00 and 6:00 for a cup.”
*700
Furthermore, she related that the child's bowel movements were “very
odor-some”
and that he “passes
gas constantly that smells just like the bowel movements.”
She
opined that “his
body doesn't have time to deal with the food as
it's going through.”
She
related that he passes a “[t]remendous
volume”
of fecal matter when he has a bowel movement. She
stated, “[w]e
are potty-training him and I have literally seen him fill
a potty chair in one sitting. Get
up and within thirty minutes go back and pretty much
do the same thing.”
Furthermore,
she stated, “[t]here's
no consistency to it ...
[i]t's still very soft formed bowels ...
[o]ne minute-[a]ctually, through a bowel movement he can go from
a formed bowel to diarrhea in one bowel movement as-as
he goes.”
She
also related:
It's
important to know how much he's taking in and how
much is coming out. We
really have to pay attention to how many times a
day he's moving his bowels. [sic] because if there were
problems he would either stop going or go too much
and so we really have to watch the amounts and
how often.
Respondent
foster mother also related that the child was in constant
risk of dehydration and that he “constantly
carries a cup with him.”
She
also testified that after many months he now is being
fed by mouth without the assistance of a machine but
that his condition could revert.
The
record also reveals that Dr. Wess Baugh, a licensed psychologist,
testified that he had performed a bonding assessment relating to
the child in July of 1999 when he was yet
an infant and again on January 3, 2001, when he
was a toddler. He
explained that a bonding assessment was basically an assessment as
to whether a bond had developed between a child and
its prospective parent(s). He
related that “its
being bonded that gives a child a sense of security
and confidence with regard to exploring their environment, going out
and experiencing new things, feeling like there's a home base,
a port of refuge in the storm to come home
to and so it's absolutely crucial that a child have
that.”
He
determined after his visits that the child had “a
very, very strong bond”
with his foster parents. Dr.
Baugh related that “in
every way that I could assess via my interviews, assessment
and observation, that this child feels like these two people
are his significant others.”
He
opined that if a child were to be taken away
from the people he viewed as his primary caretakers that
“there
is going to be incredible separation anxiety”
as manifested in “[c]rying,
nightmares, signs of insecurity and anxiety, possible depression ...
[which] leave a child feeling lethargic, hopeless, crying a lot.”
In
response to the question, whether the child would be at
risk for developing separation anxiety were he to be separated
from his foster parents, Dr. Baugh responded, “[c]onsidering
the fact that he's been with them in their home
for 24 of the last 27 months, yes, I do,”
and acknowledged that it would be unwise to separate the
child from his foster parents and that the best interest
of the child would be served in finalizing the adoption
with his foster parents.
We
observe that the juvenile court determined:
Considering
the requests of the biological parents, the extraordinary needs of
the child, the certainty of emotional trauma if custody were
to be transferred, the significant bonding and attachment that has
developed between the child and [Respondents], the recommendations of the
[Guardian Ad Litem] and D.F.S., and the overall best interests
of the child, this Court concludes good cause exists to
deviate from the *701
adoptive placement preferences set forth in § 1915
of the ICWA.
In
reviewing the record and the judgment of the juvenile court,
it is clear that due consideration was given to the
guidelines attendant to the factors set out in the ICWA.
We cannot say that the juvenile court erred in reaching
its conclusion, and we find that the evidence supports the
judgment of the juvenile court. See
L.G.
v. State, Dept. of Health & Soc. Serv.,
14 P.3d at 950, 955-56; People
ex rel. A.N.W.,
976 P.2d 365, 369-70 (Colo.App.1999); In
re Baby Boy Doe,
127 Idaho 452, 902 P.2d 477, 487 (1995). Point
denied.
The
judgment is affirmed.
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