|
(Cite
as: 837 S.W.2d 947)
Missouri
Court of Appeals,Western District.
In
the Matter of C.E.H. (a Minor), Plaintiff,
T.W.
and M.L.W., Respondents,
v.
L.M.W.,
Natural Mother, Appellant,
R.H.,
Natural Father, Defendant.
No.
WD
45292.
Aug.
25, 1992.
Motion
for Rehearing and/or Transfer to Supreme Court Denied Sept. 29,
1992.
Application
to Transfer Denied Oct. 27, 1992.
Termination
of parental rights of natural mother, who was member of
Cherokee Indian nation of Oklahoma was ordered in adoption proceeding
by the Circuit Court, Platte County, John M. Yeaman, J.
Appeal was taken. The
Court of Appeals, Hanna, J., held that: (1)
child was “Indian
child”
under Indian Child Welfare Act; (2)
“good
cause”
existed to oppose transfer to tribal court under modified forum
non conveniens analysis; (3)
finding that child was neglected and abandoned was supported by
evidence; (4)
attempts were made to provide remedial services and rehabilitative programs
to natural mother; and
(5) failing to grant mother's request for continuance was not
abuse of discretion.
Affirmed.
West
Headnotes
*948
James Franklin Ralls, Jr., Kansas City, for appellant.
John
Roger Cady, Platte City, for respondents.
Before
HANNA, P.J., and FENNER and ULRICH, JJ.
*949
HANNA, Presiding Judge.
This
case involves termination of the parental rights of appellant/mother, L.M.W.
(hereinafter referred to as “natural
mother”),
who is a member of the Cherokee Indian Nation of
Oklahoma, holding Cherokee registry number C0062066. The
issues raised on appeal concern the jurisdiction of this state
to entertain the termination of parental rights and adoption proceeding
and the applicability of the Indian Child Welfare Act of
1978 (the “Act”).
FN1
FN1.
The
Act is codified in Title 25 U.S.C. § 1901
et seq. All
statutory references are to that Title of the U.S.C. unless
otherwise indicated.
The
natural mother grew up in Kansas City, Missouri. In
January, 1988, at age eighteen, she met the natural father
and they commenced living together. The
natural mother became pregnant, but before the child's birth both
natural parents moved to Pittsburg, Kansas. The
child, C.E.H., was born October 29, 1988 and remained with
the natural mother for two months until the child began
making the mother “crazy.”
At
this point, the child was taken to the maternal grandmother's
residence in Oklahoma. The
child stayed with the grandmother about four or five months
until the grandmother demanded the natural mother take back custody
of the child. The
natural mother was then living in Springfield, Missouri and traveled
to the grandmother's house to pick up the child. Shortly
thereafter, because of her inability to tolerate children, the natural
mother took the child to the maternal grandfather's house in
Kansas City, Missouri. She
allegedly remarked: “Things
haven't changed at all ...
I love [children], but I can't take more than two
hours and they make me crazy.”
The
natural father believed it would be in the best interests
of C.E.H. to place the child for adoption. In
that regard, he contacted Mr. Robert Michael, his childhood mentor.
Some
time in late 1988, both natural parents and Mr. Michael
went to an attorney in Kansas City, Missouri to discuss
the possibility of placing C.E.H. with adoptive parents. After
meeting with the attorney, the natural parents asked Mr. Michael
to help them find someone who would adopt the child.
As
a result of inquiries, the adoptive mother, T.W., expressed an
interest in adopting C.E.H. Due
to medical problems T.W. was unable to have children of
her own. T.W.'s
parents (the “adoptive
grandparents”)
then contacted Mr. Michael who further explored the possibility of
adoption.
Mr.
Michael had consulted with both natural parents on many occasions
concerning the adoption. At
all times, the natural mother expressed her opinion that it
would be in the best interests of C.E.H. to be
adopted by someone else. Consents
for adoption were prepared and on August 25, 1989, the
natural parents traveled to Kansas City, Missouri to execute the
consent forms. After
signing the forms, Mr. Michael again discussed the adoption with
the natural parents, both individually and together. The
natural mother continued to stress her sincere desire to have
C.E.H. adopted. An
error was subsequently discovered in the consent forms which required
them to be redone. New
consent for adoption forms were prepared and a few days
later they were again executed by both natural parents.
The
natural parents traveled to Oklahoma in late August 1989, picked
up C.E.H., transported the child to Kansas City, and left
the child in the care of Mr. Michael.FN2
Mr.
Michael immediately transported C.E.H. to the home of the adoptive
mother. At
that time, C.E.H. was ten months old and has since
continued to reside with the adoptive parents.
FN2.
At
what time the child left the custody of the maternal
grandfather is unclear. We
assume the child was returned at some point to the
maternal grandmother in Oklahoma.
On
September 7, 1989, the adoptive mother petitioned the trial court
for adoption of the child and on September 28, 1989,
the court transferred temporary custody to her. It
was on this same day that the natural mother signed
a withdrawal of her consent, which was filed with the
court on October 4, 1989. On
the following day, the natural mother's attorney filed a motion
to *950
dismiss the termination of parental rights and adoption proceeding claiming
the Act governed the controversy and pursuant to § 1913,
once a natural parent withdraws consent, the child is to
be returned to the natural parent.
In
response to these events, the adoptive grandmother traveled to Springfield,
Missouri to discuss the purported withdrawal of consent with the
natural mother. During
that visit, the natural mother repeatedly told the adoptive grandmother
she desired for the adoptive mother to continue with the
legal proceedings to adopt C.E.H. The
adoptive grandmother testified that the natural mother said, “When
you leave and go back to Kansas City tell [the
adoptive mother] not to worry. I
don't want the baby and the best place for her
is with [the adoptive mother].”
The
natural mother complained the withdrawal of consent was executed because
her parents had threatened to disown her if she allowed
the adoption to continue. She
required the support of her family to subsist because the
natural father only came home sporadically and she was again
pregnant.FN3
She
told the adoptive grandmother that she never intended to bring
C.E.H. home from the hospital but was persuaded to do
so by her parents. She
vowed not to make that mistake with the child with
whom
she was then pregnant. As
a result, after the birth of her second child, the
natural mother promptly gave the child up for adoption.
FN3.
The
record indicates the natural parents have never married.
The
natural mother also told the adoptive grandparents that neither the
maternal grandmother nor the maternal grandfather provided a proper environment
for her child. Later
that afternoon the natural father returned home with some friends
and the natural mother introduced the adoptive grandparents as the
child's grandparents. When
the adoptive grandmother remarked that the natural mother had withdrawn
her consent for adoption, the natural father became very upset
and asked her why she did that, since she could
not take care of the child. The
mother became emotional, but agreed. The
father indicated he wanted the adoption to proceed.
The
adoptive grandparents told the natural mother to telephone at any
time if she ever wanted to see where the child
was living, or have contact with the child. The
natural parents visited the adoptive grandparents' family business on a
couple of occasions during the first six months of 1990,
but during their visits neither parent requested permission to visit
with the child. The
next contact by the natural parents with the adoptive grandparents
came when the natural father called them at home and
said he and the natural mother had been picked up
for shoplifting. The
adoptive grandparents next heard from him in January, 1991, when
he called to tell them he was living in his
automobile in Gladstone, Missouri. Shortly
thereafter, he informed them he was at the Kansas City
jail and requested funds to post bond.
As
indicated, the adoptive mother filed a petition for transfer of
custody and adoption on September 7, 1989. This
petition was in the nature of a voluntary termination of
parental rights/adoption proceeding and a guardian ad litem was appointed.
The
case was first set for disposition April 26, 1990. After
consent was withdrawn by the natural mother,FN4
the adoptive mother and the guardian ad litem filed an
application for continuance and on February 7, 1990, the court
granted leave to the adoptive mother to file a first
amended petition alleging the natural parents neglected and/or abandoned the
child. The
first amended petition transformed the case to an involuntary termination
of parental rights. On
April 5, 1990, a second amended petition was filed which
presented the same factual basis for adoption, but included the
fact that the adoptive mother had married and listed her
husband as an additional petitioner.
FN4.
The
attorney for the natural father filed a withdrawal of consent
at the final hearing in this matter. Prior
to that time, the natural father gave no indication he
wanted the termination/adoption proceeding to end.
*951
The case was reset for trial August 7, 1991, via
telephone conferences between the attorneys and the judge. The
record indicates the attorney for the natural mother notified her
of the court date by letter. On
the day of trial, the attorney for the natural mother
moved for a continuance, alleging he had been unable to
notify his client of the hearing date. The
continuance was denied and the hearing proceeded.
Neither
of the natural parents appeared at the hearing, however both
were represented by counsel. The
natural father's sister was present and stated to the court
that the natural mother wanted to appear but was unable
because she had flown to Peoria, Illinois the day before.
Both
adoptive parents were at the hearing. At
the request of the natural mother's attorney there was a
representative from the Heart of America Indian Center present who
stated she was at the trial to make sure the
procedural requirements of the Indian Child Welfare Act were followed.
Also
in court was the child's guardian ad litem, a juvenile
officer from the 6th Judicial Circuit, and several witnesses who
testified at the hearing, including the adoptive grandmother, a medical
expert, and Mr. Michael. Two
registered notices were sent to Tanya Coming Deer of the
Cherokee Indian Nation of Oklahoma, but no representative from the
tribe appeared.
On
August 12, 1991, the natural parents' rights were terminated on
a finding that both natural parents had willfully abandoned and
neglected the child. On
that same day, an order approving the adoption was issued
and this appeal followed.
The first issue is whether the
Indian Child Welfare Act is applicable, and if so, whether the trial court
had jurisdiction to hear the matter or whether the case should have been
transferred to the tribal court of the Cherokee Indian Nation of Oklahoma.
The
Indian Child Welfare Act of 1978 was enacted in response
to concern over “an
alarmingly high percentage of Indian families [being broken up] by
the removal, often unwarranted, of their children from them by
non-tribal public and private agencies....”
Section
1901(4). The
Act's purpose is “to
protect the best interests of Indian children and to promote
the stability and security of Indian tribes and families....”
Section
1902. The
Act specifically applies to all “child
custody proceedings”
involving “Indian
children,”
as those terms are defined by § 1903.
An
action for the termination of parental rights and/or adoption is
a “child
custody proceeding”
under § 1903(1)(ii)
and (iv). The
present case is such a proceeding. An
“Indian
child”
is defined by § 1903(4)
as “any
unmarried person who is under age 18 and is either
(a) a member of an Indian tribe or (b) is
eligible for membership in an Indian tribe and is the
biological child of a member of an Indian tribe....”
C.E.H.
is the biological child of the natural mother, who was
a member of the Cherokee Indian Nation in Oklahoma. The
record indicates the child was eligible for membership in his
mother's tribe. Therefore,
C.E.H. was an “Indian
child”
as defined by § 1903
and it would appear that the Act should control the
entire case. However,
our analysis concerning the applicability of the Act should not
end at this point.
While
our initial focus in determining the applicability of the Act
has been on whether C.E.H. was an “Indian
child,”
born the biological child of an “Indian
mother,”
the question might be more decisively answered by determining whether
removal of the child from [or better stated in the
alternative, “return
of the child to”]
the natural mother is a situation falling within the purview
of the Act. The
issue is whether, under the particular facts of this case,
application of the Act would further the policies and purposes
behind it.
The Act was promulgated in an
effort to counteract the large scale separations of Indian children from
their families, tribes, and culture through adoption or foster care placement,
generally in non-Indian homes. Matter
of Adoption of Crews,
118 Wash.2d 561, 825 P.2d 305, 308 (1992). The House Report
accompanying the Act stated that it “seeks to protect the rights of the
Indian child as an Indian and the rights of the Indian community and tribe
in retaining *952
its children in its society.” Id.,
825 P.2d at 309. It does so by establishing a federal policy
that, where possible, an Indian child shall remain in the Indian community,
and by making sure the Indian child's welfare determinations are not based
on “a white, middle class standard which, in many cases, forecloses placement
with [an] Indian family.” Id.
The underlying thread which runs throughout the entire Act is that
it is concerned with the removal of Indian children from an
existing Indian family unit
and the resultant breakup of the Indian family. Id.
citing In re Adoption
of Baby Boy L., 231
Kan. 199, 643 P.2d 168 (1982). (Emphasis added).
In
this case, it is difficult to conclude that C.E.H. has
ever been a part of an existing Indian family unit
or Indian community. There
is no evidence that either of the natural parents, or
their families, have ever lived on the Cherokee Indian reservation
in Oklahoma. There
is no indication that the natural mother plans to relocate
to Oklahoma. The
natural father has no ties to any Indian tribe or
community and consistently opposed C.E.H.'s removal from the adoptive parents.
There
was no evidence by the natural mother or anyone else
that the child would grow up in an Indian environment
if the child were returned to the natural mother. To
the contrary, the evidence is clear that the natural mother
has never shown any substantive interest in her Indian heritage
in the past nor is there any indication this will
change in the future. Id.,
825 P.2d at 310.
Our
United States Supreme Court has made it clear that the
purpose of the Act is to avoid the:
[r]emoval
of Indian children from their cultural setting [because such removal]
seriously impacts a long-term tribal survival and has damaging social
and psychological impact on many individual Indian children.
Id.
citing Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 52, 109 S.Ct. 1597, 1609, 104 L.Ed.2d
29 (1989). This
quotation appears to support the conclusion that the Act is
not applicable where an Indian child is not being removed
from an Indian cultural setting, where the natural parents have
no substantive ties to a specific tribe, and where neither
of the parents nor their families have resided or plan
to reside within a tribal reservation. See
Crews,
825 P.2d at 310.
In
conclusion, we doubt that application of the Act would further
the policies and purposes behind it in this specific situation.
Id.
See
also Matter
of Adoption of T.R.M.,
525 N.E.2d 298, 303 (Ind.1988). However,
being exceedingly sensitive to the valuable purposes of the Act
and considering the substantial impact of our decision today, we
proceed to evaluate the natural parents' claims as if the
Act were to apply in all respects.
Assuming the Act applies, we
must determine whether jurisdiction should have been transferred to the
tribal court in Oklahoma under § 1911. The Act provides
that “[a]n Indian tribe shall have jurisdiction exclusive as to any State
over any child custody proceeding involving an Indian
child who resides or
is domiciled within the reservation of such tribe ... [or] [i]n any State
court proceeding for the foster care placement of, or termination of parental
rights to, an Indian
child not domiciled
or residing within the reservation of the Indian child's tribe, the court,
in the absence of good
cause to the contrary,
shall transfer such proceeding to the jurisdiction of the tribe, absent
objection by either parent, upon
the petition of either parent or the Indian custodian or the Indian child's
tribe....” Section
1911(a) and (b). (Emphasis added).
Section
1911(a) is not applicable because the evidence shows neither the
child nor the natural mother have ever resided or were
ever domiciled within the reservation of the tribe. Therefore,
if jurisdiction of the tribal court is to be obtained
it must be pursuant to subsection (b). Pursuant
to subsection (b), the case must be transferred “upon
the petition
of either parent or the Indian custodian or the Indian
child's tribe,”
in the absence of “good
cause”
to the contrary. (Emphasis
added). Where
no petition to transfer has been filed, or upon the
showing of “good
cause”
not to *953
transfer to the tribal court, jurisdiction of the case belongs
in state court.
Contrary
to the allegation in appellant's brief, there is no petition
to transfer jurisdiction in the record. Section
1911(b) expressly requires a petition to transfer be tendered to
effectuate this section of the Act. The
natural mother's attorney filed a Motion to Dismiss, but it
specifically requested dismissal of the adoption action and return of
the child to the natural mother, not transfer to the
tribal court pursuant to the Act. The
only reference in the motion to the Act was for
the specific purpose of presenting § 1913
to the court, which allows a parent to withdraw consent
at any time prior to entry of final decree of
termination of parental rights or adoption. This
motion was apparently never ruled upon and the parties proceeded
to allow the trial court to determine all the issues
presented. There
was a representative of the Heart of America Indian Center
present at the proceeding, but this representative was not asked
to appear by the tribe and never raised the jurisdictional
issue. No
petition to transfer or to intervene was ever filed by
the tribe. Prior
to appeal, neither the mother nor any other party ever
raised the issue of jurisdiction. Therefore,
there was no reason for the adoptive parents or the
court to address the jurisdictional issue, nor was there any
burden on the adoptive parents to offer proof of “good
cause”
not to transfer the case to the tribe. However,
assuming the court should have considered transferring the case on
its own initiative, absent “good
cause”
shown, we find that good cause not to transfer the
case was established at trial.
The Act does not define what
constitutes “good cause” to deny transfer. However, good cause
has been examined by several jurisdictions and directional guidelines
have been published by the Bureau of Indian Affairs (“BIA”) of the Department
of Interior. See
T.R.M.,
525 N.E.2d at 307 and 44 Fed.Reg. 67,583 and 67,591 (1979).
The
BIA guidelines provide in part:
(b)
Good
cause not to transfer the proceeding may exist if
any
of the following circumstances exist:
(i)
The
proceeding was at an advanced stage when the petition to
transfer was received and the petitioner did not file the
petition promptly after receiving notice of the hearing.
(ii)
The
Indian child is over twelve years of age and objects
to the transfer.
(iii)
The
evidence necessary to decide the case could not be adequately
presented in the tribal court without undue hardship to the
parties or the witnesses.
(iv)
The
parents of a child over five years of age are
not available and the child has little or no contact
with the child's tribe or members of the child's tribe.
(c)
Socio-economic
conditions and the perceived adequacy of tribal or Bureau of
Indian Affairs social services or judicial systems may not be
considered in a determination that good cause exists.
(d)
The
burden of establishing good cause to the contrary shall be
on the party opposing the transfer.
These
guidelines are helpful but are not binding upon state proceedings.
T.R.M.,
525 N.E.2d at 307. The
primary responsibility for interpreting language used in the Act rests
with the courts that decide Indian child custody cases. Id.
n. 3.
The “best interests of the child”
have been considered valid considerations to determine whether or not
to transfer jurisdiction. Id.
at 308. See
also Matter of T.S.,
245 Mont. 242, 801 P.2d 77, 80 (1990) and In
re Interest of C.W.,
239 Neb. 817, 479 N.W.2d 105, 114 (1992). Many courts have
also applied a modified doctrine of forum
non conveniens suggested
by (b)(iii) of the BIA guidelines and in accordance with the commentary
to the guidelines, which explains:
Consideration
of whether or not the case can be properly tried
in tribal court without hardship to the parties or witnesses
...
with respect to the § 1911(b),
“[t]he
subsection is intended to permit a State *954
court to apply a modified doctrine of forum
non conveniens,
in appropriate cases, to insure that the rights of the
child as an Indian, the Indian parents or custodian, and
the tribe are fully protected.”
Chester
County Dept. of Social Serv. v. Coleman,
303 S.C. 226, 399 S.E.2d 773, 775 (1990).
The
doctrine of forum
non conveniens
is modified in the Indian child custody context to allow
state courts to determine whether the tribal court is a
less convenient forum. Id.
The
guidelines also acknowledge that “application
of this criteria will tend to limit transfers to cases
involving Indian children who do not live very far from
the reservation.”
Id.,
citing
44 Fed.Reg. at 67,591.
One
jurisdiction has rejected the “best
interests of the child”
theory, but has applied the modified forum
non conveniens
standard. See
In
the Interest of Armell,
194 Ill.App.3d 31, 141 Ill.Dec. 14, 19-21, 550 N.E.2d 1060,
1065-67 (1990). The
Illinois court held that the best interests of the child,
as referred to in § 1902,
are relevant to the ultimate determination concerning placement of the
child, but it would not stretch the theory to decide
whether to transfer jurisdiction. We
agree and think a more appropriate determination would come from
applying the BIA guidelines. In
that respect, we adopt the modified forum
non conveniens
standard to resolve the transfer issue.
Several courts have considered
geographical obstacles to find “good cause” not to transfer under a forum
non conveniens analysis,
as where almost all the parties and witnesses reside in the county of
the State court and have no contact with the tribal court. See
Coleman,
399 S.E.2d at 776, and cases addressed therein. In applying
a modified doctrine of forum
non conveniens “the
trial court should consider practical factors that make trial of the case
easy, expeditious, and inexpensive, such as the relative ease of access
to sources of proof, the cost of attendance of witnesses, and the ability
to secure attendance of witnesses through compulsory process.” C.W.,
479 N.W.2d at 113, citing
Matter of Wayne,
R.N., 107 N.M. 341,
757 P.2d 1333 (1988); and In
re Appeal in Maricopa County Juvenile Action,
828 P.2d 1245, 1249 (Ariz.App.1991). Since termination of
parental rights under § 1912(f) requires evidence beyond a reasonable
doubt that the child will suffer serious emotional or physical damage
if returned to the parent, the parties would undoubtedly utilize the testimony
of neighbors, friends, family, teachers, social workers, and psychologists
to show their fitness as parents, the child's emotional and physical adjustment
and the harm to the child if removed and returned to the parent or if
the court refuses to return the child. See
Coleman,
399 S.E.2d at 776.
In
this case, virtually all of the evidence to decide the
case was adequately presented at the trial court and it
would have created undue hardship to the parties and witnesses
to travel to Oklahoma to try the case. All
the witnesses who testified were from the Kansas City area,
except for Mr. Michael who stated he now lived in
Lincoln, Nebraska.FN5
The
social worker and the representative from the Heart of America
Indian Center were both from the Kansas City area. Also,
there was no indication that any party or witness had
any affiliation with the tribal court. Therefore,
the tribal court would have been a considerably less convenient
forum than the State court.
FN5.
We
acknowledge that the natural father's sister stated she had traveled
from Dallas, Texas, to be at the hearing but she
was not a witness.
In
addition to our analysis under subsection (b)(iii) of the BIA
guidelines, subsection (b)(i) of the guidelines provides that good cause
not to transfer exists if the trial is at an
advanced stage when the petition to transfer was filed and
the petition was not filed promptly after notice of the
child custody proceeding. In
the case of In
Re Robert T.,
200 Cal.App.3d 657, 246 Cal.Rptr. 168 (1988), the court found
a five month delay between receiving notice of the termination
hearing and filing of the petition to transfer by the
tribe, constituted *955
good cause not to transfer. See
Maricopa
County,
828 P.2d at 1250. Similarly,
in Maricopa
County,
the court found good cause after a two-year delay. Id.
at 1251. Here,
there was evidence that all parties and the Cherokee Indian
Nation of Oklahoma had notice of the action well in
advance of the hearing and chose not to file a
petition to transfer. No
petition to transfer was ever filed with the state court
and the jurisdictional issue was first raised in this appeal,
over two years after the adoptive mother filed her initial
petition.
Considering
the location of the witnesses and evidence, lack of participation
by the tribe or the natural parents, and the fact
that no petition to transfer was ever filed, we find
that “good
cause”
existed not to transfer the case to the tribal court.
Appellant's
first point is denied.
Since
the trial court had proper jurisdiction to hear the matter,
we now address the remaining points raised by the appellant.
The
natural mother claims the trial court failed to apply a
“beyond
a reasonable doubt”
standard to the termination of parental rights and challenges the
expert's qualifications. As
indicated above, § 1912(f)
of the Act states that “no
termination of parental rights may be ordered ...
in the absence of a determination, supported by evidence beyond
a reasonable doubt,
including testimony of qualified
expert witnesses,
that the continued custody of the child by the parent
or Indian custodian is likely to result in serious emotional
or physical damage to the child.”
(Emphasis
added). Two
issues arise from this section of the Act and they
coincide with the natural mother's second and third points. First,
was there a finding beyond a reasonable doubt that return
of the child to the natural mother would likely result
in serious harm to the child; and
second, was there any testimony from a qualified expert witness
to that effect? We
address the expert testimony first.
There was testimony from Dr.
Rosalyn E. Inniss, M.D., as to the welfare of the child. Dr.
Inniss was a medical doctor; a psychiatrist licensed in the states
of Missouri, Kansas and Michigan; she accomplished her adult psychiatry
residence of two years at Western Missouri Mental Health Center; she
participated in a psychiatric fellowship at The Menninger Foundation;
she was a member in training of the Topeka Psychoanalytic Institute
for five years; she ran a unit at the Topeka State Hospital for
adolescent males and females; she was at the Center for Forensic
Psychiatry in Anaheim, Michigan for one year; and she is presently
one of four child psychiatrists in the country with additional forensic
training. She is board certified in both adult and child psychiatry
and has been an examiner for both specialty boards. She worked
at the Johnson County Mental Health Center where she supervised a family
sexual abuse program and conducted general psychiatry. She
also testified that she was aware of the issues concerning the rearing
of an Indian child outside the Indian heritage and that she gave a great
deal of consideration to the child's Native American Indian ancestry before
reaching her conclusions.
The
phrase “qualified
expert”
witness is not defined by the Act, but legislative history
reveals that it is meant to apply to expertise beyond
the normal social worker's qualifications. T.R.M.,
525 N.E.2d at 311. The
BIA also defined the phrase in 44 Fed.Reg. 67,583, 67,593
(1979) as follows:
(b)
persons
with the following characteristics are most likely to meet the
requirements for a qualified expert witness for purposes of Indian
child custody proceedings:
(i)
A
member of the Indian child's tribe who is recognized by
the tribal community as knowledgeable in tribal customs as they
pertain to family or organization in childrearing practices.
(ii)
A
lay expert witness having substantial experience in the delivery of
child and family services to Indians, an extensive knowledge of
prevailing social and cultural standards in childrearing practices within the
Indian child's tribe.
(iii)
A
professional person having substantial education and experience in the area
of his or her specialty. Id.
*956
Dr. Inniss had extensive education and experience and was a
qualified expert within the meaning of the Act. She
considered the child's Indian ancestry and any lack of experience
of the Indian way of life in no way compromised
or undermined the value of her testimony. See
C.W.,
479 N.W.2d at 111.
Dr. Inniss testified that she
met with the adoptive parents and the child on more than one occasion
for examination purposes. She stated her findings revealed
the child and adoptive parents had formed a “bond” and that a “significant
attachment” existed between them. She also testified that
after reviewing the medical records she determined the natural mother
lacked parenting skills and that the child had a rash which was secondary
to flea bites resulting from flea infestation in the home. She
concluded that removing the child from the adoptive home and returning
the child to the natural mother would “set up trouble for her psychologically.”
There
was an abundance of evidence that neither natural parent wanted
to keep C.E.H. The
child was with the natural mother only two months following
the birth before the mother left her with the maternal
grandmother. When
the child was returned to her, she immediately placed the
child with the maternal grandfather. At
ten months of age the child was placed with the
adoptive mother. In
all, the child only lived with the natural mother for
a few months of her life. When
the child was delivered to Mr. Michael it had a
rash on her entire body (the result of a yeast
infection and flea bites), it had an eye infection, and
the child was unclean. The
mother had repeatedly stated the child made her “crazy.”
Both
natural parents were transient, had never been married, and had
been in trouble with the law. Neither
natural parent ever attempted to visit C.E.H. after the child
was placed in the adoptive home, although the opportunity was
always available. After
the birth of her second child, that child was immediately
placed for adoption. There
was also evidence the natural mother lacked sufficient parenting skills
and had no desire to learn.
The court found by clear and
convincing evidence that the child had been abandoned and neglected.FN6
To find abandonment § 211.447.2(1)(b) RSMo requires evidence
that the “parent has, without good cause, left the child without any provision
for parental support and without making arrangements to visit or communicate
with the child, although able to do so,” for a period of six months. To
find neglect § 211.447.2(2)(d) RSMo requires evidence that there
was “[r]epeated or continuous failure by the parent, although physically
or financially able, to provide the child with adequate food, clothing,
shelter, or education ... or other care and control necessary for his
physical, mental, or emotional health and development.”
FN6.
The
court made its findings based on the standard provided by
the Missouri Revised Statutes which are applicable to termination of
parental rights proceedings. See
generally § 211.442
et seq. RSMo (Cum.Supp.1992).
In
the case of D.D.C.
v. B.C.,
817 S.W.2d 940 (Mo.App.1991), this court found abandonment pursuant to
§ 211.447.2(1)(b),
where there was no evidence introduced by the mother to
show she had made any type of financial contribution towards
the support of her children; where
the mother primarily relied on the maternal grandmother to provide
for her children; where
she failed to send any money for her children's support;
where
she managed to send only a few letters and Christmas
gifts to the children; where
there was no evidence to indicate she was unable to
obtain some type of employment; and
where she received government checks and used the funds to
support herself rather than her children. Id.
at 943. Furthermore,
the court found the mother failed to make arrangements to
visit or communicate with the children because she had moved
to Texas with her new husband and left the children
in Missouri claiming the car was too full of her
and her new husband's belongings, leaving no room for the
children; she
never visited the children during the eleventh month period preceding
the termination proceeding; she
had only telephoned *957
the Division of Family Services on a few occasions to
ask
about the children; and
she had only sent the children a few letters and
presents. Id.
The
D.D.C.
court also found neglect pursuant to § 211.447.2(2)(d),
where the mother had failed to provide the basic fundamental
needs for her children. Id.
The
testimony indicated the home was filled with trash, dirty clothes,
old food, and was infested with roaches; the
mother had failed to feed the children properly and failed
to provide them adequate shelter; and
the children were very small and underdeveloped for their age.
Id.
In
this case, the evidence shows that the sporadic, inconsistent contact
the natural mother would exercise, were she given access to
the child, would diminish the child's ability to properly grow
and bond to other individuals which is so necessary for
healthy development and that the natural mother was unfit to
raise the child. Her
lack of responsibility and significant degree of disinterest in the
child leads to the conclusion the child would be irreparably
damaged by further contact with the natural mother in a
parental relationship. We
find the facts of this case support a finding of
both abandonment and neglect.
The
trial court expressly found “evidence
beyond a reasonable doubt that the return of custody of
the minor child to the natural mother is likely to
result in serious emotional damage to the minor child.”
Dr.
Inniss' testimony, combined with other evidence at trial, supports this
finding as required by § 1912(f)
of the Act. We
find there was sufficient evidence in the record to support
the trial court's ruling and the natural parents' second and
third points are denied accordingly.
The natural mother next complains
that the trial court erred in failing to find that active efforts to provide
remedial services had been made. Section 1912(d) provides that “any
party seeking to effect ... termination of parental rights to, an Indian
child under State law shall satisfy the court that active efforts have
been made to provide remedial services and rehabilitative programs designed
to prevent breakup of the Indian family and that these efforts have proved
unsuccessful.”
On
several occasions, while in Kansas City, Missouri, the natural parents
failed to see the child or even request a visit.
Prior
to the adoption, there was a great deal of discussion
between the natural parents and Mr. Michael concerning the adoption
and whether the natural parents wanted to keep the child.
The
natural parents stated on numerous occasions that they did not
want the child and neither appeared at trial. Both
parents initially signed two separate consent forms, and testimony suggested
the natural mother's withdrawal of consent was obtained by coercion.
The
father consistently stated the child should be left with the
adoptive family and his withdrawal of consent was not filed
until the day of trial. The
natural parents were never married and the natural mother had
indicated to the adoptive grandparents that the natural father only
came home sporadically. The
evidence taken as a whole raises the question of whether
an “Indian
family”
ever existed.
The
testimony of Dr. Inniss was that remedial and/or rehabilitative programs
were provided to the natural mother by Home Health Care.
She
further testified that these efforts became futile and proved unsuccessful
when the natural mother took the child out of the
state and left it with a maternal grandparent. The
facts show the mother delivered the child to the maternal
grandmother within two months of its birth, and subsequently to
the maternal grandfather. The
adoptive grandparents made several trips to the natural mother's residence
to discuss the adoption proceeding and were repeatedly assured that
the natural mother did not want the child and desired
the child be placed with the adoptive mother. The
natural parents failed to show any interest whatsoever in the
child.
Based
on this evidence, the finding of the trial court that
active efforts were made to provide remedial services and rehabilitative
programs designed to prevent the breakup of the natural mother
and the minor child, and that efforts to do this
were unsuccessful,*958
was not erroneous. The
point is denied.
The natural mother also claims
that she was permitted, under the Act, to withdraw her consent at any
time, for any reason, and the trial court erred in finding her consent
to the adoption was proper. Pursuant to § 1913(c)
“[i]n any voluntary
proceeding for termination of parental rights to, or adoptive placement
of, an Indian child, the consent of the parent may be withdraw for any
reason at any time prior to the entry of a final decree of termination
or adoption ... and the child shall be returned to the parent.” (Emphasis
added). However, this provision only applies to voluntary
proceedings. The proceeding at hand was an involuntary proceeding
and the consent form originally signed and the subsequent withdrawal were
not the issue. The alleged error and the court's order concerning
the consent issue are moot and the point is denied accordingly.
Appellant
next claims the trial court erred in finding either abandonment
or neglect because there was insufficient evidence to support such
a finding. The
court found abandonment and neglect by clear and convincing evidence.
Without
rehashing all the evidence previously described in this opinion, we
find that there was sufficient evidence to support a finding
of abandonment and neglect. This
point is without merit.
Appellant's final point claims
error in failing to grant her request for a continuance in order to allow
her to appear at the hearing, or in the alternative to take the matter
under advisement to allow her to later appear and give evidence that she
was not in contact with her attorney. Appellant's attorney
was present at the trial and requested a continuance stating:
“I
believe that if my client were here we would be
able to be in a better position to present the
evidence in a light most favorable to my client. I
have contacted the family....
It's
my understanding that my client was in Texas yesterday but
flew to Illinois and therefore she cannot be here today.
Her
father, who is a local resident, attempted to get her
and got as far as Tulsa, Oklahoma, but was told
that his daughter was no longer in Texas. For
those reasons, I would ask the court that this adoption
be set over to another date.”
The
court responded “...
This matter has been pending for some time, right?”
The
attorney's response was “That's
correct, Your Honor.”
The
appellant's attorney went on to say that he had not
been in contact with the appellant on a regular basis
because she moved from place to place. He
did state he notified appellant by mail on June 26
that the court date was set for August 7, 1991.
He
also contacted her father, a local resident, and left a
message with her younger sisters that the case was set
for August 7, 1991 and that they should get in
touch with him. The
natural father's sister indicated appellant knew about the hearing and
was upset that she couldn't attend. The
attorney for the natural father indicated that the natural father
also knew the date of the court hearing. Still,
neither of the natural parents appeared. Considering
the nature of the action and the transient history of
the natural parents, denial of the mother's continuance was not
an abuse of discretion.
Judgment
Affirmed.
All
concur.
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