| (Cite
as: 454 N.W.2d 437)
Court
of Appeals of Minnesota.
In
the Matter of the WELFARE OF B.W., a/k/a B.G.
Nos.
C4-89-1860, C3-89-1865.
April
24, 1990.
County filed petition to terminate Indian parents' parental rights. The
District Court, Hennepin County, Ann Montgomery, J., ordered the parents'
rights terminated, and found intervention by Omaha Tribe, father's tribe,
to have been inappropriate. Parents appealed. The Court of Appeals,
Parker, J., held that: (1) where the Minnesota Department of
Human Services Social Services manual provides more stringent standards in
defining an expert in Indian child welfare matters than the
Indian Child Welfare Act, the state law standard should be
applied in the absence of explicit trial court findings showing
good cause why that standard should not apply; (2) after
applying new standards for the definition of an "expert," evidence
was not sufficient to terminate parental rights; and (3) upon
remand, trial court was instructed to allow sufficient time for
consideration of potential request by child's father's tribe for jurisdiction.
Reversed and remanded.
*438
Syllabus by the Court
1. Application of the evidentiary standards in In
Re Welfare of T.J.J.,
366 N.W.2d 651 (Minn.Ct.App.1985), is inappropriate in light of Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 109 S.Ct. 1597,
104 L.Ed.2d 29 (1989), and the trial court erred in
applying those standards to the question of expert testimony here.
2. The sole exception to the supremacy of the Indian
Child Welfare Act (ICWA) is if state law provides more
stringent protections for families and tribes. 25 U.S.C. § 1921
(1982). Where the Minnesota Department of Human Services Social Services
Manual (Jan. 30, 1987) (DHS manual) provides more stringent standards
in defining an "expert" in Indian child welfare matters, this
state law standard should be applied in the absence of
explicit trial court findings showing good cause why that standard
should not apply.
3. Applying standards laid out in the DHS manual, the
county's child protection worker was not a qualified Indian child
welfare expert in this parental rights termination matter. The county's
other expert may be qualified due to his experience as
a guardian ad litem and foster parent, not merely because
he is of Indian heritage.
4. Given the exclusion of one witness' testimony as expert
and the equivocation of the county's other expert as to
immediate termination of parental rights, the testimony did not constitute
evidence beyond a reasonable doubt in favor of termination of
parental rights sufficient to overcome extensive conflicting expert testimony offered
by the parents.
5. Upon remand of this matter, the trial court is
instructed to allow sufficient time for consideration of a potential
request by the child's father's
tribe for jurisdiction over this matter, upon enrollment of the
child in that tribe. It is essential to the purposes
of the ICWA to allow, where possible, appropriate tribal authorities
to determine child welfare matters according to tribal law, customs
and cultural mores.
William R. Kennedy, Hennepin County Public Defender, Peter W. Gorman,
Asst. Public Defender, Kris Kolar, Law Clerk, Minneapolis, for appellant
mother.
Robert R. Biglow, Minneapolis, for appellant father.
*439
Hubert H. Humphrey, III, Atty. Gen., St. Paul, Thomas L.
Johnson, Hennepin County Atty., Greg Gibson, Asst. County Atty., Ann
Goering, Law Clerk, Minneapolis, for respondent.
Gerald M.B. Chester, Minneapolis, for guardian ad litem.
Constance S. Baillie, Minneapolis Legal Aid Soc., Minneapolis, for intervenor
Omaha Tribe of Nebraska.
Janet C. Werness, Susan M. Cochrane, Southern Minnesota Regional Legal
Services, Inc., St. Paul, for amicus curiae St. Paul American
Indian Center.
Considered and decided by LANSING, P.J., and PARKER and RANDALL,
JJ.
OPINION
PARKER, Judge.
Sharon Goose and Cornelius Walker appeal the termination of their
parental rights toward their son, B.W. They further appeal the
trial court's refusal to transfer jurisdiction of this matter to
the tribal court of the Omaha Tribe of Nebraska. They
assert that the petitioner county did not meet its burden
of proving, beyond a reasonable doubt, the allegations necessitating termination
of parental rights as required by the ICWA. We reverse
and remand.
FACTS
On October 18, 1981, B.W. was born to Sharon Goose
and Cornelius Walker. Goose is a member of the Minnesota
Chippewa Tribe, Leech Lake Band, and Walker is a member
of the Omaha Tribe of Nebraska. B.W. is an enrolled
member of Goose's tribe and is eligible for, but not
presently enrolled in, Walker's tribe.
Responding to reports of possible alcohol abuse, Hennepin County social
worker Nancy Schaefer made an unannounced visit to B.W.'s home
on April 28, 1986. Schaefer found Goose in the kitchen,
apparently intoxicated, surrounded by empty liquor bottles and unable to
respond to her inquiry as to the whereabouts of Goose's
son, B.W. Returning later that day with the police, Schaefer
again saw Goose intoxicated, trying to hide B.W. from her,
and observed Walker also visibly
intoxicated. The next day B.W., then age four, was removed
from his parents' home by order of the Juvenile Court
based on Schaefer's observations.
On May 1, 1986, Schaefer learned that B.W.'s paternal grandmother,
living on the Omaha Tribe of Nebraska Reservation, was a
potential placement for B.W. Schaefer did not inform the trial
court or otherwise act on this information and never contacted
the grandmother. The county's initial attempts to place B.W. with
relatives on his mother's side were unsuccessful. B.W. was eventually
placed with an Indian foster family not affiliated with either
Goose's or Walker's tribes.
Goose entered a chemical dependency treatment program which she completed
in July 1986. The trial court record shows that she
had completed such treatment six times previously, with 1 to
12-month periods of sobriety in between treatments since 1978. Goose
attended an aftercare program from July to November 1986 and
was discharged for failure to attend in December 1986.
The county filed a petition for legal custody of B.W.,
which was settled by stipulation on December 12, 1986, when
B.W. was adjudicated dependent. A court-ordered case plan called for
Goose to participate in chemical dependency and domestic abuse programs.
She entered an inpatient chemical dependency program at Anoka Regional
Center in March 1987 and successfully completed the program in
June with a recommendation that she attend a halfway house
and Alcoholics Anonymous (AA) meetings.
Goose decided that she did not need a halfway house,
though she attended AA meetings and maintained her sobriety. At
a December 1987 disposition review, the trial court struck from
the case plan the requirement for residential aftercare.
From July 1987 to June 1988, Goose attended AA meetings,
increased her visitation with B.W., including some unsupervised *440
visits, and generally maintained her sobriety. It was agreed that
B.W. would be returned to her home at the end
of the school year.
On June 7, 1988, Schaefer found Goose intoxicated. Goose stopped
attending AA meetings in July 1988, though she underwent another
chemical dependency assessment on July 7, 1988, wherein it was
recommended that she attend an Antabuse program.
On August 22, 1988, after drinking all day with Walker,
Goose was present when he stabbed another person. He was
arrested for and convicted of second degree assault.
After not having visited B.W. for several months, Goose contacted
Schaefer about visitation in October 1988. At a meeting the
two disagreed on whether Goose should discuss her lack of
visitation with B.W. Schaefer denied visitation at that point.
The county filed a petition to terminate both parents' rights
in January 1989 and only in anticipation of the termination
trial were weekly visitation rights restored
to Goose. Goose was seen drinking in January 1989 and
canceled a visit with B.W. in May 1989 because she
had been drinking.
The Omaha Tribe received written notification of the termination petition
on March 20, 1989. At that time the tribe declined
to intervene but, after a change in tribal administration, they
petitioned the trial court on the day of trial either
to transfer jurisdiction of the case to them or grant
a 20-day continuance so they could intervene. In a letter
to the trial court, they stated that they did not
do so initially because the tribe and B.W.'s grandmother were
led to believe that Goose's Minnesota Chippewa Tribe would be
involved and serve as a placement for B.W. Upon learning
that this was not possible, the Omaha Tribe decided to
try to intervene and request placement of B.W. with his
grandmother in Nebraska. The grandmother also made a formal petition
for custody and submitted a favorable home study. The tribe's
requests were denied as untimely and the grandmother's petition was
denied as untimely and without merit.
The trial court found that there was no record of
contact between B.W. and his grandmother. B.W. has, however, visited
Nebraska and lived there for three months. His grandmother has
also visited him in his foster placement.
At trial the county presented three witnesses, including master's-level psychologist
Robert Resnick, court-appointed guardian ad litem Donovan Sargent, and social
worker Nancy Schaefer.
Resnick, who has seen 12 to 24 cases involving Indians,
did a psychological evaluation of B.W. in May 1989. He
testified that unless there were a great likelihood of eventual
return to his mother, reunification with her would be psychologically
damaging and that if grounds for termination were found, it
would be in B.W.'s best interest to remain with his
foster parents. The county did not qualify him as an
Indian child welfare expert.
Schaefer was found to be qualified, over the parents' objection,
as an Indian child welfare expert under the ICWA. She
was unfamiliar with nearly all of the subjects of Indian
culture, child-rearing practices and Indian-based programs in Minnesota on which
she was questioned by the parents' attorneys. She knew no
words in any Indian languages, could not distinguish different Indian
ceremonies, was ignorant of Indian history and literature and knew
little about parenting programs for Indians in the state, never
having participated in any of them.
She had been B.W.'s caseworker for the three years since
his initial placement in the county's custody and presently had
one other case involving Indians. Twenty-five percent of her caseload
during the three years before trial involved Indian families. She
has spent no time on any Indian reservations in Minnesota
and a few hours on a reservation in Montana.
She testified that in her opinion, it was in B.W.'s
best interest to terminate parental rights and that returning B.W.
to his mother would likely subject him to
physical or emotional harm, though she never saw him physically
harmed nor was there any evidence *441
introduced of any such harm. She based her opinion of
Goose on her inability to care for herself or B.W.
when she was so intoxicated as to be unable to
control her motor activity or her speech or to make
appropriate judgments about B.W.'s safety. She also stated that Goose's
history of drinking left B.W. at risk of abandonment and
vulnerable to abuse by others. As for Walker, his visiting
B.W. only five times in three and a half years
was the basis for her opinion that his parental rights
should be terminated.
Guardian ad litem Sargent was assigned to B.W.'s case when
the child was removed from his parents' home in 1986.
Sargent visited the foster placement monthly. Over the parents' objection,
he also was qualified by the trial court as an
Indian child welfare expert under the ICWA. Born on the
reservation of the Minnesota Chippewa Tribe, White Earth Band, he
left when he was 12 years old. He stated that
he spends six days each year there, although appellants' expert,
Shirley Coleman, urban representative of that tribe, testified that she
had never seen him there. Sargent also testified to frequent
attendance at certain Indian ceremonial gatherings. Like Schaefer, however, he
was unable to answer most of appellants' attorneys' questions about
Indian cultures, Indian child-rearing practices and parenting programs for Indians
in Minnesota. He has been a guardian ad litem for
three years and had eight
Indian foster children as a licensed foster parent for two
years.
It was his opinion that B.W. would be emotionally harmed
by a return to his biological parents at the present
time, saying such harm would occur if B.W. were returned
"right now." In forming his opinion, he considered the continued
alcohol use of both parents and their sporadic visitation, though
he admitted that Goose, for most of B.W.'s placement in
foster care, had visited the child. He was not asked,
and offered no opinion, of the necessity for termination of
parental rights.
Goose introduced testimony from four witnesses. Louise Valandra from the
Minnesota Indian Women's Center (MIWRC) told of Goose's participation in
the center's AA sessions, one-to-one counseling and support groups. She
felt that termination at this time would be premature. Janice
Standing Cloud of the division of Indian work noted Goose's
participation in her domestic abuse program. She stated that women
enmeshed in abusive relationships often go back to the abusers,
as Goose did here. She also thought termination was premature.
Shirley Coleman, urban representative of the Minnesota Chippewa Tribe, qualified
without objection as an Indian child welfare expert witness under
the ICWA. She spent several years working in family services
on two reservations. She thought there would be no harm
in returning B.W. to his mother.
Katie Turner of the Minneapolis American Indian Center, an Indian
and a parent, also qualified without objection as an Indian
child welfare expert. She had worked for the Minnesota Chippewa
Tribe as a permanency planner and adoptions worker and worked
for the Indian Health Board for nine years. She worked
with Goose in implementing her case plan. She acknowledged the
negative impact of alcohol abuse on parenting and felt that
B.W. should not be returned to Goose immediately, but could
be returned to her if she is given a little
more time to work on her problems. She also thought
that termination was inappropriate and that B.W. would not be
physically or emotionally harmed by a return to his mother.
At trial Walker admitted to being arrested, though not brought
to trial, for assaulting Goose. He also stipulated to a
court finding that he was convicted in 1959 for assault
with a bottle as a weapon. He was in prison
for the August 1988 assault at the time of the
termination petition trial in July 1989. Schaefer testified that Walker
visited B.W. only five times in the three and a
half years that B.W. was in foster care before trial
and that she was not aware of his whereabouts between
mid-1986 and his incarceration in August 1988. It was revealed
at oral argument that Walker underwent chemical dependency treatment in
*442
prison; he is now living in a halfway house in
St. Paul and attending college.
The trial court found that, beyond a reasonable doubt, returning
B.W. to his mother
or his father would be likely to cause him emotional
and physical harm. The court found that a placement with
the paternal grandmother would have a deleterious effect on B.W.'s
need for stability. The trial court also found that Sargent
and Schaefer were qualified Indian child welfare experts under the
ICWA. After ordering the parents' rights terminated, the trial court
found intervention by the Omaha Tribe to have been inappropriate.
The parents appeal all of these rulings.
ISSUES
1. Did the trial court err in applying evidentiary standards
enunciated in In
Re Welfare of T.J.J.,
366 N.W.2d 651 (Minn.Ct.App.1985), in qualifying Schaefer and Sargent as
Indian child welfare experts under the ICWA?
2. Did the trial court err in finding that the
county had proved the allegations in its petition for termination
of parental rights "beyond a reasonable doubt" as required by
the ICWA?
3. Did the trial court err in denying the Omaha
Tribe's motion to transfer jurisdiction of this matter to the
tribal court?
DISCUSSION
I
[1]
25 U.S.C. § 1912(f)
requires that a termination of parental rights be supported by:
(1)
evidence beyond a reasonable doubt, including
(2)
testimony of qualified expert witnesses.
In the memorandum accompanying its order terminating the parental rights
of Goose and Walker, the trial court addressed the qualifications
for expert witnesses under the relevant guidelines issued by the
Bureau of Indian Affairs (BIA) and the additional requirements in
the Minnesota DHS manual. The BIA guidelines provide that under
the ICWA, a qualified Indian child welfare expert should most
likely be
(i)
A member of the Indian child's tribe who is recognized
by the tribal community as knowledgeable in tribal customs as
they pertain to family organization and childrearing practices.
(ii)
A lay expert witness having substantial experience in the delivery
of child and family services to Indians, and extensive knowledge
of prevailing social and cultural standards and childrearing practices within
the Indian child's tribe.
(iii)
A professional person having substantial education and experience in the
area of his or her specialty.
Guidelines for State Courts, 44 Fed.Reg. 67,593 (1979). The DHS
manual adds
to paragraph (iii) the requirement that the professional have "substantial
knowledge of prevailing social and cultural standards and child-rearing practices
within the Indian community." DHS Manual, XIII-3586 (Jan. 30, 1987).
The parents contended at trial that neither Schaefer nor Sargent
qualified under the BIA guidelines as adapted in the DHS
manual.
The trial court cited In
Re Welfare of T.J.J.,
366 N.W.2d 651 (Minn.Ct.App.1985), for the proposition that although the
guidelines and manual "are appropriate * * * they do
not singularly control the trial court." Id.
at 655. The court in T.J.J.
thus emphasized a trial court's familiar and customary discretion to
recognize testimony as "expert" in nature; this authority led the
trial court to qualify "one if not both of these
individuals" as experts under paragraph (iii) of the BIA guidelines.
The holding in T.J.J.
is, however, gravely undercut by a subsequent U.S. Supreme Court
opinion, Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 109 S.Ct. 1597, 104 L.Ed.2d 29 (1989).
Holyfield
concerned the adoption of twin babies born to Indian parents
who resided on the Choctaw Reservation in Mississippi, but who
were born off the reservation. The *443
parents immediately placed the twins with a non-Indian adoptive couple,
the Holyfields, who went to the state court to process
the adoption. After the birth and placement, the Choctaw tribe
moved to set aside the adoption, claiming exclusive jurisdiction under
the ICWA.
The case turned on whether the twins were to be
accorded the domicile of their parents, though born off the
reservation. The Mississippi Supreme Court ruled that under state law
the children were not domiciled on the reservation. The
U.S. Supreme Court reversed, ruling that the state law definition
of domicile could not be used to defeat the purposes
of the ICWA. Holyfield,
490 U.S. at ----, 109 S.Ct. at 1609.
In Holyfield
Justice Brennan, for the majority, sets out in great detail
the background leading up to passage of the ICWA. In
House and Senate hearings held over a three-year period, witnesses
testified to a trend which resulted in the removing of
25 to 35 percent of all Indian children from their
families and placement of them in adoptive homes, foster care
or institutions. Id.
at ----, 109 S.Ct. at 1600. The U.S. Supreme Court
relied heavily on Minnesota statistics to document this trend, the
high percentage of placement of Indian children in non-Indian homes
and the psychological and social problems these adopted children have.
Id.
The court in Holyfield
observed that local non-Indian social agencies and state courts were
part of the problem, reflected in the congressional finding in
the first section of the ICWA, stating:
[T]he
States, exercising their recognized jurisdiction over Indian child custody proceedings
through administrative and judicial bodies, have often failed to recognize
the essential tribal relations of Indian people and the cultural
and social standards prevailing in Indian communities and families. 25
U.S.C. § 1901[
(5) ].
Holyfield,
490 U.S. at ----, 109 S.Ct. at 1601, 1606.
Nancy Schaefer's failure to contact B.W.'s grandmother in Nebraska illustrates
the point made by the Supreme Court in Holyfield:
One
of the particular points of concern was the failure of
non-Indian child welfare workers to understand the role of the
extended family in Indian society.
Id.
at ----, 109 S.Ct. 1601 n. 4.
The Holyfield
court noted the overall purpose of the ICWA, namely to
reverse the trend of placing Indian children out of their
families and tribes, and noted that "state law that did
tend to undermine the ICWA's purposes could not be taken
to express Congress' intent." Id.
at ----, 109 S.Ct. at 1609 n. 26 (emphasis in
original).
The sole exception to the supremacy of the federal scheme
in the ICWA over state law is contained in section
1921 of the ICWA itself:
In
any case where State or Federal law applicable to a
child custody proceeding under State or Federal law provides a
higher standard of protection to the rights of the parent
or Indian custodian of an Indian child than the rights
provided under this subchapter, the State or Federal court shall
apply the State or Federal standard.
25 U.S.C. § 1921
(1982).
[FN1] Thus, section 1921 mandates
application of state standards which more stringently protect Indian tribal
and parental rights than does the ICWA itself.
FN1.
See
also
25 U.S.C. § 1903,
subd. 1(ii) (definition of "child custody proceeding" includes any action
resulting in termination of parental rights).
In the light of the U.S. Supreme Court's analysis of
the problem and the role of the state courts in
Holyfield
and applying section 1921 of the ICWA, we conclude that
we cannot recognize the vitality of the holding in T.J.J.
leaving application of the evidentiary standards in the DHS manual
to the discretion of state trial courts. We hold that
the trial court here erred in applying that standard, though
we do not criticize the trial court for applying existing
Minnesota authority. However, in view of Holyfield,
we feel it is essential to the recognition of the
purposes of the ICWA that if a trial court does
not apply the standards in the DHS manual, that court
*444
should make explicit findings as to why it chose not
to require that expert testimony of a professional be qualified
by showing "substantial knowledge of prevailing social and cultural standards
and child-rearing practices within the Indian community." DHS Manual at
XIII-3586.
We analogize to the rules trial courts must follow in
sentencing prisoners in Minnesota. Both the case law and Minnesota
Sentencing Guidelines require that when a trial court decides to
depart from the presumptive sentence laid
out in the guidelines, the judge must provide written reasons
justifying the departure. Minnesota Sentencing Guidelines II.D; see
also Williams v. State,
361 N.W.2d 840, 843-44 (Minn.1985).
The DHS manual is an explicit expression of state policy
consistent with and carrying out the purposes of the federal
ICWA. State courts should permit a deviation from these standards,
but only for good cause explicitly reflected in written findings
of fact by the trial court. Our holding here is
buttressed by expressions of other state courts noting that a
qualified "expert" witness under the ICWA must have expertise beyond
qualification as
a social worker. Matter
of Morgan,
140 Mich.App. 594, 603 n. 3, 364 N.W.2d 754, 758
n. 3 (1985); Welfare
of Fisher,
31 Wash.App. 550, 553, 643 P.2d 887, 888 (1982). See
also Matter of N.L.,
754 P.2d 863, 868 (Okla.1988) (purpose of the "expert" is
to provide the court with evidence of tribal child-rearing customs);
State
ex rel. Juvenile Department of Multnomah County v. Charles,
70 Or.App. 10, 16, 688 P.2d 1354, 1359 (1984), rev.
dismissed,
299 Or. 341, 701 P.2d 1052 (1985) (experts should have
"particular and significant knowledge of and sensitivity to Indian culture");
Matter
of Appeal in Pima County Juvenile Action,
130 Ariz. 202, 207, 635 P.2d 187, 192 (1981), cert.
denied sub. nom. Catholic Social Services of Tuscon v. P.C.,
455 U.S. 1007, 102 S.Ct. 1644, 71 L.Ed.2d 875 (1982)
(witness lacking knowledge of tribal culture may not qualify as
an "expert").
Non-Indian lawyers, social workers and judges perceive the necessity of
terminating parental rights of Indian citizens through quite different cultural
lenses in their attempts to help Indian children. Yet, as
noted by the U.S. Supreme Court in Holyfield,
state social welfare agencies and state courts contribute heavily to
the very problems the ICWA is meant to remedy. The
ICWA explicitly mandates procedures to be used in termination cases
in an attempt to remedy a problem deeply examined by
the Congress. If the petitioning party's witnesses are not conversant
with Indian culture and child-rearing practices, the problems the Congress
has tried to remedy may remain, despite the adoption of
the Indian Child Welfare Act.
Having recognized that the trial court applied a standard we
hold to be incorrect, we must determine whether, under the
DHS manual, the county's witnesses qualified as Indian child welfare
experts.
[2][3]
Nancy Schaefer, the non-Indian child protection worker, could qualify only
under manual paragraph (iii). DHS Manual at XIII-3586 (Jan. 30,
1987). On the basis of the trial record, following the
manual's requirement that the "expert" have "substantial knowledge of prevailing
social and cultural standards and childrearing practices within the Indian
community," she cannot qualify as an expert. Upon retrial of
this matter, her testimony might be directed to other factors
not in the record now, sufficient to qualify her. However,
because a case worker deals with Indian families does not
necessarily mean
the person qualifies as an Indian child welfare expert.
[4]
Donovan Sargent's qualifications are less easily determined. Indian heritage alone
does not qualify him as an Indian child welfare expert.
Under the relevant DHS manual section, paragraph (i), his qualifications
fall short. Although he is a member of B.W.'s tribe,
according to the testimony in the record, he is not
recognized by the tribe as knowledgeable in tribal customs. Under
paragraph (iii) of the relevant manual section, he cannot, as
an undergraduate student, qualify as a "professional" *445
with "substantial education and experience in his * * *
area of specialty." See
DHS Manual at XIII-3886. He may, however, qualify under paragraph
(ii) of the manual section. His experience as a guardian
ad litem and foster parent of Indian children and his
personal experiences as a member of the Minnesota Chippewa Tribe
may qualify him as a "lay expert." Id.
Assuming Sargent did give qualified expert testimony as required by
the ICWA, this court must note that his testimony was
confusing and equivocal. When asked whether the parents' rights should
be terminated, he answered that B.W. would be harmed emotionally
if he were returned to his parents "right now," implying
that a delay might change matters.
II
[5]
25 U.S.C. § 1912(f)
states that termination of parental rights cannot be ordered
in
the absence of a determination, supported by evidence beyond a
reasonable doubt, including testimony of qualified expert witnesses, that the
continued custody of the child by the parent or Indian
custodian is likely to result in serious emotional or physical
harm.
Id.
As noted above, this court holds that Nancy Schaefer's testimony
cannot qualify as expert. Donovan Sargent, who possibly did qualify
as an expert, gave equivocal testimony on "likely * *
* emotional or physical harm" as a result of returning
B.W. to his parents.
The "beyond a reasonable doubt" burden of proof is a
clear and known standard; indeed, it is the highest burden
of proof in our jurisprudence and we should be able
to apply it here.
The parents assert that were this a criminal case, applying
this burden of proof, this court should be hard pressed
to affirm where the trial court failed to mention evidence
produced by the defense which may have raised a reasonable
doubt.
The trial court failed to account for the testimony of
the parents' two witnesses, who undisputedly qualified as Indian child
welfare experts. Ms. Turner and Ms. Coleman, Indian women with
extensive ties to their tribes and several years of experience
working with Indian families and children, both testified that termination
of Sharon Goose's parental rights was inappropriate and
that no physical or emotional harm would result if B.W.
were returned to his mother.
Given the evidentiary standards in section 1912 of the ICWA,
the non-expert nature of Schaefer's testimony, the equivocation in Sargent's
testimony and the testimony of Coleman and Turner opposing termination,
the evidence presented cannot constitute the necessary proof beyond a
reasonable doubt, which proof must include qualified expert testimony. The
expert testimony did not concretely support termination based on the
likelihood of serious emotional or physical harm to B.W. upon
his eventual return to his parents. This applies not only
to Goose, but to Walker, who, it was revealed at
oral argument, is presently out of prison and attending college.
Remand is therefore necessary.
III
[6]
At the time of the termination trial, B.W. was an
enrolled member of his mother's tribe, the Minnesota Chippewa Tribe,
Leech Lake Band. Although the child is eligible for enrollment
in his father's tribe, the Omaha Tribe of Nebraska, that
is not the "child's tribe" as defined in 25 U.S.C.
§ 1903,
subd. (5), because his contact with the Minnesota tribe is
more significant. Id.
at (5)(b). This court was informed at oral argument that
registration of B.W. in his father's tribe could be accomplished
quickly and that his mother's tribe would accede to B.W.'s
withdrawal from enrollment with them. We note that the Minnesota
Chippewa Tribe has no appropriate tribal court to which jurisdiction
could have been transferred and that they cooperated in forwarding
the Omaha Tribe's faxed documents requesting transfer on the first
day of trial.
[7]
Upon remand, the trial court is instructed to allow sufficient
time for consideration *446
of this matter by the appropriate tribal authorities. If B.W.'s
enrollment in his father's tribe is accomplished, the trial court
must then entertain any request by the father's tribe to
transfer jurisdiction of this matter to the tribal court pursuant
to 25 U.S.C. § 1911(b):
In
any State court proceeding for * * * termination of
parental rights to an Indian child not domiciled or residing
within the reservation of the Indian child's tribe, the court,
in the absence of good cause to the contrary, shall
transfer such proceeding to the jurisdiction of the tribe, absent
objection by either parent * * *.
[8]
The trial court may have been correct in denying such
a motion on the day of the termination trial's commencement
as untimely. However, we emphasize that it is essential to
the purposes of the ICWA to allow appropriate tribal authorities
to determine these matters according to tribal law, customs and
mores best known to them. Since, as noted above, the
state social service agencies and state courts are part of
the problem, transfer of jurisdiction over Indian child custody matters
to tribal authorities is mandated by the ICWA whenever possible.
DECISION
The trial court erred in qualifying a non-Indian social worker
as an Indian child welfare expert under the ICWA and
in finding that there was evidence beyond a reasonable doubt,
including expert testimony, requiring termination of the parental rights of
these Indian parents. On remand the trial court shall allow
sufficient time before retrial for consideration of a potential motion
to transfer jurisdiction of this matter to the tribal court
of the Omaha Tribe of Nebraska.
Reversed and remanded.
|