|
(Cite
as: 41 Cal.App.4th 1483, 49 Cal.Rptr.2d 507, 96 Daily Journal D.A.R. 619)
In
re Bridget R.
Cal.App.
2
Dist., 1996.
Court
of Appeal, Second District, Division 3, California.
In
re BRIDGET R., et al., Minors.
JAMES
R. et al., Petitioners and Appellants,
v.
CINDY
R. et al., Objectors and Respondents.
Dry
Creek Rancheria, et al., Intervenors and Respondents.
VISTA
DEL MAR FAMILY AND SOCIAL SERVICES, Plaintiff and Appellant,
v.
CINDY
R. et al., Defendants and Respondents;
James
R. et al., Defendants and Appellants.
JAMES
R. et al., Petitioners,
v.
The
SUPERIOR COURT of Los Angeles County, Respondent;
CINDY
R. et al., Real Parties in Interest.
Nos.
B093520,
B093694.
Jan.
18, 1996.
As
Modified on Denial of Rehearing Feb. 14, 1996.
Review
Denied May 15, 1996.
**514
*1489
John L. Dodd and Jane A. Gorman, Tustin, for Petitioners
and Appellants, the adoptive parents [identified in the opinion as
the“
R's”].
Michael
F. Kanne, Tustin, for Petitioner and Appellant Vista Del Mar
Child and Family Services.
James
E. Cohen, Escondido, for Intervenor and Respondent Dry Creek Rancheria.
*1490
Mitchell L. Beckloff, Santa Monica, for Respondent Minors.
Janette
Freeman Cochran, Pasadena, Robert S. Gerstein, Santa Monica for Biological
Parents.
Farella,
Braun & Martel, Norma G. Formanek, Jennifer Schwartz, San Francisco,
Joan Heifetz Hollinger,
Detroit, MI, Mark C. Tilden, Boulder, CO, Alexander & Karshmer,
Barbara Karshmer, Berkeley, Sant'Angelo & Trope, Jack F. Trope, New
York City, Robert J. Miller, Sacramento, Patricia D. Hinrichs, Coos
Bay, OR, Dunaway & Cross, Michael P. Bentzen, Cary W.
Mergele, Washington, DC, Wylie, McBride, Jesinger, Sure & Platten, Christopher
E. Platten, San Jose, Marc Gradstein, Burlingame, Mark D. Fiddler,
Todd D. Steenson, Minneapolis, MN, and Randall B. Hicks, Riverside,
as Amici Curiae.
CROSKEY,
Associate Justice.
[1]
California
recognizes the principle that children are not merely chattels belonging
to their parents, but rather have fundamental interests of their
own.
(In
re Jasmon O.
(1994) 8 Cal.4th 398, 419, 33 Cal.Rptr.2d 85, 878 P.2d
1297.)
Such fundamental interests are of constitutional dimension.
This principle is central to our resolution of the multiple
and complex issues presented by this case.
We
reverse an order of the trial court made pursuant to
sections 1913 and 1914 of the Indian Child Welfare Act
of 1978 (25 U.S.C.A. §§
1901
et seq.;
hereafter “ICWA”
**515
or “the
Act”).
The court's order invalidated a voluntary relinquishment of parental rights
respecting Bridget and Lucy R., twin two-year-old girls, and ordered
the twins removed from their adoptive family, with whom they
have lived since birth, and returned to the extended family
of the biological father.
The adoptive parents (hereafter the “R's”
or “adoptive
parents”)
appealed,FN1
joined by the licensed adoption agency through which the twins
were placed.FN2
FN1.
A
notice of appeal was filed by the R's on June
14, 1995.
On June 15, 1995, they filed a petition for writ
of supersedeas or other appropriate stay of the trial court's
order for an immediate transfer of custody.
On that same date, we issued a temporary stay.
On
June 21, 1995, the R's filed their Petition for Writ
of Mandate, in which they raised the same issues as
are raised on appeal.
By three separate orders, each entered July 5, 1995, we
(1) set a hearing on the petition for writ of
supersedeas for July 19, 1995;
(2)
ordered proceedings on the petition for writ of mandate to
be consolidated with the appeal and ordered the parties to
appear before this court on October 18, 1995, to show
cause why the writ of mandate should not be granted;
and
(3) ordered the appeal expedited and propounded questions to be
addressed by the parties.
On
July 21, 1995, after the hearing of July 19 on
the petition for writ of supersedeas, we granted the writ
of supersedeas, staying all orders and judgments which are the
subject of the appeal.
FN2.
The
twins are separately represented and also have filed a responsive
brief, in which they support the position of the adoptive
parents and the adoption agency.
This represents a change of position from the twins' position
at trial.
Indeed, the twins have been represented by three different attorneys
over the course of these proceedings and have shifted sides
in the controversy with each change of attorney.
The attorney who originally was appointed to represent the twins
filed pleadings on their behalf in which he argued that
application of ICWA without holding a hearing on their best
interests would deprive them of due process of law.
When that attorney subsequently recalled that he had once been
consulted by the adoption agency concerning this case, he was
replaced by a second attorney, who took the opposite position.
Counsel on appeal has returned to the position taken by
the twins' first attorney.
*1491
The twins are of American Indian descent, and the within
dispute over their prospective adoption and custody raises issues concerning
the scope of ICWA.
Specifically, it raises the question of whether the Act should
be limited in its application, as some courts have limited
it, to children who not only are of Indian descent,
but also belong to an “existing
Indian family.”
(See, e.g., In
re Adoption of Crews
(1992) 118 Wash.2d 561, 825 P.2d 305;
Matter
of Adoption of Baby Boy L.
(1982) 231 Kan. 199, 643 P.2d 168.)
We conclude that question must be answered in the affirmative.
ICWA
was enacted by Congress to protect the best interests of
Indian children and promote the stability of Indian tribes and
families.
(25
U.S.C.A. §
1902;
Mississippi
Band of Choctaw Indians v. Holyfield
(1989) 490 U.S. 30, 32-37, 109 S.Ct. 1597, 1599-1602, 104
L.Ed.2d 29;
Adoption
of Lindsay C.
(1991) 229 Cal.App.3d 404, 408, 280 Cal.Rptr. 194.)
To this end, ICWA requires, among other things, that any
voluntary termination of parental rights respecting an Indian child be
(1) executed in writing, (2) recorded before a judge, and
(3) executed more than ten days after the birth of
the child.
(25 U.S.C.A., §
1913,
subd. (a).)
Any
consent not meeting these requirements is invalid and may be
declared so at any time by a court of competent
jurisdiction upon petition by the child, the Indian parent or
custodian, or the child's tribe.
(25
U.S.C.A., §
1914.)
Here,
the twins' biological parents, Richard A. (“Richard”)
and Cindy R. (“Cindy”),
initially relinquished the twins to appellant Vista Del Mar Child
and Family Services (“Vista
Del Mar”)
pursuant to section 8700 of California's Family Code for adoption
by the R's, a non-Indian couple.
However, Richard and Cindy later purported to withdraw their consent.
With the assistance of the Dry Creek Rancheria of Pomo
Indians, the federally recognized Indian tribe from which Richard is
descended (hereafter the “Tribe”),
they initiated proceedings under ICWA to invalidate their relinquishments of
parental rights.
It is undisputed that the relinquishments were not executed in
the manner required by ICWA.
It is also undisputed that Richard and the twins are
now recognized by the Tribe as tribal members.
However, the record raises substantial doubt as to whether Richard,
who, at all relevant times, resided several hundred miles from
the tribal reservation,**516
ever participated in tribal life or maintained any significant
social, cultural or political relationship with the Tribe.
Although
urged by Vista Del Mar and the R's to apply
the “existing
Indian family doctrine”
in this case, and uphold the relinquishments of
*1492
parental rights unless the biological parents established that they were
such a family, the trial court declined to apply that
doctrine or hold any hearing with respect thereto.
The court simply declared the relinquishments invalid as violative of
ICWA and ordered the twins placed in the custody of
their paternal grandparents, who were appointed temporary guardians.
The trial court also dismissed a petition by the adoptive
parents to terminate the biological parents' parental rights on the
ground of abandonment.
(Fam.Code, §
7822.)
The court found ICWA precluded it from proceeding on that
petition.
As
we explain, recognition of the existing Indian family doctrine is
necessary in a case such as this in order to
preserve ICWA's constitutionality.
We hold that under the Fifth, Tenth and Fourteenth Amendments
to the United States Constitution, ICWA does not and cannot
apply to invalidate a voluntary termination of parental rights respecting
an Indian child who is not domiciled on a reservation,
unless the child's biological parent, or parents, are not only
of American Indian descent, but also maintain a significant social,
cultural or political relationship with their tribe.
Because the factual issues raised by such a rule have
not been resolved, we reverse the trial court's order and
remand the case for a determination as to whether the
twins' biological parents had such a relationship at the time
that they voluntarily acted to relinquish their parental rights under
California law.
In the event that the trial court, after consideration of
all the evidence, determines that such a relationship did not
exist, then those relinquishments will be valid and binding and
ICWA will not bar any pending adoption proceedings.
On the other hand, if the trial court finds that
the biological parents did have a significant social, cultural or
political relationship with the Tribe, and therefore the provisions of
ICWA can properly be applied, then a further guardianship hearing
will be required to resolve the question of whether the
twins should be removed from the custody of the R's.
FACTUAL
BACKGROUND
FN3
FN3.
The
facts we recite are taken from the record of testimony
and other evidence presented to the trial court and are
substantially undisputed.
Bridget
and Lucy, twin girls, were born on November 9, 1993,
in Los Angeles County, California, to Richard and Cindy.
He is of American Indian descent, while she is descended
from the Yaqui tribe of Mexico.FN4
Richard
is three-sixteenths Pomo and is currently an enrolled member of
the Tribe.
FN4.
At
the time of oral argument, Cindy's attorney represented to the
court that there is a federally recognized community of Yaqui
Indians located in the state of Arizona.
However, Cindy does not claim membership in that community.
The
Tribe, which occupies a reservation in Sonoma County, in northern
California, has approximately 225 enrolled members, of whom approximately twenty-five
live on the reservation.
Since 1973, the Tribe has been governed
*1493
by a set of Articles of Association, which, among other
things, establish the qualifications of tribal membership.
Under the Articles, such membership includes all persons who (1)
have completed an application for membership, and
(2) are named in a June 4, 1915 Bureau of
Indian Affairs census of Indians “in,
near and up Dry Creek from Healdsburg”
and Indians “in
and near Geyserville,”
or are descendants of persons in those censuses, or are
both
California Indians and
spouses of tribal members who hold valid assignments of land
on the Rancheria.
A person who is otherwise qualified to be a member
is disqualified if he or she has been formally enrolled
in another tribe, band or group, or has received an
allotment of land by virtue of an affiliation with such
other tribe, band or group.
The Tribe's Board of Directors is responsible for maintaining a
current membership roll.
Before
the adoption of the Articles of Association in 1973, the
Tribe was governed solely by custom and tradition, under which
any lineal descendant of a historic tribal **517
member was automatically a member of the Tribe and was
recognized as such from birth.
Marcellena Becerra, the tribal administrator, testified in the proceedings below
that, when the Articles of Association were adopted, it was
determined that existing members would continue to be recognized as
members without the need to enroll formally.
Thus, although his name is not on the Bureau of
Indian Affairs' enrollment list for the Tribe, Richard, who was
born in 1972, is recognized as a tribal member according
to pre-1973 customs.
He became an enrolled member of the Tribe March of
1994, after
the present custody dispute began, when his mother, Karen A.
(“Karen”),
submitted a membership application on his behalf.
In
mid-1993, Richard and Cindy discovered that Cindy was pregnant.
Richard was then 21 years old, and Cindy was 20.
They then lived together with their two sons, Anthony, age
two, and Richard Andrew, age one, in the city of
Whittier in Los Angeles County, California.
However, by August of 1993, Cindy and the children were
living in a shelter.
Richard and Cindy realized they would not be able to
care for the expected twins, and so determined to relinquish
them for adoption.
They consulted Durand Cook, an attorney specializing in adoption, for
this purpose.
Richard
initially identified himself to Cook as one quarter American Indian.
However, when told the adoptions would be delayed or prevented
if Richard's Indian ancestry were known, Richard filled in a
revised form, omitting the information that he was Indian.
During
the ninth month of Cindy's pregnancy, she and Richard met
with a social worker from Vista Del Mar.
On November 11 and 12 respectively, after receiving counseling concerning
the relinquishment and adoption process as required by regulations (Cal.Code
Regs., tit. 22, §
35128
et seq.)
*1494
promulgated by the Department of Social Services, pursuant to legislative
authority (Welf. & Inst.Code, §
10553;
see
now Fam.Code §
8621),
Richard and Cindy signed documents relinquishing the twins to Vista
Del Mar, with the intent that they would be adopted
by the R's.FN5
The
relinquishments were filed with the state Department of Social Services
on November 23, 1993.FN6
Although**518
the relinquishment documents contained direct queries as to whether
either biological parent was of Indian descent, Richard concealed his
Indian ancestry and listed his “basic
ethnic group”
as “white.”
FN5.
The
record indicates that the R's paid approximately $14,000 to Cook
for the birth mother's expenses, in addition to attorney's fees.
FN6.
Since
January 1, 1994, the California statutes governing agency adoptions are
found in Chapter 2 (§§
8700
et seq.) of Part 2 of Division 13, “Adoption,”
of the Family Code.
These statutes are substantially identical to statutes in the Civil
Code, now repealed, which previously governed the same subject matter.
Together with related statutes and regulations, they provide in pertinent
part that:
(1)
Either or both biological parents may relinquish a child to
a licensed adoption agency or the Department of Social Services
(Fam.Code, §
8700,
subd. (a));
(2)
the relinquishment must be executed after the child is born
and when the birth mother has been released from the
hospital or declared competent by her attending physician to execute
a valid relinquishment (22 Cal.Code Reg. §
35139);
(3)
each relinquishing parent must also sign, in the presence of
an agency representative and two additional adult witnesses, a “Statement
of Understanding,”
indicating the parent's clear understanding of the effects of the
relinquishment (22 Cal.Code Reg. §§
35149;
35151(a)(2)(a));
(4)
when executed in compliance with the above requirements, a relinquishment
is final upon filing with the Department, and
may be rescinded thereafter only by the mutual consent of
the relinquishing parent or parents and the Department or licensed
adoption agency
(Fam.Code, §
8700,
subd. (d));
(5)
the biological parents may designate the prospective adoptive family, and,
if the child is not placed with that family, may
rescind the relinquishment within 30 days (Fam.Code, §
8700,
subds. (e), (f) and (g));
(6)
the
filing of the relinquishment terminates all parental rights
(Fam.Code, §
8700,
subd. (h));
(7)
a child who is relinquished should be placed with a
relative, or, if a relative is not available, with a
family of the same racial or ethnic background as the
child, or, if no such family is available within 90
days of the relinquishment, after a diligent search, with any
suitable family (Fam.Code, §
8708);
(8)
the above preferences need not be applied if the birth
parents request otherwise (Fam.Code, §
8709);
(9)
a person who has been approved by the Department or
a licensed adoption agency to adopt a child may file
a petition for adoption in the county where the petitioner
resides (Fam.Code, §§
8704,
8714);
and
(10) if the prospective adoptive parents reside outside of California,
they may file a petition for adoption in the state
where they reside under the Interstate Compact on the Placement
of Children (Fam.Code, §
7901).
It
is undisputed that, but for the challenged application of ICWA,
the biological parents' relinquishments of parental rights were valid and
final under the above statutes as of November 23, 1993,
the date when the relinquishments were filed with the Department
of Social Services in Sacramento.
A
few days after the relinquishments were executed, the R's returned
with the twins to their home in Ohio, where they
have lived as a family ever since.
On May 4, 1994, the R's filed a petition in
Franklin County, Ohio, to adopt Bridget and Lucy.
That petition is presumably still pending.FN7
FN7.
The
adoption of the twins in Ohio, after a relinquishment of
parental rights in California, is authorized under the Interstate Compact
on the Placement of Children (Fam.Code, §
7901.)
*1495
In December of 1993, Richard told his mother, Karen, about
Cindy's pregnancy, the birth of the twins and their adoption.
In early February of 1994, Karen contacted attorney Cook.
At approximately the same time, Karen contacted the Tribe.
A representative of the Tribe contacted Cook in February or
March of 1994.
Cook informed the R's of this communication.
On March 4, 1994, Amy Martin, the Tribe's Chairperson, wrote
to the Los Angeles County Children's Court, stating that the
twins were potential members of the Tribe and requesting intervention
in any proceedings concerning them.
On approximately that same date, Karen submitted tribal enrollment applications
for herself, Richard, the twins, and Richard's two other children.
On March 9, 1994, Amy Martin wrote to Vista Del
Mar, stating that the twins were of Indian descent, and
Karen, their paternal grandmother, wished them placed within the extended
Indian family.
During
these weeks and months, the relationship between Richard and Cindy
was deteriorating.
On April 27, 1994, Cindy obtained a restraining order, which
required Richard to remain at least 100 yards from Cindy
and their two sons, Anthony and Richard Andrew.
In a declaration in support of her application for the
restraining order, Cindy related that on numerous occasions during March,
Richard hit and kicked Cindy and pushed her down, broke
furniture, and abused the one- and two-year-old children by picking
them up by the neck and shaking or dropping them,
poking them in the face, or hitting them in the
head.
On at least one of these occasions, Richard was intoxicated.
FN8
FN8.
The
restraining order is included in the record on appeal, although
it was not admitted into evidence in the proceedings below.
At the request of the R's, we have taken judicial
notice of the order and supporting documents.
(Evid.Code,
§
452.)
On
April 22, 1994, Richard sent to Vista Del Mar a
letter which stated that Richard wished to rescind his relinquishment
of the twins and to have them raised within his
extended family.
This letter was drafted by Lorraine Laiwa, a member of
the Tribe.
Laiwa read the letter to Richard over the telephone.
After he approved its contents, she mailed it to him
for his signature.
After signing the letter, Richard sent the original to Vista
Del Mar and a copy to his mother.
Richard later testified that his intent, when he signed the
letter, was to place the twins with his sister.
On
June 20, 1994, Richard had a meeting with Elias Lefferman,
Ph.D., Director of Community Services at Vista Del Mar, concerning
the request to rescind his relinquishment of the twins.
During this meeting, Richard acknowledged that he had previously concealed
his Indian ancestry.
He stated that his decision to rescind his relinquishment of
parental rights was prompted by his mother, Karen, so that
Richard's sister could raise the
*1496
twins.
Vista Del Mar denied Richard's request to withdraw the relinquishments,
and the proceedings that are now before us for review
followed.FN9
FN9.
Such
proceedings include:
(1)
a petition to declare the twins free of parental custody
and control under Family Code section 7822, filed by the
R's;
(2)
a motion to intervene, filed by the Tribe and (3)
a complaint for declaratory relief, filed by Vista Del Mar.
CONTENTIONS
On
appeal and in their petition for writ of mandate, the
adoptive parents contend that:
(1)
the trial court erred in failing to recognize the “existing
Indian family”
doctrine and (2) ICWA is unconstitutional, unless limited by the
“existing
Indian family”
doctrine, in that it (a) impedes the exercise of fundamental
rights of adopted children and their adoptive **519
families;
(b)
creates an impermissible racial classification, and (c) exceeds the enumerated
powers of Congress and violates the Tenth Amendment.
In
the alternative, the adoptive parents argue that, even if ICWA
is constitutional and is not limited by the “existing
Indian family”
doctrine, the trial court's order must be reversed, because:
(1)
Richard is not a presumed father, (2) the Tribe is
precluded from retroactively enrolling Richard and the twins as tribal
members, (3) the twins are only 3/32 Indian, (4) the
biological parents, having concealed Richard's Indian heritage in order to
facilitate the adoption, are estopped from invoking ICWA to prevent
it and (5) ICWA's provisions do not defeat the requirement
that a hearing must be held on the issue of
whether a change of custody to the extended biological family
is in the best interests of the children or will
be a detriment to them.
DISCUSSION
1.
Summary
of Relevant Portions of ICWA.
ICWA,
enacted by Congress to prevent the further “wholesale
separation of Indian children from their families”
through state court proceedings, was prompted by studies conducted in
the 1970's which showed that Native American children were being
removed from their homes, through both foster care and adoption,
in disproportionate numbers.
(Mississippi
Band of Choctaw Indians v. Holyfield, supra,
490 U.S. at pp. 32-37, 109 S.Ct. at pp. 1599-1602.)
The
Act is broken down into two titles.
In this case, we are concerned only with Title I
(25 U.S.C. §§
1901-1923),
which provides for the allocation of jurisdiction over Indian child
custody proceedings between Indian tribes and the States and establishes
federal standards to protect Indian families.
*1497
Title II of the Act (25 U.S.C. §§
1931-1963)
provides for grants to Indian tribes and organizations to operate
child and family service programs.
Sections
1901 and 1902 set forth the historical and policy bases
of ICWA.
The stated policies are to protect the best interests of
Indian Children and protect the cultural heritage of Indian nations
from destruction through the removal of children from Indian tribes.
Section
1903 defines the Act's operative terms.
An “Indian
child”
is defined as “any
unmarried person who is under age eighteen and either (a)
is a member of an Indian tribe or (b) is
eligible for membership in an Indian tribe and is the
biological child of a tribal member.”
(25
U.S.C. §
1903(4).)
An “Indian
tribe”
is “any
Indian tribe, band, nation, or other organized group or community
of Indians recognized as eligible for the services provided to
Indians by the Secretary because of their status as Indians....”
(25
U.S.C. §
1903(8).)
Section
1911(a) gives an Indian tribe “exclusive
jurisdiction as to any State over any child custody proceeding
involving an Indian child who resides on or is domiciled
within”
the tribal reservation.
When an Indian child who is not domiciled on a
reservation is the subject of child custody proceedings in a
state court, section 1911(b) provides that, absent good cause, jurisdiction
shall be transferred to the child's tribe upon request by
either parent or the tribe.
Subdivision (c) provides that an Indian child's tribe may intervene
in any state court custody proceeding affecting the child.
Subdivision (d) requires all jurisdictions within the United States to
give full faith and credit to the acts of an
Indian tribe that are applicable to Indian child custody proceedings.
Section
1912 provides standards for involuntary proceedings respecting the removal of
Indian children from their homes.
These include a requirement of clear and convincing evidence of
a threat of serious harm before an Indian child may
be placed in foster care or in the custody of
a guardian (§
1912(e)),
and a requirement of proof beyond a reasonable doubt, supported
by the testimony of qualified experts, of a threat of
serious harm before parental rights respecting an Indian child may
be terminated (§
1913(f)).
Section
1913 sets forth standards for voluntary foster care placements and
voluntary terminations of parental rights.
Subsection (a) provides that Indian parents who relinquish their parental
rights must execute the relinquishments in writing before a judge,
who must certify that the proceedings were **520
explained to the parents in a language they understand.
Subsection (a) further provides that “Any
consent given prior to, or within
*1498
ten days after, birth of the Indian child shall not
be valid.”
Subsection (b) provides that a parent or Indian custodian may
withdraw consent to a foster care placement at any time,
and upon such withdrawal, the child must be returned.
Subsection (c) provides that a parent or Indian custodian may
withdraw consent to termination of parental rights at any time
until entry of a final order of adoption or termination,
and upon such withdrawal, the child must be returned.
Subsection (d) provides that a final court decree of adoption
may be overturned at any time within two years of
its entry if parental consent was obtained through fraud or
duress.
Section
1914 of ICWA allows any Indian child, parent or Indian
custodian from whom a child was removed, and the Indian
child's tribe to petition a court of competent jurisdiction to
invalidate a foster care placement or termination of parental rights
upon a showing that such action violated any provision of
sections 1911, 1912 or 1913.
2.
The
“Existing
Indian Family”
Doctrine.
As
noted above, ICWA applies to any child who is either:
(1)
a member of an Indian tribe, or (2) eligible to
be a member, and
the biological child of a member of a tribe.
(§
1903(4).)
However, some courts have declined to apply the Act where
a child is not being removed from an existing Indian
family, because, in such circumstances, ICWA's underlying policies of preserving
Indian culture and promoting the stability and security of Indian
tribes and families are not furthered.
(In
re Adoption of Crews, supra,
825 P.2d 305;
Matter
of Adoption of Baby Boy L., supra,
643 P.2d 168.)
The
earliest case to articulate what later became known as the
“existing
Indian family”
doctrine was Matter
of Adoption of Baby Boy L., supra,
643 P.2d 168.
In that case, the Kansas Supreme Court observed that the
purpose of ICWA was to maintain family and tribal relationships
existing in Indian homes and to set standards for removal
of Indian children from an existing Indian environment.
(643
P.2d at p. 175.)
The court found that the child whose custody was at
issue in that case had been relinquished by his non-Indian
mother at birth and had never been in the custody
of his Indian father.
The child thus had never been part of an Indian
family relationship.
Preservation of an Indian family was therefore not involved in
the case;
consequently,
ICWA did not apply.
(643
P.2d at p. 175;
see
also Matter
of Adoption of T.R.M.
(Ind., 1988) 525 N.E.2d 298, 303;
Claymore
v. Serr
(S.D., 1987) 405 N.W.2d 650, 654;
In
the Interest of S.A.M.
(Mo.App., 1986) 703 S.W.2d 603, 609;
Matter
of Adoption of Baby Boy D.
(Ok., 1985) 742 P.2d 1059, 1064, cert.
den.
by Harjo
v. Duello
(1988) 484 U.S. 1072, 108 S.Ct. 1042, 98 L.Ed.2d 1005.)
*1499
While the above cases found ICWA inapplicable because the Indian
child himself (or herself) had never lived in an Indian
environment, other cases have focused upon the question of whether
the child's natural family was part of an Indian tribe
or community or maintained a significant relationship with one.
In Matter
of Adoption of Crews, supra,
825 P.2d 305, a case involving facts very similar to
those before us, the Supreme Court of Washington found ICWA
inapplicable to an adoption proceeding where the biological parents had
no substantial ties to a specific tribe, and neither the
parents nor their families had resided or planned to reside
within a tribal reservation, although the birth mother was formally
enrolled as a tribal member.
In such a situation, the court found the application of
ICWA would not further the Act's policies and purposes and
would consequently not be proper.
(825
P.2d at pp. 308-310;
see
also, Hampton
v. J.A.L.
(La.App., 2 Cir., 1995) 658 So.2d 331, 336, aff'd. by
Supreme Court of Louisiana at 662 So.2d 478.)
In
California, at least two courts have recognized the existing family
doctrine.
In In
re Wanomi P.
(1989) 216 Cal.App.3d 156, 264 Cal.Rptr. 623, the court found
ICWA inapplicable by its express terms, because the tribe to
which the child's mother belonged was a Canadian tribe, not
a federally recognized tribe, as required by section 1903(8) of
**521
ICWA.
(216
Cal.App.3d at p. 166, 264 Cal.Rptr. 623.)
However, the court also observed, in dictum, that regulating the
unwarranted removal of children from Indian families by nontribal agencies
was among the objectives of ICWA, and no evidence suggested
the existence of an Indian family from which the minor
was being removed.
(Id.
at p. 168, 264 Cal.Rptr. 623.)
Thus, the court noted that there would be no occasion
for an application of ICWA.
(Ibid.)
In
In
re Baby Girl A.
(1991) 230 Cal.App.3d 1611, 282 Cal.Rptr. 105, the majority found
the baby's tribe had a right to intervene in adoption
proceedings.
However, the right of intervention existed under state law, independently
of ICWA.
(230
Cal.App.3d at pp. 1618-1619, 282 Cal.Rptr. 105.)
The court found that, upon remand of the action, the
preferences for the placement of Indian children in Indian families
or settings, which are provided in section 1915 of ICWA,
need not be followed if the trial court found the
child had no actual Indian family ties.
(230
Cal.App.3d at pp. 1620-1621, 282 Cal.Rptr. 105.)
Two
other California courts, however, have refused to apply the existing
Indian family doctrine, or at least that version of the
doctrine which holds that ICWA applies only if the child
himself (or herself)
has lived in an Indian family or community.
In In
re Adoption of Lindsay C., supra,
229 Cal.App.3d 404, 280 Cal.Rptr. 194, the court characterized the
doctrine as follows:
“Generally
speaking, [the doctrine] hold[s] the Act inapplicable in adoption proceedings
involving an illegitimate Indian child who has never been a
member of an Indian home or
*1500
Indian culture, and who is being given up by his
or her non-Indian mother.”
(229
Cal.App.3d at p. 410, 280 Cal.Rptr. 194.)
The Lindsay
C.
court rejected the doctrine as so characterized.
(Id.
at pp. 415-416, 280 Cal.Rptr. 194.)
The trial court had found the tribe of the child's
unwed father had no right to notice of a pending
step-parent adoption affecting the child, because he was the illegitimate
child of a non-Indian mother, had always resided with the
non-Indian mother, and had never been in the care or
custody of the natural father, nor had any connection with
Indian culture.
Thus, without ever considering whether the natural father had significant
ties with an Indian community, which he might one day
share with the child if their family ties were not
severed, the trial court concluded that no issue of the
preservation of an Indian family was involved, as the
child
had never been a part of an Indian family.
(Id.
at p. 415, 280 Cal.Rptr. 194.)
The Court of Appeal rejected this reasoning and reversed.
(Id.
at pp. 415-416, 280 Cal.Rptr. 194.)
Likewise
in In
re Junious M.
(1983) 144 Cal.App.3d 786, 193 Cal.Rptr. 40, in a proceeding
under (former) Civil Code section 232, the child's mother informed
the court on the third day of trial that she
was of Indian descent.
(144
Cal.App.3d at pp. 788-789, 193 Cal.Rptr. 40.)
The court found the mother's tribe had a right to
notice of the proceedings and a right to intervene, even
though the minor had never lived in an Indian environment.
“The
language of the Act contains no [existing Indian family] exception
to its applicability, and we do not deem it appropriate
to create one judicially.”
(Id
at p. 796, 193 Cal.Rptr. 40, citing A.B.M.
v. M.H.
(Alaska 1982) 651 P.2d 1170, 1173.)
FN10
FN10.
The
biological parents argue that an additional California case, In
re Crystal K.
(1990) 226 Cal.App.3d 655, 276 Cal.Rptr. 619, also declines to
apply the existing Indian family doctrine, but that characterization is
not entirely accurate.
In Crystal
K,
the court rejected the mother's contention that her action to
terminate the parental rights of her former husband fell under
the exception provided under the express terms of ICWA for
custody proceedings that are part of a state proceeding for
the dissolution of a marriage.
(226
Cal.App.3d at p. 663-664, 276 Cal.Rptr. 619.)
The closest Crystal
K
came to rejecting the existing Indian family doctrine was to
say that “To
the extent Wanomi
P.
narrowly construes “Indian
home”
and “removal,”
we disagree with that court on the facts before us....”
(Id.
at p. 665, 276 Cal.Rptr. 619.)
Crystal
K.
found that ICWA applied “even
[under] Baby
Boy L.'s
643 P.2d 168, characterization of the Act's purposes....”
(Ibid.)
[2]
We
agree that a rule which would preclude the application of
ICWA to any Indian child who has not himself
(or herself)
lived in an Indian family does not comport with either
the language or purpose of the Act.
Moreover, the United States Supreme Court has implicitly rejected any
such limitation**522
on ICWA.
In Mississippi
Band of Choctaw Indians v. Holyfield, supra,
490 U.S. 30, 109 S.Ct. 1597, the only case in
which the federal high court has construed ICWA, application of
the Act's tribal jurisdiction provisions (25 U.S.C. §
1911(a))
was challenged by the adoptive parents of illegitimate twin babies
whose parents were enrolled members of an Indian tribe and
were residents of the tribal reservation.
(490
U.S. at pp. 37-38, 109 S.Ct. at pp. 1602-03.)
The
*1501
babies were born off of the reservation and immediately relinquished
to a non-Indian family, who adopted them in the state
Chancery court.
The birth mother returned home to the reservation after giving
birth.
On a subsequent motion by the tribe to vacate the
adoption on the ground that the tribal court had exclusive
jurisdiction over matters affecting the children's custody, the state court
found the children had never resided, or even been physically
present, on the reservation, and were thus not domiciled there.
Consequently, the court found ICWA did not apply.
(Ibid.)
The
Supreme Court reversed (Id.
at p. 41, 109 S.Ct. at p. 1604), finding that
(1) a general federal rule of domicile must apply for
purposes of determining jurisdiction under ICWA (Id.
at pp. 43-45, 109 S.Ct. at pp. 1605-1607);
(2)
under such rule, the children's domicile at birth followed that
of their natural mother, and she was domiciled on the
reservation (Id.
at pp. 47-49, 109 S.Ct. at pp. 1607-1609);
(3)
therefore, the tribe had exclusive jurisdiction over custody proceedings affecting
the children under section 1911(a).
(Id.
at p. 53, 109 S.Ct. at p. 1610-1611.)
[3]
Holyfield
establishes, by clear implication, that an application of ICWA will
not be defeated by the mere fact that an Indian
child has not himself (or herself) been part of an
Indian family or community.
However, it does not follow from Holyfield
that ICWA should apply when neither the child nor
either natural parent
has ever resided or been domiciled on a reservation or
maintained any significant social, cultural or political relationship with an
Indian tribe.FN11
To
the contrary, in our view, there are significant constitutional impediments
to applying ICWA, rather than state law, in proceedings affecting
the family relationships of persons who are not residents or
domiciliaries of an Indian reservation, are not socially or culturally
connected with an Indian community, and, in all respects except
genetic heritage,
are indistinguishable from other residents of the state.
These impediments arise from the due process and equal protection
guarantees of the Fifth and Fourteenth Amendments and from the
Tenth Amendment's reservation to the states of all powers not
delegated to the federal government.
We must, of course, construe the statute to uphold its
constitutionality.
(Edward
J. DeBartolo Corp. v. Florida Gulf Coast Bldg. & Const.
Trades Council
(1983) 485 U.S. 568, 575, 108 S.Ct. 1392, 1397-1398, 99
L.Ed.2d 645;
Adoption
of Kelsey S.
(1992) 1 Cal.4th 816, 826, 4 Cal.Rptr.2d 615, 823 P.2d
1216.)
FN11.
We
note in passing that Congress in 1987 failed to approve
amendments to ICWA which were described in materials considered by
the Senate Select Committee on Indian Affairs as having the
effect of precluding application of the existing Indian family doctrine.
(See
Hearings before the Senate Select Com. on Indian Affairs, United
States Senate, 100th Cong., 1st Sess. on Oversight Hearings on
the Indian Child Welfare Act, Nov. 10, 1987, Appendix B,
pp. 167-171.)
*1502
3.
Constitutional
Limitations Upon the Scope of ICWA.
a.
Due
Process.
The
intent of Congress in enacting ICWA was to “protect
the best interests of Indian children,”
as well as “promote
the stability and security of Indian tribes and families.”
(25
U.S.C. §
1902.)
These two elements of ICWA's underlying policy are in harmony
in the circumstance in which ICWA was primarily intended to
apply-where nontribal public and private agencies act to remove Indian
children from their homes and place them in non-Indian homes
or institutions.
(See
25 U.S.C. §
1901(4).)
But in cases such as this one, where, owing to
noncompliance with ICWA's procedural requirements, ICWA's remedial provisions are invoked
to remove children from adoptive families to whom the children
were
voluntarily given by the biological parents,
the harmony is bound to be strained.
Indeed, in circumstances of this kind, the interests of the
tribe and the biological family may be in direct conflict
**523
with the children's strong needs, which we find to be
constitutionally protected, to remain through their developing years in one
stable and loving home.
[4]
An
individual's many related interests in matters of family life are
compelling and are ranked among the most basic of civil
rights.
(Quilloin
v. Walcott
(1978) 434 U.S. 246, 255, 98 S.Ct. 549, 554-55, 54
L.Ed.2d 511;
In
re Marilyn H.
(1993) 5 Cal.4th 295, 306, 19 Cal.Rptr.2d 544, 851 P.2d
826.)
The United States Supreme Court has stated that “[t]he
intangible fibers that connect parent and child have an infinite
variety.
They are woven throughout the fabric of our society, providing
it with strength, beauty and flexibility.
It is self-evident that they are sufficiently vital to merit
constitutional protection in appropriate cases.”
(Lehr
v. Robertson
(1983) 463 U.S. 248, 256, 103 S.Ct. 2985, 2990, 77
L.Ed.2d 614.)
The high court has explained that its decisions which accord
federal constitutional protection to certain parental rights rest upon “the
historic respect-indeed, sanctity would not be too strong a term-traditionally
accorded to the relationships that develop within the unitary family.”
(Michael
H. v. Gerald D.
(1989) 491 U.S. 110, 123, 109 S.Ct. 2333, 2342, 105
L.Ed.2d 91.)
[5][6][7]
Family
rights are afforded not only procedural but also substantive protection
under the due process clause.
*1503
(Meyer
v. Nebraska,
262 U.S. 390, 399-401, 43 S.Ct. 625, 626-627, 67 L.Ed.
1042, law against teaching foreign languages in elementary schools did
not serve sufficiently compelling public purpose to justify infringement of
due process rights of students to acquire knowledge and of
parents to control their children's education;
Stanley
v. Illinois
(1972) 405 U.S. 645, 649, 92 S.Ct. 1208, 1211-1212, 31
L.Ed.2d 551, “[A]s
a matter of due process of law, Stanley was entitled
to a hearing on his fitness as a parent before
his children were taken from him....”;
Santosky
v. Kramer
(1982) 455 U.S. 745, 753, 102 S.Ct. 1388, 1394-1395, 71
L.Ed.2d 599, “When
the State moves to destroy weakened familial bonds, it must
provide the parents with fundamentally fair procedures.”;
Moore
v. East Cleveland
(1977) 431 U.S. 494, 502, 97 S.Ct. 1932, 1937, 52
L.Ed.2d 531, [local ordinance which limited occupancy of a dwelling
unit to members of a nuclear family violated Due Process
Clause].)
Substantive due process prohibits governmental interference with a person's fundamental
right to life, liberty or property by unreasonable or arbitrary
legislation.
(Moore
v. East Cleveland, supra,
431 U.S. at pp. 501-502, 97 S.Ct. at pp. 1936-1937;
In
re David B.
(1979) 91 Cal.App.3d 184, 192-193, 154 Cal.Rptr. 63.)
Legislation which interferes with the enjoyment of a fundamental right
is unreasonable under the Due Process Clause and must be
set aside or limited unless such legislation serves a compelling
public purpose and is necessary to the accomplishment of that
purpose.
In other words, such legislation would be subject to a
strict scrutiny standard of review.
(Moore
v. East Cleveland, supra,
431 U.S. at p. 499, 97 S.Ct. at pp. 1935-1936;
Bates
v. City of Little Rock
(1960) 361 U.S. 516, 524, 80 S.Ct. 412, 417, 4
L.Ed.2d 480;
Sherbert
v. Verner
(1963) 374 U.S. 398, 406, 83 S.Ct. 1790, 1795, 10
L.Ed.2d 965;
see
also Poe
v. Ullman
(1961) 367 U.S. 497, 547, 81 S.Ct. 1752, 1779, 6
L.Ed.2d 989, dis. opn of Harlan, J.)
When
discussing constitutional protections of family relationships, the courts have focused
more often upon the rights of parents than those of
children.
The United States Supreme Court has declared that the interests
“of
a
man
in the children he has sired and raised ...
undeniably warrants deference”
(Stanley
v. Illinois, supra,
405 U.S. at p. 651, 92 S.Ct. at p. 1212;
italics
added) and that parents'
interest in the “care,
companionship, custody and management”
of their children has “
‘a
momentum for respect lacking when appeal is made to liberties
which derive merely from shifting economic arrangements.’
[Citation.]”
(Ibid.,
italics added;
see
also Santosky
v. Kramer, supra,
455 U.S. at p. 753, 102 S.Ct. at p. 1394-1395;
Lassiter
v. Department of Social Services
(1981) 452 U.S. 18, 27, 101 S.Ct. 2153, 2159-2160, 68
L.Ed.2d 640.)
The California Supreme Court has likewise declared a parent's
interest in the care, custody and management of his or
her children to be “a
compelling one, ranked among the most basic of civil rights.”
(In
re Marilyn H., supra,
5 Cal.4th at p. 306, 19 Cal.Rptr.2d 544, 851 **524
P.2d 826;
see
also Adoption
of Kelsey S., supra,
1 Cal.4th at pp. 830-848, 4 Cal.Rptr.2d 615, 823 P.2d
1216;
In
re Angelia P.
(1981) 28 Cal.3d 908, 916, 171 Cal.Rptr. 637, 623 P.2d
198.)
However,
the courts have described the constitutional principles which govern familial
rights in language which strongly suggests the Constitution
*1504
protects the familial interests of children just as it protects
those of parents.
The federal high Court has said that “the
relationship between
parent and child
is constitutionally protected”
(Quilloin
v. Walcott, supra,
434 U.S. 246, 255, 98 S.Ct. 549, 554, 54 L.Ed.2d
511;
italics
added) and also has “emphasized
the paramount interest in the welfare of children and has
noted that the rights of the parents are a counterpart
of the responsibilities they have assumed.”
(Lehr
v. Robertson, supra,
463 U.S. at p. 257, 103 S.Ct. at p. 2991.)
Our own Supreme Court has stated that the right of
parents to the care, custody and management of their children,
although fundamental, is not absolute, and has stated that
“[c]hildren,
too, have fundamental rights-including the fundamental right to be protected
from neglect and to ‘have
a placement that is stable [and] permanent.’
”
(In
re Jasmon O., supra,
8 Cal.4th 398, 419, 33 Cal.Rptr.2d 85, 878 P.2d 1297,
quoting In
re Marilyn H., supra,
5 Cal.4th at p. 306, 19 Cal.Rptr.2d 544, 851 P.2d
826.)
“Children
are not simply chattels belonging to the parent, but have
fundamental interests of their own that may diverge from the
interests of the parent.
”
(In
re Jasmon O., supra,
8 Cal.4th at p. 419, 33 Cal.Rptr.2d 85, 878 P.2d
1297;
italics
added.)
[8]
Moreover,
as a matter of simple common sense, the rights of
children in their family relationships are at least as fundamental
and compelling as those of their parents.
If anything, children's familial rights are more compelling than adults',
because children's interests in family relationships comprise more than the
emotional and social interests which adults have in family life;
children's
interests also include the elementary and wholly practical needs of
the small and helpless to be protected from harm and
to have stable and permanent homes in which each child's
mind and character can grow, unhampered by uncertainty and fear
of what the next day or week or court appearance
may bring.
(See
generally, In
re Jasmon O., supra,
8 Cal.4th at p. 419, 33 Cal.Rptr.2d 85, 878 P.2d
1297.)
[9]
Cases
which hold that deference is to be accorded to parental
rights do so in part on the assumption that children's
needs generally are best met by helping parents achieve their
interests.
(Santosky
v. Kramer, supra,
455 U.S. at pp. 759-761, 102 S.Ct. at pp. 1397-1399;
Stanley
v. Illinois, supra,
405 U.S. at p. 649, 92 S.Ct. at p. 1211;
Cynthia
D. v. Superior Court
(1993) 5 Cal.4th 242, 253-254, 19 Cal.Rptr.2d 698, 851 P.2d
1307;
In
re Angelia P., supra,
28 Cal.3d at pp. 916-917, 171 Cal.Rptr. 637, 623 P.2d
198.)
In some situations, however, children's and parents' rights conflict, and
in these situations, the legal system traditionally protects the child.
(Cynthia
D. v. Superior Court, supra,
5 Cal.4th at p. 254, 19 Cal.Rptr.2d 698, 851 P.2d
1307;
In
re Angelia P., supra,
28 Cal.3d at p. 917, 171 Cal.Rptr. 637, 623 P.2d
198.)
Circumstances
in which a parent's and child's interest diverge, and the
child's interests are found more compelling, include circumstances where a
child has been in out-of-home placement under the jurisdiction of
a dependency court for 18 months, and the parent has
failed to correct the problems
*1505
which caused the child to be removed from the home.
(In
re Jasmon O., supra,
8 Cal.4th at pp. 419-422, 33 Cal.Rptr.2d 85, 878 P.2d
1297;
Cynthia
D. v. Superior Court, supra,
5 Cal.4th at pp. 254-256, 19 Cal.Rptr.2d 698, 851 P.2d
1307.)
In cases of this kind, the California Supreme court has
ruled that a substantial likelihood that the child will suffer
serious trauma if separated from the foster family can establish
sufficient detriment to overcome the parents' right to the care,
custody and companionship of the child.
(In
re Jasmon O., supra,
8 Cal.4th at pp. 418-419, 33 Cal.Rptr.2d 85, 878 P.2d
1297.)
A child's right to remain in a stable home is
also found both to be adverse to and to outweigh
a parent's interests where a natural father failed to show
a commitment to the child within a reasonable time of
learning of the mother's pregnancy, but later seeks to **525
assert parental rights and disturb an adoptive placement or step
parent family in which the child is secure and thriving.
(Lehr
v. Robertson, supra,
463 U.S. at pp. 261-262, 103 S.Ct. at pp. 2993-2994;
Quilloin
v. Walcott, supra,
434 U.S. at p. 255, 98 S.Ct. at p. 554-555;
Adoption
of Michael H., supra,
10 Cal.4th at pp. 1054-1058, 43 Cal.Rptr.2d 445, 898 P.2d
891.)
In such cases, the United States Supreme Court has ruled
that the parental rights of the natural father are superseded
by policies favoring preservation of the child's existing family unit.
(Quilloin
v. Walcott, supra,
434 U.S. at p. 255, 98 S.Ct. at p. 554-555.)
Both
the California Supreme Court and the United States Supreme Court
have also recognized that a person's interests and rights respecting
family relationships do not necessarily depend upon the existence of
a biological relationship.
(Lehr
v. Robertson, supra,
463 U.S. at p. 261, 103 S.Ct. at p. 2993;
Adoption
of Michael H.,
(1995) 10 Cal.4th 1043, 1057-1058, 43 Cal.Rptr.2d 445, 898 P.2d
891.)
The United States Supreme Court has stated that “[n]o
one would seriously dispute”
that familial interests and rights may attach to the emotional
ties which grow between members of a de facto family.
(Smith
v. Organization of Foster Families
(1977) 431 U.S. 816, 844, 97 S.Ct. 2094, 2109-2110, 53
L.Ed.2d 14.)
Both high courts have recognized that such interests and rights
may outweigh biological relationships under some circumstances.
(Lehr
v. Robertson, supra,
463 U.S. at p. 261, 103 S.Ct. at p. 2993;
Quilloin
v. Walcott, supra,
434 U.S. at p. 255, 98 S.Ct. at p. 554-555;
Smith
v. Organization of Foster Families, supra,
431 U.S. at pp. 843-844, 97 S.Ct. at pp. 2109-2110;
Adoption
of Michael H., supra,
10 Cal.4th at pp. 1057-1058, 43 Cal.Rptr.2d 445, 898 P.2d
891.)
FN12
FN12.
In
Smith
v. Organization of Foster Families, supra,
431 U.S. 816, 97 S.Ct. 2094, the United States Supreme
Court declined to find that the plaintiff foster parents had
constitutionally protected interests in their relationships with the foster children.
(431
U.S. at p. 847, 97 S.Ct. at p. 2111.)
One determinative factor which prevented such a finding was the
fact that a foster parent-foster child relationship is the product
of a “knowingly
assumed”
contractual relationship between the state and the foster parent, in
which the foster parent agrees to the essentially temporary nature
of the arrangement.
(Id.
at pp. 845-846, 97 S.Ct. at pp. 2110-2111.)
However, the high court acknowledged that similar relationships may carry
constitutional protections in appropriate circumstances (Id.
at p. 844, 97 S.Ct. at p. 2109), and the
court later cited language from Smith
in the course of ruling that a natural parent's rights
do not always take precedence over those of the children
and their de facto families.
(Lehr
v. Robertson, supra,
463 U.S. at p. 261, 103 S.Ct. at p. 2993.)
[10][11]
Here,
the biological parents have come before the court after having
voluntarily
relinquished
their twin girls for adoption.
The biological parents
*1506
claim they are entitled to reestablish their relationship with the
children, because their relinquishments of parental rights were not executed
in accordance with ICWA.
However, any claim which they may have under the statute
does not necessarily establish a claim to that deference which
parental rights are generally accorded under the Constitution.
A biological parent's constitutional
rights, like other constitutional rights, may be waived, provided only
that the waiver is knowingly and intelligently made (D.H.
Overmyer Co., Inc. v. Frick Co.
(1972) 405 U.S. 174, 185-186, 92 S.Ct. 775, 782-783, 31
L.Ed.2d 124;
Tyler
v. Children's Home Society
(1994) 29 Cal.App.4th 511, 545, 35 Cal.Rptr.2d 291), and the
counselling which is required by California law before a parent
may relinquish a child for adoption has been held to
be sufficient to assure that any waiver of parental rights
is knowing and intelligent.
(Tyler
v. Children's Home Society, supra,
29 Cal.App.4th at pp. 546-547, 35 Cal.Rptr.2d 291.)
[12]
Given
the failure to comply with procedural requirements of ICWA, we
cannot conclude that there has been a waiver of parental
rights in this case.
However, as we have observed, prior judicial decisions establish that,
where a child has formed familial bonds with a de
facto family with whom the child was placed owing to
a biological parent's unfitness (In
re Jasmon O., supra,
8 Cal.4th at p. 418, 33 Cal.Rptr.2d 85, 878 P.2d
1297) or initial failure to establish a parent-child relationship (Lehr
v. Robertson, supra,
463 U.S. at p. 261, 103 S.Ct. at p. 2993;
Adoption
of Michael H., supra,
10 Cal.4th at **526
p. 1057, 43 Cal.Rptr.2d 445, 898 P.2d 891), and where
it is shown that the child would be harmed by
any severance of those bonds, the child's constitutionally protected interests
outweigh those of the biological parents.
(Lehr
v. Robertson, supra,
463 U.S. at pp. 261-262, 103 S.Ct. at pp. 2993-2994;
Adoption
of Michael H., supra,
10 Cal.4th at pp. 1057-1058, 43 Cal.Rptr.2d 445, 898 P.2d
891;
In
re Jasmon O., supra,
8 Cal.4th at pp. 418-419, 33 Cal.Rptr.2d 85, 878 P.2d
1297.)
The rule can logically be no different where children have
become bonded to a family in which they were placed
after a knowing, intelligent and express relinquishment of parental rights.
Inasmuch as children have a liberty interest in the continuity
and stability of their homes (In
re Jasmon O., supra,
8 Cal.4th at p. 419, 33 Cal.Rptr.2d 85, 878 P.2d
1297;
In
re Marilyn H., supra,
5 Cal.4th at p. 306, 19 Cal.Rptr.2d 544, 851 P.2d
826), where a child's biological parents knowingly and intelligently relinquish
the child to others for the express purpose of giving
the child a loving and stable home, the biological parents'
voluntary act constitutes at the very least a voluntary subordination
of their constitutional rights to those of the children.
The biological parents thus must rely solely upon ICWA for
any claim which they might have in this matter.
[13][14]
*1507
The interests of the Tribe in this dispute are likewise
based solely upon ICWA.
There neither is nor can be any claim that the
Tribe's interests are constitutionally protected.
The R's, as the prospective adoptive parents, similarly have no
interests which have been found to enjoy constitutional
protection.
(Smith
v. Organization of Foster Families, supra,
431 U.S. at pp. 838-847, 97 S.Ct. at pp. 2106-2111.)
[15]
However,
the twins do have a presently
existing
fundamental and constitutionally
protected
interest in their relationship with the only family they have
ever known.
The children are thus the only
parties before the court which have such interests.
Therefore, if application of ICWA would interfere with those interests,
such application must be subjected to a strict scrutiny standard
to determine whether it serves a compelling government purpose and
whether it is actually necessary and effective to the accomplishment
of that purpose.
If not, then ICWA, as
so applied,
would deprive the children of due process of law.
(Moore
v. East Cleveland, supra,
431 U.S. at p. 499, 97 S.Ct. at p. 1935-1936;
Bates
v. City of Little Rock, supra,
361 U.S. at p. 524, 80 S.Ct. at 417;
Sherbert
v. Verner, supra,
374 U.S. at p. 406, 83 S.Ct. at p. 1795.)
The
questions which we therefore must determine are (1) whether the
tribal interests which ICWA protects are sufficiently compelling under substantive
due process standards to justify the impact which ICWA's requirements
will have on the twins' constitutionally protected familial rights, and,
if so, (2) whether application of ICWA, under facts of
the kind presented in this case, is necessary to further
that interest.
[16][17]
We
have no quarrel with the proposition that preserving American Indian
culture is a legitimate, even compelling, governmental interest.
At the same time, however, we agree with those courts
which have held that this purpose will not be served
by applying the provisions of ICWA which are at issue
in this case to children whose biological parents do not
have a significant social, cultural or political relationship with an
Indian community.
It is almost too obvious to require articulation that “the
unique values of Indian culture”
(25 U.S.C. §
1902)
will not be preserved in the homes of parents who
have become fully assimilated into non-Indian culture.
This being so, it is questionable whether a rational basis,
far less a compelling need, exists for applying the requirements
of the Act where fully assimilated Indian parents seek to
voluntarily relinquish children for adoption.
The case for applying ICWA is even weaker where assimilated
parents have previously
concluded a reasoned and voluntary relinquishment of a child, which
was valid and has become final under state law, and
the child has become part of an adoptive or prospective
adoptive family.
In this circumstance, the invalidation of the
*1508
relinquishment manifestly can serve no purpose which is sufficiently compelling
to overcome the child's fundamental right to remain in the
home where he or she is loved **527
and well cared-for, with people to whom the child is
daily becoming more attached by bonds of affection and among
whom the child feels secure to learn and grow.
ICWA cannot constitutionally be applied under such facts.
b.
Equal
Protection.
[18]
ICWA
requires Indian children who cannot be cared for by their
natural parents to be treated differently from non-Indian children in
the same situation.
As a result of this disparate treatment, the number and
variety of adoptive homes that are potentially available to an
Indian child are more limited than those available to non-Indian
children, and an Indian child who has been placed in
an adoptive or potential adoptive home has a greater risk
than do non-Indian children of being taken from that home
and placed with strangers.
To the extent this disparate and sometimes disadvantageous treatment is
based upon social, cultural or political relationships between Indian children
and their tribes, it does not violate the equal protection
requirements of the Fifth and Fourteenth Amendments.
(United
States v. Antelope
(1977) 430 U.S. 641, 646, 97 S.Ct. 1395, 1398-1399, 51
L.Ed.2d 701;
Moe
v. Salish & Kootenai Tribes
(1976) 425 U.S. 463, 480-481, 96 S.Ct. 1634, 1644-1645, 48
L.Ed.2d 96;
Morton
v. Mancari
(1974) 417 U.S. 535, 554, 94 S.Ct. 2474, 2484-2485, 41
L.Ed.2d 290.)
However, where such social, cultural or political relationships do not
exist
or are very attenuated, the only remaining basis for applying
ICWA rather than state law in proceedings affecting an Ind |