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Supreme
Court of Alaska.
Anita
JOHN, Appellant,
v.
John
BAKER, Appellee.
No.
S-8099.
Sept.
8, 1999.
Matthews, C.J., dissented with opinion in which Compton, J., joined.
*742
Andrew Harrington and Mark Regan, Alaska Legal Services Corporation, Fairbanks,
for Appellant.
J. John Franich, Assistant Public Advocate, Fairbanks, Brant McGee, Public
Advocate, Anchorage, and Deborah Niedermeyer, Fairbanks, for Appellee.
Harold N. Brown and Michael J. Walleri, Tanana Chiefs Conference,
Inc., Fairbanks, for Amicus Curiae Native Village of Northway.
Heather R. Kendall-Miller and Martha L. King, Native American Rights
Fund, Lloyd Benton Miller, Anchorage, and Vance A. Sanders, Juneau,
for Amici Curiae Native Village of Venetie Tribal Government and
Alaska Inter-Tribal Council.
Vance A. Sanders, Law Office of Vance A. Sanders, LLC,
Juneau, for Amici Curiae Paskenta Band of Nomlaki Indians, Scotts
Valley Band of Pomo Indians, and
Death Valley Timbisha Shoshone Tribe.
D. Rebecca Snow, Assistant Attorney General, Fairbanks, and Bruce M.
Botelho, Attorney General, Juneau, for Amicus Curiae State of Alaska.
Lois J. Schiffer, Assistant Attorney General, David C. Shilton and
Ethan G. Shenkman, Attorneys, Department of Justice, Washington, D.C., John
D. Leshy, Solicitor and Sandra J. Ashton, Office of the
Solicitor, Department of the Interior, Washington, D.C., for Amicus Curiae
United States.
Before MATTHEWS, Chief Justice, COMPTON, EASTAUGH, FABE, and BRYNER, Justices.
*743
O
P I N I O N
FABE, Justice.
I. INTRODUCTION
Seeking sole custody of his two children, John Baker, a
member of Northway Village, filed a custody petition in the
Northway Tribal Court. Anita John, the children's mother and a
member of Mentasta Village, consented to Northway's jurisdiction. After the
tribal court issued an order granting shared custody, Mr. Baker
filed an identical suit in state superior court. Although Ms.
John moved to dismiss based on the tribal court proceeding,
the superior
court denied the motion and awarded primary physical custody to
Mr. Baker. Ms. John appeals, arguing that as a federally
recognized tribe, Northway Village has the inherent sovereignty to adjudicate
custody disputes between its members and that the superior court
therefore should have dismissed the state case.
This appeal raises a question of first impression. We must
decide whether the sovereign adjudicatory authority of Native tribes exists
outside the confines of Indian country. After reviewing evidence of
the intent of the Executive Branch, as well as relevant
federal statutes and case law, we conclude that Native tribes
do possess the inherent sovereign power to adjudicate child custody
disputes between tribal members in their own courts. We therefore
reverse and remand to the superior court to determine whether
the tribal court's custody determination should be recognized by the
superior court under the doctrine of comity.
II. FACTS
AND PROCEEDINGS
Anita John and John Baker are Alaska Natives; Ms. John
is a member of Mentasta Village and Mr. Baker is
a member of Northway Village. Although they never married, Ms.
John and Mr. Baker had two children together: John Jr.,
born in July 1991, and Emmanuel, born in June 1992.
The family lived together in Ms. John's village until the
parents ended their relationship in 1993. For the next two
years, Ms. John and Mr. Baker cooperated in sharing custody
of John
Jr. and Emmanuel. This cooperation ended in July 1995 when
Mr. Baker refused to return the children to Ms. John.
In July 1995 Mr. Baker filed a petition with the
Northway Tribal Court requesting sole custody of John Jr. and
Emmanuel. The tribal court sent a notice to the parties
on August 10 informing them of their right to be
present at the custody hearing, and both parents participated in
the hearing held on August 29. At the conclusion of
the hearing, Tribal Court Judge Lorraine Titus ordered the parents
to share custody of the children on an alternating monthly
schedule. Judge Titus stated, however, that this arrangement would be
temporary and that she would reconsider the custody question in
one year, before the oldest child entered school.
The parents followed the tribal court's order from September to
December, deviating from the alternating schedule only so that Ms.
John could care for the children while Mr. Baker was
serving a sentence for DWI. During these months Mr. Baker
appealed to the tribal court to change its custody order,
but the court denied his request. Dissatisfied with the tribal
court's custody determination, Mr. Baker filed a separate action in
state court in December. In the affidavit accompanying the state
complaint, required at that time under the Uniform Child Custody
Jurisdiction Act (UCCJA),
[FN1] Mr. Baker misled the superior court by stating that
he was "unaware of any custody proceeding regarding the children,
except as provided herein, in Alaska, or any other jurisdiction."
FN1.
Former AS 25.30.010 et
seq.
Citing the tribal court proceedings, Ms. John filed a motion
to dismiss the state court action. The superior court denied
her motion. Ruling first that the Indian Child Welfare Act
(ICWA) [FN2]
did not apply to a custody dispute between parents, the
court concluded that it had subject matter jurisdiction over the
suit. The court then stated that even if the tribal
court had concurrent jurisdiction, "the facts of this case [would]
require" superior court involvement. The court pointed to the state's
access to a child custody investigator and to the parents'
different tribal *744
affiliations as facts justifying its involvement in the case.
FN2.
25 U.S.C. § 1901
et
seq.
The superior court's initial temporary custody order was identical to
the tribal court's. The parties therefore continued with the alternating
monthly custody schedule until April 1996, when the superior court
altered its temporary order to give Mr. Baker primary custody.
The superior court's final order, entered after trial, maintained Mr.
Baker as primary physical custodian and
granted Ms. John visitation every other weekend during the school
year and for at least eight weeks during the summer.
Although it recognized that both parents had experienced problems with
substance abuse in the past, the superior court found that
Mr. Baker was in better control of his problems than
Ms. John. In addition, the court stated that Ms. John
needed to address other issues, such as her severe depression.
Ms. John appealed to this court, arguing that the superior
court should have granted her motion to dismiss.
Shortly after we initially held oral argument in this appeal,
the United States Supreme Court decided Alaska
v. Native Village of Venetie Tribal Government
(Venetie
II
).
[FN3] We then requested supplemental briefing, asking the parties to
address how the Venetie
II
decision affects the issues presented.
FN3.
522 U.S. 520, 118 S.Ct. 948, 140 L.Ed.2d 30 (1998).
III. DISCUSSION
Resolving this appeal requires us to examine the nature and
scope of Native American self-government in Alaska. We must decide
whether Northway Village had the jurisdiction to adjudicate a custody
dispute involving children who are tribal members. If Northway possessed
such jurisdiction, we must then decide whether the superior court
should have dismissed Mr. Baker's identical state suit.
In a line of decisions beginning with Native
Village of Nenana v. State, Department of Health & Social
Services,
[FN4] and ending in In
re F.P.,
[FN5]
we held that Native villages in Alaska do not have
the power to adjudicate some types of child custody disputes.
Recognizing the existence of these precedents, Ms. John presents two
alternative arguments for finding tribal jurisdiction in this case. First,
she argues that we can rule in her favor without
overruling Nenana
and F.P.
because those decisions do not apply to the facts of
this appeal. Second, she contends that even if Nenana
and F.P.
do apply, we should reconsider their holdings. Ms. John claims
that, regardless of whether they occupy Indian country, Alaska Native
villages can adjudicate child custody disputes between members because of
their status as federally recognized tribes.
FN4.
722 P.2d 219 (Alaska 1986).
FN5.
843 P.2d 1214 (Alaska 1992).
Mr. Baker's briefing focuses on perceived flaws in the tribal
court's decision in this case. He therefore claims that even
if Northway Village generally has jurisdiction to decide child custody
disputes between members, state
courts should not recognize this particular decision because the proceedings
violated due process and because his children are not members
of Northway Village. We evaluate each of the parties' arguments
after discussing the relevant standard of review.
A. Standard
of Review
We
rely on our independent judgment to decide legal questions such as the
scope of tribal court subject matter jurisdiction and the meaning of federal
statutes.
[FN6] In exercising our independent judgment, we will adopt the
rule of law that is most persuasive in light of precedent, reason, and
policy.
[FN7]
FN6.
See
Hydaburg Coop. Ass'n v. Hydaburg Fisheries,
925 P.2d 246, 248 (Alaska 1996); In
re T.N.F.,
781 P.2d 973, 975 (Alaska 1989).
FN7.
See
Guin v. Ha,
591 P.2d 1281, 1284 n. 6 (Alaska 1979).
B. Our
Prior Decisions on Tribal Court Jurisdiction to Decide Custody Disputes
Do Not Apply to This Case.
Mr. Baker claims that the holdings in Nenana
and F.P.
compel the conclusion that *745
Northway is without jurisdiction in this case. Although not conceding
that these decisions apply to the facts before us, Ms.
John
asks us to reconsider the holdings of those decisions. All
the amici, including the United States and the State of
Alaska, join Ms. John in urging us to reconsider these
decisions and recognize tribal court jurisdiction. Before we decide whether
to re-examine our precedents, we must determine whether they apply
to the facts before us. Accordingly, we begin our analysis
with an examination of whether it is necessary that we
revisit Nenana
and F.P.
in order to decide this case.
Although the holdings in Nenana
and F.P.
touched upon the contours of tribal court jurisdiction, both of
those decisions were rooted in a pair of federal laws
that may not apply to the facts of the dispute
between Ms. John and Mr. Baker: Public Law 280 [FN8]
(P.L. 280) and the Indian Child Welfare Act (ICWA).
[FN9] If this case does not fall within the scope
of either of those pieces of legislation, then the holdings
in our prior decisions are not squarely before us today,
and it may be unnecessary to reconsider them.
FN8.
Act of August 15, 1953, Pub.L. 83-280, 67 Stat. 588
(codified as amended at 18 U.S.C. § 1162,
25 U.S.C. §§ 1321-26,
28 U.S.C. § 1360).
FN9.
25 U.S.C. § 1901
et
seq.
1. The
holdings of Nenana and F.P.
Nenana
and F.P.
dealt with the question of tribal court jurisdiction in cases
falling under ICWA in Alaska. In Nenana,
the village petitioned a superior court under ICWA to transfer
a child-in-need-of-aid proceeding to the village's jurisdiction.
[FN10] Interpreting ICWA, the superior court ruled that transfer was
improper because the village had not petitioned the Secretary of
the Interior to reassume jurisdiction over child custody proceedings. [FN11]
FN10.
See
722 P.2d at 220.
FN11.
See
id.
at 221.
In evaluating the arguments on appeal in Nenana,
we first considered § 1918(a)
of ICWA,
[FN12] which states that any Indian tribe that became subject
to state jurisdiction under P.L. 280 may "reassume" jurisdiction over
child custody proceedings by petitioning the Secretary of the Interior.
[FN13]
Public Law 280 is a federal statute that grants several
states, including Alaska, jurisdiction over all civil and criminal matters
arising in Indian country.
[FN14] In Nenana,
we interpreted § 1918(a)'s
reassumption requirement to mean that P.L. 280 had vested exclusive
jurisdiction
over child custody matters in state courts, and that the
state exercised exclusive jurisdiction until a particular tribe successfully petitioned
the Secretary of the Interior.
[FN15] Because the village of Nenana had not petitioned the
Secretary of the Interior for reassumption, we affirmed the superior
court's denial of the petition for transfer.
[FN16]
FN12.
See
id.
FN13.
25 U.S.C. § 1918(a).
FN14.
See
28 U.S.C. § 1360(a).
Enacted in 1953, P.L. 280 required five states to assume
civil and criminal jurisdiction over affairs in Indian country, and
allowed other states to assume such jurisdiction voluntarily. In 1958,
Alaska was added to the list of mandatory P.L. 280
jurisdictions. See
Act of Aug. 8, 1958, P.L. No. 85-615, § 2,
72 Stat. 545.
FN15.
See
Nenana,
722 P.2d at 221.
FN16.
See
id.
In F.P.,
we were asked to reconsider Nenana
's holding in light of the Ninth Circuit's decision in
Native
Village of Venetie I.R.A. Council v. Alaska
(Venetie
I
).
[FN17] The question before the Ninth Circuit in Venetie
I
was whether ICWA required the State of Alaska to recognize
tribal court child custody determinations.
[FN18] The state argued that because P.L. 280 had granted
state courts exclusive jurisdiction over all civil disputes, the villages
could not exercise any child custody jurisdiction without first petitioning
the Secretary of the Interior.
[FN19] The Ninth Circuit resolved the dispute by addressing two
issues: first, "whether the native villages are inherently sovereign, at
least insofar as domestic relations or child-custody issues are concerned,"
*746
and second, "whether Congress has stripped the villages of that
aspect of sovereign authority which encompasses child-custody determinations." [FN20]
Although suggesting that it saw no impediment to a finding
of sovereignty, the court concluded that sovereign status depended on
a factual analysis that should be conducted by the district
court.
[FN21] It then held that P.L. 280 had not stripped
the villages of sovereignty over child custody issues because it
had granted the states only concurrent jurisdiction.
[FN22]
FN17.
944 F.2d 548 (9th Cir.1991).
FN18.
See
id.
at 550.
FN19.
See
id.
at 556, 558.
FN20.
Id.
at 556.
FN21.
See
id.
at 559.
FN22.
See
id.
at 562.
In F.P.,
we disagreed with the Ninth Circuit's conclusions on both the
issue of sovereignty and on the meaning of P.L. 280.
Addressing the sovereignty question first, we stated that the Ninth
Circuit's "opinion is contrary to Native
Village of Stevens v. Alaska Management & Planning,
[[[[[[[[[[
[FN23]] where we concluded that 'the history of the relationship
between the federal government and Alaska Natives indicates that Congress
intended that most Alaska Native groups not be treated as
sovereigns.' " [FN24]
Moving to the second step in the Venetie
I
analysis, we reiterated our view that P.L. 280 had granted
the states exclusive jurisdiction over child custody matters, quoting from
the portion of Nenana
that interpreted ICWA's § 1918(a).
[FN25] We therefore reaffirmed our prior holding
that tribal courts lack jurisdiction over child custody proceedings under
ICWA until they successfully reassume jurisdiction by filing a petition
with the Secretary of the Interior.
[FN26]
FN23.
757 P.2d 32 (Alaska 1988).
FN24.
In
re F.P.,
843 P.2d 1214, 1215 (Alaska 1992) (internal ellipsis and citation
omitted).
FN25.
See
id.
at 1215-16.
FN26.
See
id.
at 1216. But
see id.
at 1217-18 (Rabinowitz C.J., dissenting) (reasoning that "it is inconsistent
with the doctrine of inherent tribal sovereignty to conclude that
§ 1918
of the ICWA and Public Law 280, taken together, divest
tribes of even concurrent jurisdiction over child custody matters" (citation
omitted)).
In sum, our decisions to limit tribal adjudicatory power in
Nenana
and F.P.
turned on our interpretation and application of ICWA and P.L.
280. In order to determine if those decisions are controlling,
then, we must examine whether those two federal laws similarly
apply to the case presently before us.
2. ICWA
does not apply to the dispute between Mr. Baker and
Ms. John.
ICWA's provisions, including
the reassumption requirement of § 1918(a) that we interpreted
in Nenana
and F.P.,
apply only to "child custody proceedings" as defined by the
statute.
[FN27] ICWA's § 1903 specifically excludes from this definition
an award of custody to one of the parents in a divorce
proceeding. Ms. John relies on this language to argue that
ICWA is inapplicable to this dispute because it will result in a custody
award to a parent. Thus, we must decide whether a custody
battle between unmarried parents qualifies for the divorce exception to
ICWA.
[FN28]
FN27.
See
25 U.S.C. §§ 1911,
1918.
FN28.
Although the superior court ruled that ICWA did not apply
to this custody dispute and neither party has appealed this
aspect of the court's decision, Mr. Baker now argues that
ICWA does apply. Even though Mr. Baker arguably has not
preserved this issue for appeal, this court can affirm on
any grounds. See
Gunderson v. University of Alaska, Fairbanks,
922 P.2d 229, 236 n. 9 (Alaska 1996). Moreover, we
address the question of ICWA's applicability because it is "critical
to a proper and just decision," and the "parties have
had an opportunity to brief it." In
re K.E.,
744 P.2d 1173, 1174 (Alaska 1987) (citation omitted).
[4]
Congress's intent in enacting ICWA suggests that the divorce exception
should apply to this case. Congress created ICWA because it
was alarmed by the number of Indian children removed by
state agencies from their parents and tribes and placed into
non-Indian homes.
[FN29] In the policy declaration incorporated into ICWA itself, Congress
stated that the statute's dual purpose was "to protect the
best interests of Indian children and to promote the stability
and security of *747
Indian tribes and families." [FN30]
The legislative history emphasizes this dual purpose, stating that the
statute "seeks to protect the rights of the Indian child
as an Indian and the rights of the Indian community
and tribe in retaining its children in its society." [FN31]
FN29.
See
25 U.S.C. § 1901.
FN30.
25 U.S.C. § 1902.
FN31.
H.R.Rep. No. 95-1386, at 23 (1978), reprinted
in
1978 U.S.C.C.A.N. 7530, 7546.
The custody dispute between Ms. John and Mr. Baker raises
neither of the concerns
ICWA sought to address. Whatever the outcome of the custody
battle, John Jr. and Emmanuel will continue to split their
time between the homes of their Native parents and their
Native villages. Because this case does not pose the possibility
that the children will be removed from their parents or
their tribes, ICWA's exclusive jurisdiction provision as well as its
intricate procedural guidelines are unnecessary to protect the family's or
the tribes' interests.
Specific legislative history also suggests that Congress intended the divorce
exception to apply to any
parental custody dispute. Commenting on a draft of ICWA, the
Department of the Interior wrote to Congress suggesting that it
create exceptions to the type of proceedings covered by the
Act. Stating that the "protections provided by this act are
not needed in proceedings between parents," the Department of the
Interior advocated for the divorce exception. [FN32]
Apparently agreeing with the Department's view, Congress inserted the divorce
exception into ICWA. The legislature's decision to create the exception
based on the Department's opinion that ICWA's protections were unnecessary
in disputes between parents
suggests that Congress intended for the exception to apply to
all parental custody battles.
FN32.
H.R.Rep. No. 95-1386, at 31.
Relying on the legislative history, the Bureau of Indian Affairs
has concluded that Congress intended for the divorce exception to
apply to all "domestic relations proceedings ... so long as
custody is awarded to one of the parents." [FN33]
Additionally, the courts that have considered the question have concluded
that ICWA does not apply to disputes between unmarried parents.
[FN34] Based on this case law, the conclusions of the
Bureau of Indian Affairs, and the purpose of ICWA as
expressed in its text and legislative history, we conclude that
ICWA does not apply to this inter-parental custody dispute.
[FN35]
FN33.
Guidelines for State Courts; Indian Child Custody Proceedings, 44 Fed.Reg.
67,584, 67,587 (1979). Although the Bureau of Indian Affairs did
not promulgate these guidelines as regulations, they do represent its
interpretation of the statute and as such the guidelines have
important but not controlling significance. See
Batterton v. Francis,
432 U.S. 416, 424-25, 97 S.Ct. 2399, 53 L.Ed.2d 448
(1977).
FN34.
See
Walksalong v. Mackey,
250 Neb. 202, 549 N.W.2d 384, 387 (1996); see
also In re Defender,
435 N.W.2d 717, 721-722 (S.D.1989).
FN35.
We note that ICWA's inapplicability to all inter-parental custody
disputes was an underlying assumption of our decision in J.W.
v. R.J.,
951 P.2d 1206, 1214 (Alaska 1998).
3. The
Supreme Court's decision in Venetie II suggests that P.L. 280
does not apply to Native tribes occupying Alaska Native Claims
Settlement Act lands.
The United States Supreme Court's recent Venetie
II
decision suggests that P.L. 280, which grants states jurisdiction over
disputes in Indian country, has limited application in Alaska because
most Native land will not qualify for the definition of
Indian country.
[FN36] By its very text, P.L. 280 applies only to
Indian country.
[FN37] If Northway Village does not occupy Indian country, then
our rulings interpreting P.L. 280 are not germane to this
appeal.
FN36.
See
118 S.Ct. at 954-55.
FN37.
The relevant portion of P.L. 280 reads as follows:
(a)
Each of the States listed in the following table shall
have jurisdiction over civil causes of action between Indians or
to which Indians are parties which
arise in the areas of Indian country listed
opposite the name of the State to the same extent
that such State has jurisdiction over other civil causes of
action ...: State
of Indian country affected
Alaska
All Indian country within
the
State....
28
U.S.C. § 1360(a).
*748
In Venetie
II,
the Supreme Court interpreted the Alaska Native Claims Settlement Act
(ANCSA),
[FN38] which resolved Native claims to Alaska land by instituting
a novel form of Native land ownership.
[FN39] Under this innovative scheme, Congress revoked all existing Indian
reservations in Alaska but one, and extinguished all aboriginal title
and claims to Alaska land.
[FN40] In exchange, ANCSA entitled Native-owned, state-chartered regional and village
corporations to receive approximately forty-four million acres of land and
$962.5 million in monetary compensation.
[FN41]
FN38.
43 U.S.C. § 1601
et
seq.
FN39.
See
id.
at § 1601(a).
FN40.
See
id.
at § 1603.
FN41.
See
Alaska v. Native Village of Venetie Tribal Gov't
(Venetie
II
), 522 U.S. 520, 118 S.Ct. 948, 951, 140 L.Ed.2d
30 (1998).
The Venetie II
Court was faced with the question of whether ANCSA lands qualify as "Indian
country" under a federal statute, 18 U.S.C. § 1151, defining
the term. Under § 1151, three kinds of Native lands
qualify as Indian country: Indian reservations under federal jurisdiction,
Indian allotments, and "dependent Indian communities." [FN42]
ANCSA revoked all federal Indian reservations in Alaska but one.
[FN43] The Supreme Court held in Venetie
II that a village occupying
ANCSA lands does not qualify for the "dependent community" definition
of Indian country.
[FN44] Venetie
II 's holding, therefore,
appears to undermine the Indian country claims of those Alaska villages,
like Northway Village, that occupy ANCSA lands. [FN45]
If Northway Village does not occupy Indian country as a result of
Venetie II,
then P.L. 280 has no direct relevance to this appeal.
FN42.
See
18 U.S.C. § 1151;
Venetie
II,
118 S.Ct. at 952.
FN43.
See
43 U.S.C. § 1610(b).
The sole post-ANCSA Indian reservation in Alaska is the Metlakatla
Reservation on the Annette Islands. See
Metlakatla Indian Community, Annette Island Reserve v. Egan,
362 P.2d 901, 920 (Alaska 1961), rev'd
in part,
369 U.S. 45, 54- 55,
82 S.Ct. 552, 7 L.Ed.2d 562 (1962).
FN44.
See
Venetie II,
118 S.Ct. at 954-55.
FN45.
As Mr. Baker notes, some Indian country may still exist
in Alaska under the second definition, Indian allotments. There has
been no contention that Northway Village occupies such an allotment,
however, and for the purposes of this appeal we assume
that Northway Village is not Indian country.
We conclude, then, that neither
ICWA nor P.L. 280 applies to the case before us. Since Nenana
and the decisions that followed it were rooted in the application of these
statutes, the rationale underlying those precedents is not specifically
called into question today. We accordingly conclude that it
is neither necessary nor appropriate at this time to reach the question
of whether Nenana
and its progeny were wrongly decided.
[FN46]
FN46.
The United States argues that our prior interpretation of P.L.
280 remains relevant even if Northway Village does not occupy
Indian country because it would be contrary to established law
to conclude that a tribal court had greater powers outside,
rather than inside, of Indian country.
It is true that, generally, Indian nations possess greater powers
in Indian country than they do outside it. See,
e.g., Merrion v. Jicarilla Apache Tribe,
455 U.S. 130, 137, 102 S.Ct. 894, 71 L.Ed.2d 21
(1982) (holding that only in Indian country may tribes exercise
powers over nonmembers). And at least one federal reservation does
still exist in Alaska. Thus, the United States correctly notes
in its brief that the recognition of Northway's jurisdiction creates
a disjunction in Indian law jurisprudence. But this inconsistency does
not create a justification to address issues that are not
squarely before us.
We have determined that the central issue in this appeal--whether
tribal courts have jurisdiction over non-ICWA child custody cases arising
outside of Indian country--is not affected by our holdings in
Nenana
and F.P.
To resolve it, we must instead explore the nature of
tribal power under federal law.
C. Tribes
without Indian Country Can Adjudicate Internal Child Custody Disputes.
Today
we must decide for the first time a question of significant complexity
and import: Do Alaska Native villages have inherent, non-territorial
sovereignty allowing them to resolve domestic disputes between their own
members? After examining relevant federal pronouncements regarding
sovereign
*749
power, we hold that Alaska Native tribes, by virtue of their inherent
powers as sovereign nations, do possess that authority.
1.
We defer to Congress's finding that Alaska Native tribes are
sovereign powers under federal law.
We have previously held that
tribal status is a non-justiciable political question.
[FN47] We therefore will defer to the determinations of Congress
and the Executive Branch on the question of tribal status.
[FN48] If Congress or the Executive Branch recognizes a group of Native
Americans as a sovereign tribe, we "must do the same." [FN49]
FN47.
See
Atkinson v. Haldane,
569 P.2d 151, 163 (Alaska 1977).
FN48.
See
Native Village of Stevens v. Alaska Management & Planning,
757 P.2d 32, 34-35 (Alaska 1988).
FN49.
United
States v. Holliday,
70 U.S.(3 Wall.) 407, 419, 18 L.Ed. 182 (1865).
Prior to 1993, no such recognition of Alaska villages had
occurred. In Native
Village of Stevens v. Alaska Management & Planning,
[FN50] we conducted an historical analysis and concluded that the
federal government had never
recognized Alaska villages as sovereign tribes.
[FN51] We relied on this analysis in F.P.
to hold that Native villages lacked sovereignty. [FN52]
FN50.
757 P.2d 32 (Alaska 1988).
FN51.
See
id.
at 34.
FN52.
See
In re F.P.,
843 P.2d 1214, 1215 (Alaska 1992).
In 1993, however, the Department of the Interior issued a
list of federally recognized tribes that included Northway Village and
most of the other Native villages in Alaska.
[FN53] In the list's preamble, the Department of Interior explained
that it was issuing the list in order to clarify
confusion over the tribal status of various Alaska Native entities.
The Department believed that previous lists had been interpreted to
mean that Native villages in Alaska, although qualifying for federal
funding, were not recognized as sovereign tribes.
[FN54] It sought to rectify this misunderstanding and to reaffirm
the sovereign status of the recognized tribes. In particular, the
Department emphasized that the list included those Alaskan entities that
the federal government historically had treated as tribes.
[FN55]
FN53.
See
Indian Entities Recognized and Eligible to Receive Services from the
United States Bureau of Indian Affairs [hereinafter 1993 list], 58
Fed.Reg. 54,364, 54,368-69 (1993).
FN54.
See
id.
at 54,364.
FN55.
See
id.
The Department also suggested in the preamble that its decision
to publish the list was based on a recent opinion
by the Solicitor of the Department of Interior, Thomas Sansonetti.
[FN56] In this opinion, Sansonetti evaluated the sovereign tribal status
of Alaska Native villages, conducting the same historical analysis as
did the Stevens
court but reaching the opposite conclusion.
[FN57] Although recognizing that Alaska Native villages differed in significant
ways from the tribes in the Lower 48, the Solicitor
concluded that, for the last half century, Congress and the
Interior Department "have dealt with the Alaska Natives as though
there were tribes in Alaska." [FN58]
FN56.
See
id.
at 54,365.
FN57.
See
U.S. Dep't Interior, Solic. Op. M-36,975 at 8-60 (Jan. 11,
1993).
FN58.
1993 list, 58 Fed.Reg. at 54,365 (quoting the Solicitor's opinion).
The language in the preamble to the 1993 list unquestionably
establishes that the Department of the Interior views the recognized
Alaska villages as sovereign entities. The preamble affirms the Department's
view that federally recognized tribes possess governmental authority and autonomy
stemming from their tribal status:
The
Bureau of Indian Affairs ... [finds] that the villages and
regional tribes listed below have functioned as political entities exercising
governmental authority....
....
The
purpose of the current publication is ... to eliminate any
doubt as to the Department's intention by expressly and unequivocally
*750
acknowledging that the Department has determined that the villages and
regional tribes listed below are distinctly Native communities and have
the same status as tribes in the contiguous 48 states....
[T]he
villages and regional tribes listed
below are
not simply eligible for services, or recognized as tribes for
certain narrow purposes. Rather, they have
the same governmental status as other federally acknowledged Indian tribes
by virtue of their status as Indian tribes with a
government-to-government relationship with the United States
.... [[[[[[[[[[
[FN59]]
FN59.
1993 list, 58 Fed.Reg. at 54,365-66 (emphases added).
And for those who may have doubted the power of
the Department of the Interior to recognize sovereign political bodies,
a 1994 act of Congress appears to lay such doubts
to rest. In the Federally Recognized Tribe List Act of
1994, [FN60]
Congress specifically directed the Department to publish annually "a list
of all Indian tribes which the Secretary recognizes to be
eligible for the special programs and services provided by the
United States to Indians because of their status as Indians."
[FN61]
The Department published tribal lists for 1995 through 1998, all
of which include Alaska Native villages such as Northway, based
on this specifically delegated authority.
[FN62]
FN60.
25 U.S.C. § 479a
et
seq.
(West Supp.1998).
FN61.
Id.
at § 479a-1.
FN62.
See
Indian Entities Recognized and Eligible to Receive Services from the
United States Bureau of Indian Affairs, 60 Fed.Reg. 9250, 9255
(1995); see
also
Indian Entities Recognized and Eligible to Receive Services from the
United States Bureau of Indian Affairs, 61 Fed.Reg. 58,211, 58,215
(1996); Indian Entities Recognized and Eligible to Receive Services from
the United States Bureau of Indian Affairs, 62 Fed.Reg. 55,270,
55,275 (1997); Indian Entities Recognized and Eligible to Receive Services
from the United States Bureau of Indian Affairs, 63 Fed.Reg.
71,941, 71,945 (1998).
The text and legislative history
of the Tribe List Act demonstrate that Congress also views the recognized
tribes as sovereign bodies. In the Act's findings section,
Congress discusses the "sovereignty" of federally recognized
tribes.
[FN63] Similarly, the House report to the Act provides that federal
recognition "institutionalizes the tribe's quasi-sovereign status."
[FN64]
Acknowledging that federal recognition "is no minor step,"
the report states that such recognition "permanently establishes
a government-to-government relationship between the United States and
the recognized tribe as a 'domestic dependent nation.' " [FN65]
FN63.
See
P.L. 103-454, 108 Stat. 4791 (1994).
FN64.
H.R.Rep. No. 103-781, at 2-3 (1994), reprinted
in
1994 U.S.C.C.A.N. 3768, 2769.
FN65.
Id.
at 2. The legislative history to the Act reveals that
Congress recognized the dispute over the existence of Indian country
in Alaska and did not intend for the tribal recognition
list to resolve the dispute. See
id.
at 4-5. But Congress's ambivalence on the Indian country issue
does not undermine its recognition of the tribal status of
Alaska Native villages.
Through the 1993 tribal list and the 1994 Tribe List
Act, the federal government has recognized the historical tribal status
of Alaska Native villages like Northway. In deference to that
determination, we also recognize such villages as sovereign entities.
The fact that Northway Village is a federally recognized tribe
answers only part of the question posed by this case.
Alaska Native villages such as Northway are in a unique
position: Unlike most other tribes, Alaska Native villages occupy no
reservations and for the most part possess no Indian country.
Mr. Baker and the dissent argue that the existence of
tribal land-- Indian
country--is the cornerstone of tribal court jurisdiction and that Congress
necessarily withdrew such jurisdiction from Alaska Native villages when it
enacted ANCSA.
To evaluate this argument, we must decide how much authority
tribes retain in the absence of reservation land. We must,
in other words, determine the meaning of "sovereignty" in the
context of Alaska's post-ANCSA landscape by asking whether ANCSA, to
the extent that it eliminated Alaska's Indian country, also divested
Alaska Native villages of their sovereign powers.
*751
2. Tribes
retain their sovereign powers to regulate internal domestic affairs unless
Congress specifically withdraws their authority to act.
The
extent of tribal self-government depends on the intent of Congress.
[FN66] We begin our analysis of congressional intent with the established
principle under federal law that "Indian tribes retain those fundamental
attributes of sovereignty ... which have not been divested by Congress
or by necessary implication of the tribe's dependent status." [FN67]
The United States Supreme Court explained in United
States v. Wheeler [FN68]
that this starting point stems from the fact that tribal governance predates
the founding of our nation: "The powers of Indian tribes are,
in general, inherent powers of a limited sovereignty which has never been
extinguished. Before the coming of the Europeans, the tribes
were self-governing sovereign political communities.... The sovereignty
that the Indian tribes
retain is of a unique and limited character." [FN69]
FN66.
See
White Mountain Apache Tribe v. Bracker,
448 U.S. 136, 143, 100 S.Ct. 2578, 65 L.Ed.2d 665
(1980); United
States v. Wheeler,
435 U.S. 313, 322-33, 98 S.Ct. 1079, 55 L.Ed.2d 303
(1978).
FN67.
Merrion
v. Jicarilla Apache Tribe,
455 U.S. 130, 146, 102 S.Ct. 894, 71 L.Ed.2d 21
(1982); see
also Wheeler,
435 U.S. at 323, 98 S.Ct. 1079.
FN68.
435 U.S. 313, 98 S.Ct. 1079, 55 L.Ed.2d 303 (1978).
FN69.
Id.
at 322-33, 98 S.Ct. 1079 (citations and internal quotation marks
omitted).
Modern tribal sovereignty is
certainly not absolute; "[i]t exists only at the sufferance
of Congress and is subject to complete defeasance. But until
Congress acts, ... Indian tribes still possess those aspects of sovereignty
not withdrawn by treaty or statute, or by implication as a necessary result
of their dependent status." [FN70]
In explaining this rule, the Supreme Court has articulated a core
set of sovereign powers that remain
intact even though Indian nations are dependent under federal law; in
particular, internal functions involving tribal membership and domestic
affairs lie within a tribe's retained inherent sovereign powers.
[FN71]
FN70.
Id.
at 323, 98 S.Ct. 1079.
FN71.
See,
e.g., Wheeler,
435 U.S. at 326, 98 S.Ct. 1079; Montana
v. United States,
450 U.S. 544, 564, 101 S.Ct. 1245, 67 L.Ed.2d 493
(1981). Part III.C.4 infra
contains a full discussion of the scope of retained sovereignty.
[13]
Alaska law, too, has long recognized that sovereign powers exist
unless divested. For example, we stated in Ollestead
v. Native Village of Tyonek
[FN72]
that "the principle that Indian tribes are sovereign, self-governing entities"
governs "all cases where essential tribal relations or rights of
Indians are involved." [FN73]
We recognized then that "Indian affairs are subject to state
law but only to the extent that Congress explicitly so
provides." [FN74]
In accordance with the Supreme Court's approach in Wheeler,
reiterated in cases following that decision [FN75]
and established under Alaska law, we presume that tribal sovereign
powers remain intact. Thus, we begin by evaluating federal statutes
affecting Alaska Natives
in order to determine whether Congress has explicitly revoked the
inherent sovereignty of Alaska's Native tribes by eliminating their Indian
country.
FN72.
560 P.2d 31, 33 (Alaska 1977).
FN73.
Id.
FN74.
Id.
FN75.
See,
e.g., Montana,
450 U.S. at 563-67, 101 S.Ct. 1245; White
Mountain Apache Tribe v. Bracker,
448 U.S. 136, 143, 100 S.Ct. 2578, 65 L.Ed.2d 665
(1980).
The dissent, however, asks us to begin from the opposite
premise. Rather than following the teachings of federal and state
law that respect tribal sovereignty by presuming that sovereign power
exists unless divested, the dissent quotes language from Mescalero
Apache Tribe v. Jones,
[FN76] in which the United States Supreme Court noted that
"Indians going beyond reservation boundaries have generally been held subject
to non-discriminatory state law otherwise applicable to all citizens." [FN77]
From this statement
the dissent *752
deduces what it terms an "allocative principle." [FN78]
Based upon Mescalero
's language, the dissent formulates a presumption that would reverse
the basic rule and require courts, at least outside of
Indian country, to refuse to recognize tribal jurisdiction unless an
act of Congress specifically authorizes the exercise of tribal adjudicatory
power. We refuse to accept this invitation to deny the
existence of tribal sovereignty and to turn federal law on
its head.
FN76.
411 U.S. 145, 93 S.Ct. 1267, 36 L.Ed.2d 114 (1973).
FN77.
Id.
at 148-49, 93 S.Ct. 1267.
FN78.
Dissent at 774-776.
The dissent's "allocative principle" thesis ignores the teachings of Wheeler
and the decisions that follow it. In these post-Mescalero
decisions, the Court has not focused on tribal land as
determinative of tribal authority. Instead of interpreting the Mescalero
language as an across-the-board prohibition of tribal sovereignty in the
absence of Indian country, for example, the Court in Montana
v. United States
[FN79]
reconciled the general rule that tribal sovereignty exists unless specifically
divested with the
Mescalero
language that state law applies to natives beyond reservation land.
But Montana, |