|
(Cite
as: 384 F.Supp. 312)
U.
S. v. State of Wash.,D.C.Wash. 1974.
United
States District Court, W.D. Washington
at Tacoma.
UNITED
STATES of America, Plaintiff, Quinault Tribe of Indians on its
own behalf and on behalf of the Queets Band of
Indians, et al., Intervenor-Plaintiffs,
v.
STATE
OF WASHINGTON, Defendant, Thor C. Tollefson, Director, Washington StateDepartment of
Fisheries, et al., Intervenor-Defendants.
Civ.
No. 9213.
Feb.
12, 1974, On Question Per Reconsideration Motion March 22, 1974,Injunction
March 22, 1974.
*325
Stan Pitkin, U.S. Atty., Stuart F. Pierson, Sp. Asst. U.S.
Atty., Seattle, Wash., for the U.S.; George D. Dysart, Asst.
Regional Sol., U.S. Dept. of the Interior, Portland, Or., of
counsel.
David
H. Getches, Native American Rights Fund, Boulder, Colo., and John
H. Sennhauser, Legal Services Center, Seattle, Wash., for Muckleshoot Indian
Tribe, Squaxin Island Tribe of Indians, Sauk-Suiattle Indian Tribe, Skokomish
Indian Tribe, Stillaguamish Indian Tribe.
Alvin
J. Ziontz, Ziontz, Pirtle, Morisset & Ernstoff, Seattle, Wash., for
Makah Indian Tribe, Lummi Indian Tribe, Quileute Indian Tribe.
*326
Michael Taylor, Taholah, Wash., for Quinault Tribe of Indians.
James
B. Hovis, Hovis, Cockrill & Roy, Yakima, Wash., for Yakima
Indian Tribe.
Lester
Stritmatter, Stritmatter & Stritmatter, Hoquiam, Wash., for Hoh Tribe of
Indians.
William
A. Stiles, Jr., Sedro-Woolley, Wash., for Upper Skagit River Tribe.
Slade
Gorton, Atty. Gen., Edward B. Mackie, Deputy Atty. Gen., Olympia,
Wash., for State of Wash.
Joseph
Larry Coniff, Jr., Asst. Atty. Gen., Dept. of Game, Olympia,
Wash., for Game Defendants & Carl Crouse.
Earl
R. McGimpsey, Asst. Atty. Gen., Dept. of Fisheries, Olympia, Wash.,
for Thor Tollefson.
David
E. Rhea, Amundson, Rhea & Atwood, Bellingham, Wash., for Wash.
Reef Net Owners Ass'n.
Lawrence
C. Smith, Smith, Smith & Smith, Spokane, Wash., for amicus
curiae The Ass'n of Northwest Steelheaders, Inc.
William
N. Moloney, Davis, Wright, Todd, Riese & Jones, Seattle, Wash.,
for amicus curiae Wash. State Sportsmen's Council, Inc.
T.
J. Jones, III, Sp. Counsel, Jones & Jones, Boise, Idaho,
for amicus curiae Idaho Fish and Game Dept.
(INDEX
OMITTED)
*327
STATEMENT OF THE CASE
BOLDT,
Senior District Judge.
In
September, 1970 the United States, on its own behalf and
as trustee for several Western Washington Indian Tribes,FN1
later joined as intervenor plaintiffs by additional tribes,FN2
filed the complaint initiating this action against the State of
Washington. Shortly later the State Department of Fisheries (Fisheries) and
the State Game Commission (Game), their respective directors, and the
Washington Reef Net Owners Association (Reef Net Owners) were included
as defendants. By state statute Fisheries is charged with
exercising regulatory authority over fishing for all anadromous food fish.
Regulation of anadromous steelhead trout is vested in Game.
Plaintiffs seek a declaratory judgment pursuant to 28 U.S.C. §§
2201 and 2202 concerning off reservation treaty right fishing within
the case area by plaintiff tribes, which long has been
and now is in controversy, and for injunctive*328
relief to provide enforcement of those fishing rights as
they previously have been or herein may be judicially determined.
The case area is that portion of the State
of Washington west of the Cascade Mountains and north of
the Columbia River drainage area, and includes the American portion
of the Puget Sound watershed, the watersheds of the Olympic
Peninsula north of the Grays Harbor watershed, and the offshore
waters adjacent to those areas.
Plaintiffs
also assert claims for relief concerning alleged destruction or impairment
of treaty right fishing due to state authorization of, or
failure to prevent, logging and other industrial pollution and obstruction
of treaty right fishing streams. Separation of those claims
for pretrial and trial after trial of the issues determined
in this decision was stipulated and approved by the court.
Venue
is properly laid in this court under 28 U.S.C. §
1391(b). Jurisdiction is alleged as to all tribes under one
or more of the following provisions: 28 U.S.C. §§
1345, 1331, 1343(3) and (4) and 1362. FN3
All of these allegations were conceded by all defendants, subject
to their contention that exclusive jurisdiction to hear and determine
the issues in this case is in the Indian Claims
Commission under 25 U.S.C. §§
70-70v and Game's denial of jurisdiction as to the Puyallup
Tribe. This court has previously held and hereby affirms
that both of these contentions are without merit and denied.
It is hereby found and held that jurisdiction and
venue have been established in all particulars as detailed in
Part One of the Final Pretrial Order.
Fisheries
contends the Muckleshoot, Stillaguamish and Upper Skagit tribes do not
hold a special treaty status to harvest anadromous fish.
Game joins in this contention and makes the same contention
regarding the Sauk-Suiattle Tribe. These contentions are considered and
denied in the written Findings of Fact and Conclusions of
Law.
Shortly
after appearance in the action by all defendants the first
of a considerable number of pretrial conferences was held.
Among many preliminary matters considered at that time were the
court's suggestions that so far as possible all tribes, agencies
or organizations having or claiming direct or indirect justiciable interest
in treaty fishing rights in this judicial district be brought
into the case either as parties or as amicus curiae;
and that every issue of substantial direct or indirect significance
to the contentions of any party be raised and adjudicated
in this case. Both suggestions were acceptable to all
parties and to a great extent they have been put
into effect. Thus every interested agency and organization not
joined as a party has had an opportunity to present
its views on any of the issues in the case.FN4
For
more than three years, at the expenditure by many people
of great time, effort and expense, plaintiffs and defendants have
conducted exhaustive research in anthropology, biology, fishery management and other
fields of expertise, and also have made extreme efforts to
find and present by witnesses and exhibits as much information
as possible that pertains directly or indirectly to each issue
in the case. As a consequence of this extensive
pretrial preparation, all parties joined in stipulating to a great
many agreed facts which are stated in exhibits or included
in the Final Pretrial Order. The Joint Biological Statement,
Exhibit JX-2a, jointly proposed and admitted in evidence as agreed
facts applicable as indicated therein, was prepared by and agreed
to by highly qualified experts employed by and representing both
plaintiffs and defendants and is of exceptional importance*329
and practical value. It is believed considerable historic
and scientific information never before presented in a case involving
treaty rights is now recorded and may prove of value
in later proceedings in this case and possibly in others.
To
great advantage, all procedures recommended in the Manual for Complex
Litigation have been followed by counsel in the particulars and
to the extent found applicable and practicable by the court.
With approval of court and counsel upon its entry the
Final Pretrial Order became the final statement of all issues
to be heard and determined in this decision, and pleadings
pertaining to those issues passed out of the case, subject
only to amendment by the court to prevent manifest injustice.
Such amendments have been included in the text of
the Final Pretrial Order.
Every
attorney in the case has vigorously and effectively presented the
particular interests and contentions of each client he represents to
the maximum extent professional duty requires. On the other
hand there has been a remarkable degree of highly responsible
and most commendable cooperation on the part of all counsel
throughout trial preparation and trial which has greatly expedited discovery
and full presentation of the issues and evidence in the
case. All of the legal issues have been researched
in depth and effectively presented and argued in the pretrial
briefs, and in the final briefs submitted after the presentation
of evidence was concluded and before final argument, which also
was exceptional in professional quality. By direction of the
court all parties either individually or jointly, as they chose,
prepared and submitted proposed findings of fact and conclusions of
law referenced to the record and also drafts of a
proposed decree. Each proposed finding, conclusion and decree has
been closely examined and considered by review of the evidence
and the portions of the briefs pertaining to each item.
All fact findings and legal rulings stated herein and
the detailed Findings of Fact, Conclusions of Law and Decree
signed and entered by the court are hereby made a
part of this decision.
On
January 11, 1974, when Game filed the final version of
its proposed findings, conclusions and decree the issues tried were
finally submitted for decision.
This
court is confident the vast majority of the residents of
this state, whether of Indian heritage or otherwise, and regardless
of personal interest in fishing, are fair, reasonable and law
abiding people. They expect that kind of solution to
all adjudicated controversies, including those pertaining to treaty right fishing,
and they will accept and abide by those decisions even
if adverse to interests of their occupation or recreational activities.
More
than a century of frequent and often violent controversy between
Indians and non-Indians over treaty right fishing has resulted in
deep distrust and animosity on both sides. This has
been inflamed by provocative, sometimes illegal, conduct of extremists on
both sides and by irresponsible demonstrations instigated by non-resident opportunists.
To
this court the evidence clearly shows that, in the past,
root causes of treaty right dissension have been an almost
total lack of meaningful communication on problems of treaty right
fishing between state, commercial and sport fishing officials and non-Indian
fishermen on one side and tribal representatives and members on
the other side, and the failure of many of them
to speak to each other and act as fellow citizens
of equal standing as far as treaty right fishing is
concerned. Some commendable improvement in both respects has developed
in recent years but this court believes high priority should
be given to further improvement in communication and in the
attitude of every Indian and non-Indian who as a fisherman
or in any capacity has responsibility for treaty right fishing
practices or regulation. Hopefully that will be expedited *330
by some of the measures required by this decision.
The
ultimate objective of this decision is to determine every issue
of fact and law presented and, at long last, thereby
finally settle, either in this decision or on appeal thereof,
as many as possible of the divisive problems of treaty
right fishing which for so long have plagued all of
the citizens of this area, and still do.
I.
ESTABLISHED BASIC FACTS AND LAW
(Hereinafter
italicize emphasis added unless otherwise indicated)
The
first decision of the United States Supreme Court on Indian
treaty rights, Cherokee Nation v. Georgia, 5 Pet. 1, 30
U.S. 1, 8 L.Ed. 25, was written by Chief Justice
Marshall in 1831. Since then decisions on the same
subject matter have been rendered in that court, other federal
courts and state courts in a considerable number to the
present time.FN5
All of the decisions that appear to have direct
or indirect application to the present case have been closely
reviewed and analyzed, individually and in relation to each other.
Based thereon this court finds and holds that the
following statements are now well established in fact and law.
1.
Art. VI, cl. 2 of the United States Constitution
provides:
The
‘Constitution
. . . of the United States . . .
and all Treaties made, or which shall be made, under
the Authority of the United States, shall be the supreme
Law of the Land; and the Judges in every State
shall be bound thereby, any Thing in the Constitution or
Laws of any State to the Contrary notwithstanding.'
2.
To the great advantage of the people of the
United States, not only in property but also in saving
lives of citizens, and to expedite providing for what at
the time were immediate and imperative national needs, Congress chose
treaties rather than conquest as the means to acquire vast
Indian lands. It ordered that treaty negotiations with the
plaintiff tribes and others in the Northwest be conducted as
quickly as possible. Isaac I. Stevens, Governor of Washington
Territory, proved to be ideally suited to that purpose for
in less than one year during 1854-1855 he negotiated eleven
different treaties, each with several different tribes, at various places
distant from each other in this rugged and then primitive
area. The treaties were written in English, a language
unknown to most of the tribal representatives, and translated for
the Indians by an interpreter in the service of the
United States using Chinook Jargon, which was also unknown to
some tribal representatives. Having only about three hundred words
in its vocabulary, the Jargon was capable of conveying only
rudimentary concepts, but not the sophisticated or implied meaning of
treaty provisions about which highly learned jurists and scholars differ.FN6
In
1899 the United States Supreme Court in considering a similar
situation said:
‘In
construing any treaty between the United States and an Indian
tribe, it must always (as was pointed out by the
counsel for the appellees) be borne in mind that the
negotiations for the treaty are conducted, on the part of
the United States, an enlightened and powerful nation, by representatives
skilled in diplomacy, masters of a written language, understanding the
modes and forms of creating the various technical estates known
to their law, and assisted by an interpreter employed by
themselves; that the *331
treaty is drawn up by them and in their own
language; that the Indians, on the other hand, are a
weak and dependent people, who have no written language and
are wholly unfamiliar with all the forms of legal expression,
and whose only knowledge of the terms in which the
treaty is framed is that imparted to them by the
interpreter employed by the United States; and that the treaty
must therefore be construed, not according to the technical meaning
of its words to learned lawyers, but in the sense
in which they would naturally be understood by the Indians.
Worcester v. Georgia, 6 Pet. 515 (8 L.Ed. 483); The
Kansas Indians, 5 Wall. 737, 760 (18 L.Ed. 667); Choctaw
Nation v. United States, 119 U.S. 1, 27, 28 (7
S.Ct. 75, 30 L.Ed. 306, 314, 315) . . .. ‘The
language used in treaties with the Indians should never be
construed to their prejudice.’
. . . ‘How
the words of the treaty were understood by this unlettered
people, rather than their critical meaning, should form the rule
of construction.“FN7
In
1905 the above principles were reiterated in Winans (198 U.S.
p. 380, 25 S.Ct. p. 664):
‘And
we have said we will construe a treaty with the
Indians as ‘that
unlettered people’
understood it, and ‘as
justice and reason demand, in all cases where power is
exerted by the strong over those to whom they owe
care and protection,’
and counterpoise the inequality ‘by
the superior justice which looks only to the substance of
the right, without regard to technical rules.’
(citing Choctaw and Jones)'
3.
The United States Supreme Court in Missouri (252 U.S.
p. 434, 40 S.Ct. p. 384) stated:
‘Valid
treaties of course ‘are
as binding within the territorial limits of the States as
they are elsewhere throughout the dominion of the United States.’
Baldwin v. Franks, 120 U.S. 678, 683, 7 S.Ct.
656, 32 L.Ed. 766.'
[1]
4. Each of the basic fact and law issues
in this case must be considered and decided in accordance
with the treaty language reserving fishing rights to the plaintiff
tribes, interpreted in the spirit and manner directed in the
above quoted language of the United States Supreme Court.
Each treaty in this case contains a provision substantially identical
to that in the Medicine Creek treaty: ‘The
right of taking fish, at all usual and accustomed grounds
and stations, is further secured to said Indians, in common
with all citizens of the territory, and of erecting temporary
houses for the purpose of curing, . . .'FN8
5.
‘The
right to resort to the (usual and accustomed) fishing places
in controversy was a part of larger rights possessed by
the Indians, upon the exercise of which there was not
a shadow of impediment, and which were not much less
necessary to the existence of the Indians than the atmosphere
they breathed . . .. The treaty was not
a grant of rights to the Indians but a grant
of right from them- a reservation of those not granted.'FN9
‘And
surely it was within the competency of the Nation to
secure to the Indians such a remnant of the great
rights they possessed as ‘taking
fish at all usual and accustomed places.“FN10
[2]
6. ‘.
. . The (treaty) negotiations were with the tribe. They
reserved rights, however, to every individual Indian, as though named
therein . . .. And the right was intended
to be continuing against the United States and its grantees
as well as against the State and its grantees.'FN11
That those rights are also reserved to the descendants*332
of treaty Indians, without limitation in time, excepting as
Congress may determine, has been recognized and applied by the
United States Supreme Court from the first to the latest
decision of that court involving Indian treaty fishing rights.
[3][4]
7. An exclusive right of fishing was reserved by
the tribes within the area and boundary waters of their
reservations,FN12
wherein tribal members might make their homes if they chose
to do so. The tribes also reserved the right
to off reservation fishing ‘at
all usual and accustomed grounds and stations' and agreed that
‘all
citizens of the territory’
might fish at the same places ‘in
common with’
tribal members. The tribes and their members cannot rescind
that agreement or limit non-Indian fishing pursuant to the agreement.
However, off reservation fishing by other citizens and residents
of the state is not a right but merely a
privilege which may be granted, limited or withdrawn by the
state as the interests of the state or the exercise
of treaty fishing rights may require.
[5][6][7]
8. The tribes reserved the right to fish at
‘all
usual and accustomed grounds and stations.’
The words ‘grounds'
and ‘stations'
have substantially different meanings by dictionary definition and as deliberately
intended by the authors of the treaty. ‘Stations'
indicates fixed locations such as the site of a fish
wier or a fishing platform or some other narrowly limited
area; ‘grounds'
indicates larger areas which may contain numerous stations and other
unspecified locations which in the urgency of treaty negotiations could
not then have been determined with specific precision and cannot
now be so determined. ‘Usual
and accustomed,’
being closely synonymous words, indicate the exclusion of unfamiliar locations
and those used infrequently or at long intervals and extraordinary
occasions. Therefore, the court finds and holds that every
fishing location where members of a tribe customarily fished from
time to time at and before treaty times, however distant
from the then usual habitat of the tribe, and whether
or not other tribes then also fished in the same
waters, is a usual and accustomed ground or station at
which the treaty tribe reserved, and its members presently have,
the right to take fish.FN13
II.
SUMMARY OF FINDINGS OF FACT AND CONCLUSIONS OF LAW
This
summary of the 253 separate detailed Findings of Fact and
48 Conclusions of Law filed herewith is intended as a
recital of only the principal categories thereof, several of which
are discussed elsewhere in this opinion.
The
Findings of Fact set forth the
treaties under which each tribe, or its predecessors, negotiated with
the United States, and in which the Indians expressly reserved
the right to fish at off reservation usual and accustomed
fishing places. The pretreaty role of fishing among Northwest
Indians is outlined, emphasizing the universal importance of the fishery
resource, particularly salmon and steelhead, to Indians in the case
area as an element of diet and in *333
religious practices and trade. The Northwest Indians developed a
wide variety of fishing methods which they utilized to catch
many varieties of fish at innumerable locations throughout the areas
where they lived and traveled.
In
the mid-1850's the United States treated with the unlettered Northwest
Tribes to acquire great expanses of land. Reluctant to
be confined to small reservation bases, the Indian negotiators insisted
that their people continue to fish as they had beyond
the reservation boundaries. There is no indication that the
Indians intended or understood the language ‘in
common with all citizens of the Territory’
to limit their right to fish in any way.
For many years following the treaties the Indians continued to
fish in their customary manner and places, and although non-Indians
also fished, there was no need for any restrictions on
fishing.
For
each of the plaintiff tribes, the findings set forth information
regarding the organization and membership of the tribe, and some,
but by no means all, of their principal usual and
accustomed fishing places. Anthropological data are also presented for
several tribes, as well as information concerning present Indian culture
and economy. Several tribes are currently involved in fish
propagation programs which benefit the tribes and the state.
Fact
findings are also presented regarding reef net fishing which show
that current non-Indian reef net operations take place at or
near the same locations occupied historically by Lummi Indian fishermen.
General
fisheries conservation and management data are presented, incorporating the Joint
Biological Statement which sets forth many significant facts concerning anadromous
fish. Procedures and objectives are outlined for managing salmon
and steelhead for commercial, sport and Indian user groups including
regulatory schemes promulgated by state authorities and by Indian tribes.
The means and locations used to harvest the resource
and the quantity of the harvest are also presented.
The
policies and practices of both Fisheries and Game are also
presented. Due in part to the nature of the
species of fish regulated, Fisheries evidences better success in managing
the salmon than does Game with regard to steelhead.
Fisheries has also evidenced an attitude of cooperation with the
plaintiff tribes that has been lacking from Game, at least
prior to Puyallup-II.
[8][9][10][11]
The Conclusions of Law, after stating the basis of jurisdiction
and venue, establish the treaty status of each of the
plaintiff tribes, and therefore, the right of their members to
fish off reservation in common with the citizens of the
state. The fishing right was reserved by the Indians
and cannot be qualified by the state. The state
has police power to regulate off reservation fishing only to
the extent reasonable and necessary for conservation of the resource.
For this purpose, conservation is defined to mean perpetuation
of the fisheries species. Additionally, state regulation must not
discriminate against the Indians, and must meet appropriate due process
standards.
[12]
The Yakima Nation and the Quinault Tribe are presently qualified
to self-regulate the off reservation fishing of their tribal members.
Other tribes may similarly self-regulate member fishing if and
when they meet the qualifications and conditions set forth in
the decision.
[13]
Several current state laws and regulations which restrict the time,
place, manner and volume of off reservation fishing by treaty
tribes, and reserve game fish for sport interests, have not
been established as reasonable and necessary for conservation and the
application thereof to plaintiff tribes is unlawful. The court
will retain continuing jurisdiction of this case to grant such
further relief as the court may find appropriate.
*334
III. STATE REGULATION OF OFF RESERVATION TREATY RIGHT FISHING
[14]
There is neither mention nor slightest intimation in the treaties
themselves, in any of the treaty negotiation records or in
any other credible evidence, that the Indians who represented the
tribes in the making of the treaties, at that time
or any time afterward, understood or intended that the fishing
rights reserved by the tribes as recorded in the above
quoted language would, or ever could, authorize the ‘citizens
of the territory’
or their successors, either individually or through their territorial or
state government, to qualify, restrict or in any way interfere
with the full exercise of those rights. All of
the evidence is overwhelmingly to the contrary, particularly in the
vivid showing in the record that the treaty Indians pleaded
for and insisted upon retaining the exercise of those rights
as essential to their survival. They were given unqualified
assurance of that by Governor Stevens himself without any suggestion
that the Indians' exercise of those rights might some day,
without authorization of Congress, be subjected to regulation by non-Indian
citizens through their territorial or state government.FN14
For
several decades following negotiation and ratification of the treaties all
of the tribes extensively exercised their treaty rights by fishing
as freely in time, place and manner as they had
at treaty time, totally without regulation or any restraint whatever,
excepting only by the tribes themselves in strictly enforcing tribal
customs and practices which, during that period and for innumerable
prior generations, had so successfully assured perpetuation of all fish
species in copious volume. The first other than naturally caused
threat to volume or species came from non-Indian population growth
and non-Indian industrial development in the rapid westward advance of
civilization.FN15
In
the final pretrial order in this case issues were raised
therein by the contentions of several tribes later joined by
the remaining plaintiff tribes that: (a) the state police power
dicta followed by the United States Supreme Court are not
sound in legal logic or principle, and (b) even if
so, state regulation of the exercise of Indian off reservation
treaty fishing rights must be denied in ‘justice
and reason, looking to the substance of the rights reserved
as understood by the Indians who negotiated the treaties, without
regard to technical rules,’
as all American courts for a century or more have
been repeatedly admonished by the United States Supreme Court in
the same or similar language.FN16
In
addition to raising the above stated issues in the final
pretrial order, the tribes have submitted well researched briefs and
vigorous oral argument in support thereof. That the contentions
are not without at least color of merit in judicial
and scholarly support is shown by a decision of the
Supreme Court of Idaho,FN17
the judicial views of at least one highly respected Washington
State Supreme Court JudgeFN18
and a scholarly article in The University of Washington Law
Review written by a Law Professor of that University and
other similar articles.FN19
No
federal decision or state decision cited to this court has
directly and specifically interpreted the clause ‘in
common with all citizens of the Territory’
as, in itself, directly or impliedly justifying state police power
regulation of off reservation treaty right fishing, or *335
has specifically stated or even indicated any federal source of
or basis for such state power.
Under
these circumstances and the facts hereinabove recited, judicial integrity requires
that this court must give the tribes' above stated contentions
serious consideration and specific determination.
The
first decision of the United States Supreme Court, later cited
by the same court as authority for state regulation of
treaty right fishing, is Ward. On that subject unquestionably
the decision was obiter dictum because: (a) the Indian hunting
rights reserved in the treaty in question were limited to
specifically designated areas outside of which Race Horse hunted, for
which he was imprisoned and from which he sought enlargement
by habeas corpus; and (b) because later in the opinion
it was held the treaty hunting rights in question had
been finally terminated by Congress prior to the allegedly criminal
hunting by Race Horse.
The
only statement in Ward in either the majority or minority
opinions that could possibly justify later citation of the decision
as applicable to treaty right fishing was the single sentence
163 U.S. on page 507, 16 S.Ct. on page 1076:
‘The
power of a state to control and regulate the taking
of game cannot be questioned. Geer v. Connecticut, 161
U.S. 519, (16 S.Ct. 600, 40 L.Ed. 793.'
However,
in the next preceding paragraph of the majority opinion in
Ward two sentences before the sentence just quoted, the majority
opinion stated:
‘.
. . the sole question which the case presents is
whether the treaty made by the United States with the
Bannock Indians gave them the right to exercise the hunting
privilege, therein (the treaty) referred to within the limits of
the state of Wyoming in violation of its laws.
If it (the treaty) gave such right, the mere fact
that the state had created school districts or election districts,
and had provided for pasturage on the lands, could no
more efficaciously operate to destroy the right of the Indian
to hunt on the lands than could passage of the
(state) game law.'
This
statement, even if it too be a dictum, is far
more sound in treaty law applicable to fish and game
regulation than the first statement quoted above.
Thus
the second statement in Ward, quoted in the paragraph above
to the effect that exercise of treaty right hunting cannot
be controlled by state regulatory laws would appear to be
compelling, or at least equal, authority for denying state regulation,
not authorized by Congress, of Indian fishing off reservation as
specified in existing treaties which expressly record and recognize reservation
of that right by the Indian tribes.
In
Geer, Mr. Justice White, speaking for a 5-2 majority traced
in detail principles pertaining to the taking of ferae naturae
down through the ages from Solon of ancient Athens to
1895, but treaty rights were not involved in that case
or even mentioned in any way whatever in the exhaustive
opinion. The only issue decided in Geer was the
holding that it was not unconstitutional for Connecticut to allow,
by regulation, killing of birds within the state during a
designated open season, and to permit such birds, when so
killed, to be used, sold and bought for use within
the state, but forbid their transportation beyond the state.
Hence the statement in Geer as well as that in
Ward, on the subject of off reservation treaty right fishing,
were both purest dicta.
Ward
was not cited in Winans, wherein state power to regulate
off reservation treaty fishing was assumed without any explanation or
citation of authority. That subject was mentioned only in
the concluding clause of a sentence (198 U.S. p. 384,
25 S.Ct. p. 665):
‘.
. . nor does it (the right to take fish)
restrain the state unreasonably, if at all, in the regulation
of the right.'
*336
Geer, Ward, Patsone and Lacoste are cited in footnote #2
of Tulee (315 U.S. p. 683, 62 S.Ct. 864) as
supporting the only statement in that opinion referring to the
state power to regulate off reservation fishing:
‘Relying
upon its broad powers to conserve game and fish within
its borders, (2) however, the state asserts that its right
to regulate fishing may be exercised at places like the
scene of the alleged offense, which, although within the territory
originally ceded by the Yakimas, is outside of their reservation.'
In
Patsone the United States Supreme Court reviewed the conviction of
an alien for possession of a shotgun in violation of
a state criminal statute. One of the two defenses
presented and determined in the decision was based on provisions
of a United States treaty with Italy. The treaty
provisions and facts in Patsone are totally dissimilar to those
in the present case and nothing in the holdings or
language in the opinion directly or by implication would legally
authorize state regulation of a federally guaranteed civil right which
is expressly stated in a treaty and the exercise of
which right could not possibly endanger the personal safety of
any resident of the State.
Treaty
rights were in no way involved in Lacoste. The
only statment in that decision (263 U.S. p. 549, 44
S.Ct. 186) concerning state police power to regulate the taking
of wild animals is supported by citation of Geer, Ward,
Kennedy and other decisions having only remote applicability in either
fact or law to the present case.
The
remaining treaty right fishing decisions of the United States Supreme
Court are Puyallup-I and Puyallup-II. Thus until Puyallup-I was
decided in 1968 there was neither judicial analysis nor citation
of a non-dictum decision supporting police power state regulation of
the exercise of Indian off reservation treaty right fishing in
any Supreme Court decision because all previous Supreme Court references
to that subject were either based solely on the reiterated
dicta discussed above or assumed such authority without discussion of
its basis or indication of its source.
In
support of a statement in Puyallup-I (391 U.S. p. 399,
88 S.Ct. 1725) concerning state regulation of treaty fishing outside
of reservations the United States Supreme Court cited Winans and
Kennedy as forerunners of Tulee and quoted portions of all
three. As indicated above herein, the Tulee and Winans quotations
were dicta.
[15]
In Kennedy, a habeas corpus proceeding, Indian lands were transferred
by the Seneca Tribe to private ownership in a 1797
treaty containing a provision which permitted the Seneca Indians to
fish in waters on the lands conveyed ‘at
will, and at all seasons of the year, regardless of
the provisions of the game laws of the State of
New York.’
Shortly after that conveyance the lands were resold and
continued in private ownership to the time of Kennedy, decided
in 1915. That decision cites Geer and Ward as
the sole basis for its statement (241 U.S. p. 562,
36 S.Ct. p. 707) that ‘it
is not to be doubted that the power to preserve
fish and game within its borders is inherent in the
sovereignty of the state . . .’
Kennedy paraphrases Winans for more than Winans held and
quotes the same passing reference to regulation in Winans previously
quoted above. FN20
Most significant of all, it is stated in the
very Kennedy language quoted in Puyallup-I (391 U.S. pp. 399-400,
88 S.Ct. p. 1729) that the fishing clause in the
treaty conveyance ‘is
fully satisfied by considering it a reservation of a privilege
of fishing . . .’
subject to state regulation. If at this time anything
concerning treaty fishing rights should be beyond doubt or question
it is the basic principle that the treaty fishing of
plaintiff *337
tribes in this case is a reserved right and not
a mere privilege. The treaty fishing in Kennedy was
held to be only a privilege under the peculiar facts
of that case. Nothing faintly comparable to those facts
can be found in either Puyallup-I or the present case.
Another
statement in Puyallup-I (391 U.S. p. 398, 88 S.Ct. p.
1728) concerning police power regulation, without analysis other than as
stated therein, or citation of a non-dictum authority, is:
‘Moreover,
the right to fish at those respective (usual and accustomed)
places is not an exclusive one. Rather it is
one ‘in
common with all citizens. of the territory.’
Certainly the right of the latter may be regulated.
And we see no reason why the right of the
Indians may not also be regulated by an appropriate exercise
of the police power of the State.'
This
statement seems to say that because a state has police
power to regulate fishing privileges which the state has granted
and may limit or entirely withdraw, that is somehow a
legal reason for state regulation of federal fishing rights which
are expressly reserved in a treaty which only Congress has
authority to limit or modify. If that seeming non
sequitur be the law it certainly is deserving of more
specific legal analysis and justification than it has ever had
in any United States Supreme Court decision.
In
Puyallup-I it is also stated (391 U.S. p. 398, 88
S.Ct. p. 1728):
‘The
right to fish ‘at
all usual and accustomed’
places may, of course, not be qualified by the State,
even though all Indians born in the United States are
now citizens of the United States. (citations) But the manner
of fishing, the size of the take, the restriction of
commercial fishing, and the like may be regulated by the
State in the interest of conservation, provided the regulation meets
appropriate standards and does not discriminate against the Indians.'
That
a treaty right, guaranteed as the supreme law of the
land by the Federal Constitution, can not be ‘qualified’
(i.e. ‘in
some way limited or modified’)
FN21
by a state but the exercise of the right may
be limited or modified by state regulation, especially when these
seemingly conflicting propositions are stated in consecutive sentences, is very
difficult to comprehend. The practical effect of a difference
between having a constitutional right but only a limited right
to exercise it certainly could not have been understood and
accepted by the ‘unlettered’
Indians who negotiated the treaties and it must be little
less impossible for their somewhat more sophisticated present-day descendants to
comprehend and accept.
Mindful
that treaty fishing is a right, not a mere privilege,
the following sentence from Murdock, quoted in a footnote (p.
402, 88 S.Ct. p. 1730) of Puyallup-I, seems pertinent:
‘The
power to tax the exercise of a privilege is the
power to control or suppress its enjoyment.'
As
stated by the United States Supreme Court in Winans (198
U.S. pp. 381-382, 25 S.Ct. 662), treaty fishing rights are
personal rights held and exercised by individual tribe members. Although
the exercise of that particular civil treaty right may be
limited or modified in any particular or to any extent
by or with authority of Congress,FN22
that the exercise of such a right may be limited
in any way by the police power of a state,
without having previously received authority to do so from Congress,
seems to be diametrically opposed to relevant treaty law and
personal civil rights decisions, particularly those of recent years.
In
the Puyallup-II decision, decided less than three months ago, it
was stated (414 U.S. p. 2, 94 S.Ct. p. 332):
‘The
sole question tendered in the present cases concerns the regulations
*338
of the Department of Game concerning steel head trout.'
Other
than by recital or quotations from Puyallup-I and State Supreme
Court decisions, in Puyallup-II there was no discussion of or
ruling upon the basis of state police power to regulate
off reservation treaty right fishing unless it be derived from
the next to the last paragraph in the opinion of
Justice Douglas (pp. 5-6, 94 S.Ct. p. 333):
‘We
do not imply that these fishing rights persist down to
the very last steel head in the river. Rights
can be controlled by the need to conserve a species;
and the time may come when the life of a
steel head is so precarious in a particular stream that
all fishing should be banned until the species regains assurance
of survival. The police power of the State is adequate
to prevent the steel head from following the fate of
the passenger pigeon; and the Treaty does not give the
Indians a federal right to pursue the last living steel
head until it enters their nets.'
Whatever
the above quoted statement may have added to or taken
from the right to exercise the off reservation treaty fishing
rights of the plaintiff tribes, to the present time there
never has been either legal analysis or citation of a
non-dictum authority in any decision of the Supreme Court of
the Land in support of its decisions holding that state
police power may be employed to limit or modify the
exercise of rights guaranteed by national treaties which the federal
Constitution mandates must be considered and applied as ‘the
supreme Law of the Land.'
From
the above summary of the United States Supreme Court decisions
it is clear the following 1971 comment by the Washington
State Supreme Court FN23
is not overstated:
‘Surprisingly
little judicial attention, we note, has been given to this
rather standard treaty language (in the fishing rights clause of
Indian treaties).'
It
also appears that the United States Supreme Court has exercised
a prerogative specifically reserved by and to Congress in the
treaties. Congress has never exercised its prerogative to either
limit or abolish Indian treaty right fishing. In recent
years it declined to do the latter by three times
failing to enact proposed legislation for the termination of Indian
treaty fishing rights.FN24
It may be that the refusal or failure of
Congress to exercise a specific prerogative, by enactment of legislation,
would legally justify judicial exercise of that particular prerogative. If
so, it has never been stated or indicated in any
United States Supreme Court decision as the basis or source
of authority for the federal judicial decisions authorizing state regulation
of off reservation treaty fishing rights.
[16]
Since Congress has the power to qualify or revoke any
treaty or any provision thereof,FN25
unquestionable federal authority is available to provide federal regulation, or
to authorize state regulation, for the protection of fishery resources
against any threatened or actual harm that might arise from
off reservation treaty right fishing by tribal members limited only
by tribal regulation.FN26
In these circumstances it is unfortunate, to say the
least. that *339
state police power regulation of off reservation fishing should be
authorized or invoked on a legal basis never specifically stated
or explained. This is particularly true because state regulation of
off reservation treaty right fishing is highly obnoxious to the
Indians and in practical application adds greatly to already complicated
and difficult problems and may stimulate continuing controversy and litigation
long into the future.
Having
the judicial duty to independently research, consider and fairly appraise
the tribes' contentions concerning state regulation of off reservation treaty
right fishing, this court has intended and attempted to do
that as conscientiously and thoroughly as possible within the personal
capabilities of the author of this decision. The results of
that effort are above stated as directly and briefly as
the subject matter appeared to permit.
[17]
In the opinion of this court, judicial integrity also requires
this court to hold that the tribes' contention that the
state does not have legal authority to regulate the exercise
of their off reservation treaty right fishing must be and
hereby is denied by this court. The basis of
this ruling is the indisputable and unqualified duty of every
federal circuit or trial judge, despite academic or personal misgivings,
to enforce and apply every principle of law as it
is directly stated in a decision of the United States
Supreme Court. Recently the United States Supreme Court in
Puyallup-I and Puyallup-II directly and specifically held that Washington has
the power to regulate off reservation treaty right fishing in
the particulars and to the extent indicated in those decisions,
which holding continues in effect unless and until overruled or
modified by that court or by Congress. Accordingly, each
of the rulings on specific issues in this case stated
in Section IV of this decision has been considered and
determined on that basis.
IV.
RULINGS ON MAJOR ISSUES IN THIS CASE
[18]
1. In the detailed Findings of Fact and Conclusions
of Law on file herein this court has found and
held and hereby reaffirms that each of plaintiff tribes in
this case, including each of the tribes whose status as
such was challenged by some or all defendants, has established
its status as an Indian tribe recognized as such by
the federal government and therefore is entitled to maintain this
action for relief based on a treaty of the United
States negotiated by and for the tribe, its members at
that time and their descendants.
[19]
An appeal from a district court decision holding that the
Puyallup reservation no longer exists has not yet been determined.
However, in Menominee (1968) the United States Supreme Court held
that termination of a tribal reservation established pursuant to a
treaty did not extinguish hunting and fishing rights, reserved in
the treaty by implication, or impair the exercise of such
rights within the area of the terminated reservation. In
the opinion of this court, treaty right fishing within the
area of a former Indian reservation cannot be exclusive when
that reservation no longer exists, but such fishing must be
‘in
common with’
non-treaty right fishermen. It is so found and held
and hereby shall be applicable to any plaintiff tribe, the
reservation of which has been or hereafter may be terminated.
[20]
2. Ever since the first Indian treaties were confirmed
by the Senate, Congress has recognized that those treaties established
self-government by treaty tribes, excepting only as limited in the
treaties, judicial interpretation thereof or by Congress. This basic
principle was confirmed in the first *340
United States Supreme Court decision dealing with such a treatyFN27
and has always been expressly or impliedly reaffirmed when applicable
in every succeeding decision of that court. There was
a period during which Congress enacted legislation limiting the exercise
of tribal autonomy in various particulars. However, in the
last decade Congressional legislation has definitely been in the contrary
direction, notably in the so-called ‘Indian
Civil Rights Act.'FN28
Among other measures in that Act encouraging the exercise of
tribal autonomy are those providing for enlarged jurisdiction of tribal
courts, pursuant to which special training of tribal judges and
other court personnel has been in progress for some time
and still continues.
[21]
These measures and others make plain the intent and philosophy
of Congress to increase rather than diminish or limit the
exercise of tribal self-government.
The
right to fish for all species available in the waters
from which, for so many ages, their ancestors derived most
of their subsistence is the single most highly cherished interest
and concern of the present members of plaintiff tribes, with
rare exceptions even among tribal members who personally do not
fish or derive therefrom any substantial amount of their subsistence.
The right to fish, as reserved in the treaties
of plaintiff tribes, certainly is the treaty provision most frequently
in controversy and litigation involving all of the tribes and
numerous of their individual members for many years past.
The
philosophy of Congress referred to above and the evidence in
this case as a whole clearly indicate to this court
that the time has now arrived, and this case presents
an appropriate opportunity, to take a step toward applying congressional
philosophy to Indian treaty right fishing in a way that
will not be inconsistent with Puyallup-I and Puyallup-II and also
will provide ample security for the interest and purposes of
conservation.
[22]
In all the circumstances shown by the evidence, including those
briefly sketched above, this court hereby finds and holds that
any one of plaintiff tribes is entitled to exercise its
governmental powers by regulating the treaty right fishing of its
members without any state regulation thereof; PROVIDED, however, the tribe
has and maintains the qualifications and accepts and abides by
the conditions stated below. If, as to any plaintiff
tribe, any one of such qualifications and conditions is not
determined by the court in this decision on the evidence
in this case, establishment of the qualifications and conditions of
each other plaintiff tribe shall be determined either to the
satisfaction of both Fisheries and Game, or upon hearing by
or under direction of the court. When the qualifications
and conditions of a tribe have been fully established in
the manner indicated, that tribe shall be relieved of state
regulation except to the extent specified in the below stated
conditions. Failure of a tribe either to maintain its
required qualifications or to abide by and adhere to prescribed
conditions, when established and not promptly corrected, shall suspend self-regulation
by such tribe until such time as all required qualifications
and conditions are fully established.
To
qualify for self-regulation of off reservation treaty right fishing as
above provided, a tribe must establish to the satisfaction of
either Fisheries and Game or the court, that the tribe
has each of the following qualifications and that the tribe
will accept and abide by each of the following conditions.
QUALIFICATIONS
The
tribe shall have:
(a)
Competent and responsible leadership.
*341
(b) Well organized tribal government reasonably competent to promulgate and
apply tribal off reservation fishing regulations that, if strictly enforced,
will not adversely affect conservation.
(c)
Indian personnel trained for and competent to provide effective enforcement
of all tribal fishing regulations.
(d)
Well qualified experts in fishery science and management who are
either on the tribal staff or whose services are arranged
for and readily available to the tribe.
(e)
An officially approved tribal membership roll.
(f)
Provision for tribal membership certification, with individual identification by photograph,
in a suitable form that shall be carried on the
person of each tribal member when approaching, fishing in or
leaving either on or off reservation waters.
CONDITIONS
The
tribe shall:
(a)
Provide for full and complete tribal fishing regulations which, before
adoption, have been discussed in their proposed final form with
Fisheries and Game, and include therein any state regulation which
has been established to the satisfaction of the tribe, or
upon hearing by or under direction of this court, to
be reasonable and necessary for conservation.
(b)
Permit monitoring of off reservation Indian fishing by Fisheries and
Game to the extent reasonable and necessary for conservation.
(c)
Provide fish catch reports, as to both on and off
reservation treaty right fishing, when requested by Fisheries or Game
for the purpose of establishing escapement goals and other reasonable
and necessary conservation purposes.
[23][24][25]
All parties in this case agree that on reservation fishing
is not subject to state regulation and no issue to
the contrary is presented in this case. Indeed, any
contention to the contrary would be diametrically opposed to the
Indian self-government intent and philosophy of Congress. However, state
regulation of off reservation fishing to the extent reasonable and
necessary for conservation requires that Fisheries and Game must have
all information essential to such limited regulation. From the
evidence in this case, the court hereby finds and holds
that recording the number of fish taken in treaty right
fishing, both on and off reservation, is essential to reliable
estimates of future run sizes which are necessary for reasonably
accurate calculation of spawning escapement requirements and for the allocation
of harvestable fish as provided in
this decision.
The
lack of adequate, or any, approved identification of treaty right
fishermen long has and now does seriously interfere with their
fishing and hampers enforcement of both tribal and state regulations
reasonable and necessary for conservation. Therefore, each of plaintiff
tribes, self-regulated or not, is hereby directed to provide as
promptly as practicable both (a) certification and identification of its
tribal fishermen as specified in P (f) of the above
stated Qualifications; and also (b) fish catch returns as specified
in P (c) of the above stated conditions.
The
uncontradicted evidence shows that for a considerable time the Quinault
and Yakima tribes have adopted and effectively enforced tribal fishing
regulations which in some material respects are more restrictive than
the regulations of Fisheries and Game. To a considerable
extent those tribes have consulted and cooperated with Fisheries and
Game in matters pertaining to responsible regulation of Indian fishing.
In the Findings of Fact and Conclusions of Law
on file herein the court has found, held and hereby
confirms that the evidence in this case clearly establishes*342
that both the Quinault and Yakima Tribes for a
considerable time have had, and now have, each of the
above stated Qualifications, other than (f), and have provided or
permitted each of the above stated Conditions, other than (c).
The items excepted can and the court believes will
be promptly supplied by both tribes; and when accomplished, the
Quinault and Yakima Tribes shall be entitled to exercise their
treaty fishing rights without any state regulation thereof, except as
hereinabove provided.
The
evidence indicates several other plaintiff tribes have capacity for, and
are not far from, achievement of the same status, which
potentially is within the capability of every plaintiff tribe.
[26][27][28]
3. Although state police power permits state regulation of
the exercise of off reservation treaty fishing rights, under all
of the United States Supreme Court decisions cited or quoted
hereinabove there can be no doubt that it is not
within the province of state police power, however liberally defined,
to deny or ‘qualify’
rights which are made the supreme law of the land
by the federal constitution. Therefore, in each specific particular
in which the state undertakes to regulate the exercise of
treaty right fishing, all state officers responsible therefor must understand
that the power to do so must be interpreted narrowly
and sparingly applied, with constant recognition that any regulation will
restrict the exercise of a right guaranteed by the United
States Constitution. Every regulation of treaty right fishing must be
strictly limited to specific measures which before becoming effective have
been established by the state, either to the satisfaction of
all affected tribes or upon hearing by or under direction
of this court, to be reasonable and necessary to prevent
demonstrable harm to the actual conservation of fish.
[29]
To clearly identify state treaty right fishing regulations and to
make them more readily understood and usable by plaintiff tribes
and others interested therein such regulations shall be published either
separate and apart from other state fishing regulations or as
a separate and plainly labeled part thereof readily distinguishable from
other fishing regulations.
4.
However broadly the word may be used and applied
in the theory and practice of fisheries science and management,
‘conservation’
as used in Supreme Court decisions and herein is limited
to those measures which are reasonable and necessary to the
perpetuation of a particular run or species of fish.
In this context, as well as by dictionary definition, ‘reasonable’
means that a specifically identified conservation measure is appropriate to
its purpose; and ‘necessary’
means that such purpose in addition to being reasonable must
be essential to conservation.
[30][31]
5. The state having the burden of proof as
above indicated, no regulation applied to off reservation treaty fishing
can be valid or enforceable unless and until it has
been shown reasonable and necessary to conservation as above defined.
The arrest of, or seizure of property owned or
in permitted custody of, a treaty right fisherman under a
regulation not previously established to be reasonable and necessary for
conservation, is unlawful and may be actionable as to any
official or private person authorizing or committing such unlawful arrest
or seizure.
[32]
6. If alternative means and methods of reasonable and
necessary conservation regulation are available, the state cannot lawfully restrict
the exercise of off reservation treaty right fishing, even if
the only alternatives are restriction of fishing by non-treaty fishermen,
either commercially or otherwise, to the full extent necessary for
conservation of fish.
[33][34]
7. In Arizona the United States Supreme Court held
that irrigation water rights reserved by implication in an Indian
treaty could only be limited in amount to the total
reasonably required by the needs of the treaty tribe *343
as determined from time to time indefinitely in the future.
That holding cannot be distinguished in principle or application
from the fishing rights specifically reserved by the plaintiff tribes
and recognized by the United States in the treaties.
Since tribal on reservation treaty right fishing is exclusive, fish
taken on reservation shall not be included in any allocation
of fish between treaty and non-treaty fishermen. Therefore, the
amount or quantity of any species of fish that may
be taken off reservation by treaty right fishing during a
particular fishing period can only be limited by either:
(a)
The number of fish required for spawning escapement and any
other requirements established to be reasonable and necessary for conservation,
and
(b)
The number of harvestable fish non-treaty fishermen may take at
the tribes' ‘usual
and accustomed grounds and stations' while fishing ‘in
common with’
treaty right fishermen.
As
used above, ‘harvestable’
means the number of fish remaining to be taken by
any and all fishermen, at usual and accustomed grounds and
stations, after deducting the number of fish required for spawning
escapement and tribal needs.
[35]
Arizona was concerned with the amount of water impliedly reserved
for the use of the treaty tribe and it was
held they were entitled to the full amount required to
serve their needs. In the present case a basic
question is the amount of fish the plaintiff tribes may
take in off reservation fishing under the express reservation of
fishing rights recorded in their treaties. The evidence shows
beyond doubt that at treaty time the opportunity to take
fish for personal subsistence and religious ceremonies (FF 3,
6) was the single matter of utmost concern to all
treaty tribes and their members. The extent of taking
fish by tribal members for these purposes is now less
than in former times but for a substantial number of
tribal members at or near poverty level their need in
these particulars is little, if any, less than it was
for their ancestors. For these reasons the court finds
that the taking of fish for ceremonial and subsistence purposes
has a special treaty significance distinct from and superior to
the taking of fish for commercial purposes and therefore fish
taken to serve ceremonial and subsistence needs shall not be
counted in the share of fish that treaty right fishermen
have the opportunity to take. Such needs shall be
limited to the number of fish actually used for: (a)
Traditional tribal ceremonies; and (b) Personal subsistence consumption by tribal
members and their immediate families.
[36]
By dictionary definition and as intended and used in the
Indian treaties and in this decision ‘in
common with’
means sharing equally the opportunity to take fishFN29
at ‘usual
and accustomed grounds and stations'; therefore, non-treaty fishermen shall have
the opportunity to take up to 50% Of the harvestable
number of fish that may be taken by all fishermen
at usual and accustomed grounds and stations and treaty right
fishermen shall have the opportunity to take up to the
same percentage of harvestable fish, as stated above.
While
emphasizing the basic principle of sharing equally in the opportunity
to take fish at usual and accustomed grounds and stations,
the court recognizes that innumerable difficulties will arise in the
application of this principle to the fisheries resource. For
the present time, at least, precise mathematical equality must give
way to more practical means of determining and allocating the
harvestable resource, with the methodology of allocation to be developed
and modified in light of current data and future experience.
However, it is *344
necessary at the outset to establish the scope of the
anadromous fish resource which is subject to being ‘shared
equally.’
The amount of fish of a particular species, from
which the harvestable portions allocable to treaty right fishermen and
non-treaty right fishermen are to be determined, is not merely
the number of harvestable fish of that species which pass
through the usual and accustomed fishing places of the various
treaty tribes.
[37]
It is uncontroverted in the evidence that substantial numbers of
fish, many of which might otherwise reach the usual and
accustomed fishing places of the treaty tribes, are caught in
marine areas closely adjacent to and within the state of
Washington, primarily by non-treaty right fishermen. (Ex. F-6, 7;
PL-67(b)-(c); JX-2(a), pp. 125-135; Figs. 49-54, Tables 34-60). These
catches reduce to a significant but not specifically determinable extent
the number of fish available for harvest by treaty right
fishermen. A considerable amount of this harvest is beyond
any jurisdiction or control of the State. Some of
this harvest is subject to limited state control because the
landings are made in areas of state jurisdiction. A
considerable number of fish taken within the territorial waters of
Washington are under the regulatory authority of the International Pacific
Salmon Fisheries Commission, an international body established by treaty between
the United States and Canada. While the defendants cannot
determine or control the activities of that Commission, the Washington
Department of Fisheries does have some input into development of
the harvest program which is prescribed or permitted by that
Commission, particularly as it pertains to harvest within Washington waters.
The Commission is essentially concerned with assuring adequate spawning escapement
from runs subject to its jurisdiction and equal division of
the harvestable portion between the two countries. Its control
over times, places and manner of harvest is designed to
accomplish those results. (Ex. JX-2a, §
2.-14, pp. 103-104; and the Commission's annual report for 1971).
Consequently, while it must be recognized that these large
harvests by non-treaty fishermen cannot be regulated with any certainty
or precision by the state defendants, it is incumbent upon
such defendants to take all appropriate steps within their actual
abilities to assure as nearly as possible an equal sharing
of the opportunity for treaty and non-treaty fishermen to harvest
every species of fish to which the treaty tribes had
access at their usual and accustomed fishing places at treaty
times. Some additional adjustments in the harvesting scheme under
state jurisdiction may be necessary to approach more nearly an
equal allocation of the opportunity to harvest fish at usual
and accustomed grounds and stations.
[38]
Therefore, this court finds and holds that the amount of
fish of each species from which the harvestable portions shall
be determined for the purposes of allocation consistent with this
opinion shall be:
1.
The total number of fish within the regulatory jurisdiction
of the State of Washington which, absent harvest en route,
would be available for harvest at the treaty tribes' usual
and accustomed fishing places; plus
2.
An additional equitable adjustment, determined from time to time
as circumstances may require, to compensate treaty tribes for the
substantially disproportionate numbers of fish, many of which might otherwise
be available to treaty right fishermen for harvest, caught by
non-treaty fishermen in marine areas closely adjacent to but beyond
the territorial waters of the State, or outside the jurisdiction
of the State, although within Washington waters.
It
is suggsted in Puyallup-II that a distinction between native and
propagated steelhead should be made in computing the allocation of
fish to off reservation treaty right and to non-treaty right
fishing. This appears to present many difficulties and problems
which must be considered and determined with all deliberate speed,
by *345
agreement or by judicial decision. Discharge of that responsibility appears
to be within the jurisdiction of this court by issues
all parties have submitted to this court in the Final
Pretrial Order in this case. However, under the Puyallup-II
mandate to the State Supreme Court it appears appropriate to
this court that the state courts hear and determine the
matter referred to, at least in the first instance.
[39]
8. Certain issues in this case are specified in
the Final Pretrial Order which involve reef net fisheries.
The only parties in this case directly concerned with these
issues are the defendant Reef Net Owners and the plaintiff
Lummi Tribe, although it may be other parties and non-parties
have the same or similar interests. In the Findings of
Fact and Conclusions of Law filed herein, the court has
found and held: (a) that there is evidence which the
court finds reasonable, credible and sufficient to establish that plaintiff
Lummi Tribe has treaty fishing rights in the reef net
fishing areas involved; (b) that members of the Lummi Tribe
are entitled to and shall have, as a matter of
right, the opportunity to fish with reef nets in such
areas; (c) that while non-treaty fishermen when licensed by the
State to fish in reef net areas have the privilege
of fishing in those areas ‘in
common with’
Lummi Tribal members, they do not have the right to
do so.
The
specific number and location of stations in the reef net
areas at which Lummi Tribal members shall have the right
and opportunity to fish and what, if any, conditions shall
be applicable thereto, will be determined by or under direction
of this court upon hearing of those matters at the
earliest date reasonably convenient to counsel and the court.
9.
Sohappy is a 1969 decision by Judge Robert Belloni
of the Oregon United States District Court on Indian treaty
fishing rights involving a number of law and fact issues
identical or closely similar to those presented in this case.
Much of what was found and held in that
thoroughly researched, well reasoned and highly practicable decision is directly
applicable to issues to be determined in the present case.
The Sohappy decision was not appealed and therefore it
is controlling as to all parties to that case which
include the United States and the Yakima Tribe. The
following quotations from that decision, changed by this court only
as bracketed, are hereby adopted and held by this court
to be applicable to the issues in the present case.
302
F.Supp. at page 907: ‘.
. . Before (Washington) may regulate the taking and disposition
of fish by treaty Indians at their usual and accustomed
fishing places: '(a) It must establish preliminary to regulation that
the specific proposed regulation is both reasonable and necessary for
the conservation of the fish resource. In order to
be necessary, such regulations must be the least restrictive which
can be imposed consistent with assuring the necessary escapement of
fish for conservation purposes; the burden of establishing such facts
is on the state. ‘(b)
Its regulatory agencies must deal with the matter of the
Indians' treaty
fishing as a subject separate and distinct from that of
fishing by others. As one method of accomplishing conservation
objectives it may lawfully restrict or prohibit non-Indians fishing at
the Indians' usual and accustomed fishing places without imposing similar
restrictions on treaty Indians. '(c) It must so regulate the
taking of fish that the treaty tribes and their members
will be accorded an opportunity to take, at their usual
and accustomed fishing places, by reasonable means feasible to them,
. . . fish (to the extent herein-above specified.) At
pages 908-909: ‘.
. . state restriction on treaty referenced fishing must be
‘necessary
for the conservation of the fish.’
*346
. . . It (the Supreme Court) was not
endorsing any particular state management program which is based not
only upon that factor but also upon allocation of fish
among particular user groups or harvest areas, or classification of
fish to particular uses or modes of taking.
The
state may regulate fishing by non-Indians to achieve a wide
variety of management or ‘conservation’
objectives. Its selection of regulations to achieve these objectives
is limited only by its own organic law and the
standards of reasonableness required by the Fourteenth Amendment. But
when it is regulating the federal right of Indians to
take fish at their usual and accustomed places it does
not have the same latitude in prescribing the management objectives
and the regulatory means of achieving them. The state
may not qualify the federal right by subordinating it to
some other state objective or policy. It may use
its police power only to the extent necessary to prevent
the exercise of that right in a manner that will
imperil the continued existence of the fish resource. The
measure of the legal propriety of a regulation concerning the
time and manner of exercising this ‘federal
right’
is, therefore, ‘distinct
from the federal constitutional standard concerning the scope of the
police power of the State.’
(citations) To prove necessity, the state must show there is
a need to limit the taking of fish and that
the particular regulation sought to be imposed upon the exercise
of the treaty right is necessary to the accomplishment of
the needed limitation. This applies to regulations restricting the
type of gear which Indians may use as much as
it does to restrictions on the time at which Indians
may fish.' At page 911:
‘The
Supreme Court has said that the right to fish at
all usual and accustomed places may not be qualified by
the state. Puyallup Tribe et al. v. Department of
Game, et al., supra. (citations) I interpret this to mean
that the state cannot so manage the fishery that little
or no harvestable portion of the run remains to reach
the upper portions of the stream where the historic Indian
places are mostly located.’
At page 911: ‘There
is no reason to believe that a ruling which grants
the Indians their full treaty rights will affect the necessary
escapement of fish in the least. The only effect
will be that some of the fish now taken by
sportsmen and commercial fishermen must be shared with the treaty
Indians, as our fore-fathers promised over a hundred years ago.’
At pages 911-912: ‘In
the case of regulations affecting Indian treaty fishing rights the
protection of the treaty right to take fish at the
Indians' usual and accustomed places must be an objective of
the state's regulatory policy (at least) coequal with the conservation
of fish runs for other users. The restrictions on
the exercise of the treaty right must be expressed with
such particularity that the Indian can know in advance of
his actions precisely the extent of the restriction which the
state has (shown) to be necessary for conservation. (citations)
This
court cannot prescribe in advance all of the details of
appropriate and permissible regulation of the Indian fishery, nor do
the plaintiffs ask it to. As the Government itself
acknowledges, ‘proper
anadromous fishery management in a changing environment is not susceptible
of rigid predetermination. * * * the variables that
must be weighed in each given instance make judicial review
of state action, through retention of continuing jurisdiction, more appropriate
than overly-detailed judicial predetermination.’
The requirements of fishery regulation are such that many of
the specific restrictions, particularly *347
as to timing and length of seasons, cannot be made
until the fish are actually passing through the fishing areas
or shortly before such time. Continuing the jurisdiction of
this court in the present cases may, as a practical
matter, be the only way of assuring the parties an
opportunity for timely and effective judicial review of such restrictions
should such review become necessary.
I
also do not believe that this court should at this
time and on this record attempt to prescribe the specific
procedures which the state must follow in adopting regulations applicable
to the Indian fishery. The state must recognize that
the federal right which the Indians have is distinct from
the fishing rights of others over which the state has
a broader latitude of regulatory control and that the tribal
entities are interested parties to any regulation affecting the treaty
fishing right. They, as well as their members to
whom the regulations will be directly applicable, are entitled to
be heard on the subject and, consistent with the need
for dealing with emergency or changing situations on short notice,
to be given appropriate notice and opportunity to participate meaningfully
in the rule-making process. (and to seek prompt judicial
review of regulations assertedly invalid.)
This
does not mean that tribal consent is required for restrictions
on the exercise of the treaty rights.' At page
912: ‘.
. . the state's authority to prescribe restrictions within the
limitations imposed by the treaties and directly binding upon the
Indians is not dependent upon assent of the tribes or
of the Secretary of the Interior. But certainly agreements
with the tribes or deference to tribal preference or regulation
on specific aspects pertaining to the exercise of treaty fishing
rights are means which the state (should) adopt in the
exercise of its jurisdiction over such fishing rights. Both
the state and the tribes should be encouraged (and directed)
to pursue such a cooperative approach . . .'
Thus
far, this decision has been confined to discussion and ruling
upon major issues, mostly because of the great number of
secondary, or comparatively less important, issues of fact and law
presented in this case. However, fact findings and legal
conclusions, with comment thereon in most instances, on all of
the secondary findings are included in the Findings of Fact
and Conclusions of Law filed herein. For the most
part the secondary findings and conclusions provide amplifying and implementing
details for both major and secondary rulings of the court.
Every issue, proposed finding of fact and conclusion of
law, of whatever importance, has been individually considered and determined
in the Findings of Fact and Conclusions of Law on
file in this case, excepting only with a few reservations
that are stated and explained in each instance.
Subject
to suggested limitations by some of the parties, all parties
have urged that the court reserve continuing jurisdiction of this
case and have suggested various ways in which such jurisdiction
might be exercised. Quotations from Sohappy, above quoted and
adopted by this court, indicate some of the purposes for,
and practical importance of, continuing jurisdiction in this type of
case. From the beginning most, if not all, counsel
in this case and the court have anticipated that continuing
jurisdiction would be of great value to all parties in
promptly putting the court's rulings into effect and in providing
readily available early hearing and determination of factual and legal
questions that may arise in interpreting and applying such rulings.
Accordingly, the court does hereby reserve continuing jurisdiction of
this case without limitation at this time.
Most
if not all parties have also suggested that the court
should appoint a master with technical fisheries expertise to assist
the court in helping the parties to reach agreed solutions
of problems *348
and questions when agreement thereon cannot be reached. Questions
regarding whether or not a master should be appointed, the
suggested and perhaps other purposes for appointment of a master,
with or without technical fisheries expertise; and, if appointed what
the master's duties should be and the manner of his
selection, will be considered and determined at a hearing on
the earliest date after the entry of the judgment and
decree reasonably convenient to all counsel. At that hearing
counsel are requested to present their views as to whether
or not the court should appoint an Advisory Committee on
Treaty Right Fishing. The members of such a committee
should be knowledgeable and responsible citizens inclined to and capable
of objectively considering, determining and reporting to the court the
viewpoint of the interested public concerning Indian fishing as to:
satisfactory solution of problems; means of expediting better communication between
Indian and non-Indian officials and fishermen and keeping interested citizens
in this area more accurately informed on matters pertaining to
Indian fishing. Other topics to be considered at the
conference may be suggested by counsel.
The
remaining issues in this case reserved for separate pretrial and
trial in the future, however such issues may be determined,
do not have direct or indirect bearing upon any issue
submitted and heretofore tried by this court. Accordingly, this
decision and the Declaratory Judgment and Decree based thereon, upon
entry in this case, shall become unreservedly final and reviewable
as provided by 28 U.S.C.A. 2201; subject only to determination
of any motions that may be appropriately and timely served
and filed following entry of the Final Judgment and Decree.
Each such motion, if any, that may be filed shall
be supportedFN30
by a memorandum of authorities to which counsel for adverse
parties shall timely serve and file a responsive memorandum of
authorities, following which such motions, if any, shall be promptly
heard and determined by the court on the earliest date
reasonably convenient to counsel and the court.
FINDINGS
OF FACT AND CONCLUSIONS OF LAW
This
case came on regularly for trial on August 27, 1973,
upon the basis of a final pretrial order entered August
24, 1973, and the presentation of evidence concluded September 18,
1973. Counsel for all parties appeared and presented nearly
50 witnesses, whose testimony was reported in 4,600 pages of
trial transcript, more than 350 exhibits, pretrial briefs, final oral
argument 12/9-10/73 and post trial briefs. In addition to
consideration of the above evidence and material by the court,
more than 500 proposed findings of fact and conclusions of
law, submitted by counsel and annotated to the record, have
been checked to determine the accuracy of every citation made
by any counsel alleged to support a proposed finding or
conclusion. Many of the proposed findings and conclusions were
modified and many of the supporting citations were corrected, and
additional findings and conclusions not proposed by any party were
developed. The court has also read and examined, individually
and in relation to one another, every case cited by
any party as possible authority concerning any issue in this
case, as well as other cases not cited by the
parties.
Based
upon this exhaustive examination of the controlling law, the briefs
and oral argument of counsel and upon a preponderance of
the evidence found credible and inferences reasonably drawn therefrom, the
court now makes the following Findings of Fact and Conclusions
of Law:
TREATY
STATUS
1.
The United States has entered into treaties with each
of the following Indian tribes or bands (herein collectively*349
referred to as ‘Plaintiff
tribes' and individually by the shorter name set out after
each such tribe), or with their predecessors in interest:
(CHART
OMITTED)
*350
Each of said treaties contains a provision securing to the
Indians certain offreservation fishing rights. The following provision from
the Treaty of Medicine Creek is typical of these treaty
provisions:
‘The
right of taking fish, at all usual and accustomed grounds
and stations, is further secured to said Indians, in common
with all citizens of the Territory, and of erecting temporary
houses for the purpose of curing,* * *.'
(FPTO
§§
1, 3-1; see also references as to each Plaintiff tribe
under paragraphs as to such tribes, infra.)
PRETREATY
ROLE OF FISHING AMONG NORTHWEST INDIANS
2.
The anthropological reports and testimony of both Dr. Barbara
Lane and Dr. Carroll Riley have been thoroughly studied and
considered by the court. In so doing, the court
has noted the nature, extent and duration of field work
in the case area and academic research. During trial
constant observation was made of the attitude and demeanor of
both experts while on the stand as witnesses, and the
substance of their testimony has been carefully evaluated. Allowance
for the criticism by defendants that some of Dr. Lane's
conclusions are ‘over
formulated’
has been made in evaluating her testimony in every instance
where the criticism might be applicable. Based upon these
and other factors, the court finds that in specific facts,
the reports of Dr. Barbara Lane, Exhibits USA-20 to 30
and USA-53, have been exceptionally well researched and reported and
are established by a preponderance of the evidence. They are
found to be authoritative and reliable summaries of relevant aspects
of Indian life in the case area at and prior
to the time of the treaties, including the treaty councils,
Indian groups covered by the treaties, the purposes of the
treaties and the Indians' understanding of treaty provisions. In
these particulars, nothing in Dr. Lane's report and testimony was
controverted by any credible evidence in the case. Dr.
Lane's opinions, inferences and conclusions based upon the information stated
in detail and well documented in her reports, appeared to
the court to be well taken, sound and reasonable.
In summary, the court finds that where their testimony differs
in any significant particular, the testimony of Dr. Lane is
more credible and satisfactory than that of Dr. Riley and
is accepted as such except as otherwise specified.
3.
In pretreaty times Indian settlements were widely dispersed throughout
Western Washington. There was considerable local diversity in the
availability and importance of specific animal, plant and mineral resources
used for food and artifacts. (FPTO §
3-32) But one common cultural characteristic among all of these
Indians was the almost universal and generally paramount dependence upon
the products of an aquatic economy, especially anadromous fish, to
sustain the Indian way of life. (Ex. G-17o, pp.
286-287; Exs. USA-20 to 30 and 53; Exs. G-21 to
26) These fish were vital to the Indian diet, played
an important role in their religious life, and constituted a
major element of their trade and economy. Throughout most
of the area salmon was a staple food and steelhead
were also taken, both providing essential proteins, fats, vitamins, and
minerals in the native diet. (FPTO §§
3-32, 3-33; Ex. USA-20; Ex. PL-40, p. 577; Ex. G-4,
pp. 193-197) There was considerable fluctuation in abundance and availability
of fish from year to year. Some causes of
fluctuation were regular and predictable, as in the case of
runs of certain species and races of salmon. Other
causes were erratic, such as flooding and alteration in watercourses.
(FPTO §
3-32)
4.
The major food sources of the Northwest Indians were
the wild fish, animal and vegetative resources of the area.
It was, therefore, necessary
for the people to be on hand when the resources
were ready for harvest. These seasonal movements were reflected
in native social organization. In the winter, when weather
conditions generally made travel and fishing difficult, people *351
remained in their winter villages and lived more or less
on stored food. Fresh fish and other foods were
harvested during the winter but that season was devoted primarily
to ceremonies and manufacturing tasks. During this time people
congregated into the largest assemblages and occupied long, multifamily houses.
Throughout the rest of the year individual families dispersed
in various directions to join families from other winter villages
in fishing, clam digging, hunting, gathering roots and berries, and
agricultural pursuits. People moved about to resource areas where
they had use patterns based on kinship or marriage.
Families did not necessarily follow the same particular pattern of
seasonal movements every year. (FPTO §
3-32; Ex. USA-20; see also Exs. USA-21 to 30 and
53; Exs. G-17a-o; Exs. G-21 to 26; Exs. PL-23 and
PL-24; Ex. G-4, pp. 193-197)
5.
At the time of the treaties and prior thereto,
utilization of the rich fishery resource required an intimate knowledge
of local environments and the locally available species as well
as the development of a variety of specialized techniques for
taking fish. (FPTO §
3-32; Ex. USA-20; Ex. JX-2a, §
3.1, pp. 108-114, Figs. 44-47, 280-283; Ex. USA-31e, pp. 17-26;
Ex. PL-88a-d; Ex. L-7) The latter involved both group and
individual activity and equipment. (FPTO §
3-76) Adequate Indian food preservation techniques had been developed by
the time of the treaties and fish were able to
be stored for use throughout the year and transported over
great distances. (FPTO §
3-32; Ex. USA-20, p. 1; Ex. MLQ-1, p. 1) However,
the Indians' harvest of fish was subject to the vagaries
of nature which occasionally imperiled their food supply and caused
near starvation. The amounts of fish that could be
harvested were particularly affected by run-size fluctuations caused by natural
conditions and water conditions occurring at the time the fish
were running, e. g., flooding, which limited the effectiveness of
the Indian fishing gear. (Tr. 2006, l. 17 to
2012, l. 24; Ex. PL-40, p. 577; Ex. F-39; FPTO
§
3-32; Ex. USA-20, p. 5)
6.
The first-salmon ceremony, which with local differences in detail
was general through most of the area, was essentially a
religious rite to ensure the continued return of salmon.
The symbolic acts, attitudes of respect and reverence, and concern
for the salmon reflected a ritualistic conception of the interdependence
and relatedness of all living things which was a dominant
feature of native Indian world view. Religious attitudes and
rites insured that salmon were never wantonly wasted and that
water pollution was not permitted during the salmon season.
(FPTO §
3-33; Ex. USA-20, p. 9)
7.
At the time of the treaties, trade was carried
on among the Indian groups throughout a wide geographic area.
Fish was a basic element of the trade.
There is some evidence that the volume of this intra-tribal
trade was substantial, but it is not possible to compare
it with the volume of present day commercial trading in
salmon. Such trading was, however, important to the Indians
at the time of the treaties. (Ex. USA-20, pp.
2-10; Tr. 1778, l. 6 to 1784, l. 13) In
addition to potlatching, which is a system of exchange between
communities in a social context often typified by competitive gifting,
there was a considerable amount of outright sale and trade
beyond the local community and sometimes over great distances.
(Ex. USA-20, pp. 2-10) In the decade immediately preceding the
treaties, Indian fishing increased in order to accommodate increased demand
for local non-Indian consumption and for export, as well as
to provide money for purchase of introduced commodities and to
obtain substitute non-Indian goods for native products which were no
longer available because of the non-Indian movement into the area.
(Ex. USA-20, p. 13) Those involved in negotiating the
treaties recognized the contribution that Indian fishermen made to the
territorial economy because Indians caught most of the *352
non-Indians' fish for them, plus clams and oysters. (Ex.
PL-11; Ex. USA-20, p. 15)
8. At
the time of the treaties, non-Indian commercial fishing enterprises were
rudimentary and largely unsuccessful. In the 1840's and 50's, salmon was
packed and shipped from the Columbia River and the case
area to such distant places as New York, San Francisco,
the Hawaiian Islands, South America and China, but inadequate preservation
techniques and slow transportation facilities caused the salmon to reach
the markets in unsatisfactory condition, and it obtained a bad
reputation among dealers. (Ex. PL-50, p. 310; Ex. MLQ-1, p. 1)
There was no statistically measurable commercial fishery at the time
the treaties were negotiated. (Ex. MLQ-1, p. 15) At the time
of the treaties the commercial fisheries in the case area
posed no threat to the abundance of the fish resources. (Tr.
2006, l. 12-16; Tr. 2382, l. 10-18; Exs. PL-7 and
PL-8) The non-Indian commercial fishing industry did not fully develop
in the case area until after the invention and perfection
of the canning process. The first salmon cannery in Puget Sound
began in 1877 with a small operation at Mukilteo. Large-scale development
of the commercial fisheries did not commence in Puget Sound
until the mid-1890's. (Ex. MLQ-1, pp. 1-3) The large-scale development of
the commercial fishing industry in the last decades of the
Nineteenth Century brought about the need for regulation of fish
harvests. (Ex. JX-2a, §
2.3.1, pp. 60-62)
9.
There was a sharp decline in Indian population in
the case area in the period after extensive contact with
Europeans and Americans which occurred around 1780. It has
been estimated that Indian populations in the Puget Sound region
declined by approximately 50% Between 1780 and 1840, but pre-treaty
censuses were often incomplete and inaccurate. The Gibbs-Stevens census
of 1854 shows a total of 7,559 Indians for all
of Western Washington. A decline in population continued during the
decades following the signing of the treaties, due in large
part to diseases introduced by non-Indians. (Ex. D-1, pp.
9-12; Ex. G-4, pp. 181-184; Ex. MLQ-1, pp. 14, 16)
The non-Indian population at treaty times has been estimated at
approximately 2,000 people in Western Washington. (Tr. 2475, l.
7 to 2476, l. 8) Because of the great abundance
of fish resources and these limited populations, there was no
need to regulate the taking of fish by either Indians
or non-Indians at treaty times. (Tr. 1849, l. 18-22;
Tr. 2381, l. 25 to 2382, l. 18)
10.
The Northwest Indians developed and utilized a wide variety
of fishing methods which enabled them to take fish from
nearly every type of location at which fish were present.
They harvested fish from the high seas, inland salt
waters, rivers and lakes. They took fish at river
mouths as well as at accessible points or stretches along
the rivers all the way to the headwaters. Some
locations were more heavily utilized than others. Like all
fishermen, they shifted to those locales which seemed most productive
at any given time. (Exs. USA-20 to 30 and
53) Fishing methods varied according to the locale but generally
included trapping, dip netting, gill netting, reef netting, trolling, long-lining,
jigging, set-lining, impounding, gaffing, spearing, harpooning and raking. (FPTO
§
3-33) Control and use patterns of fishing gear varied according
to the nature of the gear. Certain types required cooperative
effort in their construction and/or handling. Weirs were classed
as cooperative property but the component fishing stations on the
weir were individually controlled. (FPTO §
3-76; Ex. USA-26, pp. 13-14)
11.
Aboriginal Indian fishing was not limited to any species.
They took whatever species were available at the particular season
and location. Many varieties, including salmon and steelhead, halibut,
cod, flounder, ling cod, rockfish, herring, smelt, eulachon, dogfish and
trout, were taken and were important to varying degrees as
food and *353
as items of trade. (FPTO §
3-33; Ex. G-4, pp. 194-195)
12.
Indian fishing practices at treaty times were largely unrestricted
in geographic scope. Generally, individual Indians had primary use
rights in the territory where they resided and permissive use
rights in the natal territory (if this was different) or
in territories where they had consanguineal kin. Subject to
such individual claims, most groups claimed autumn fishing use rights
in the waters near to their winter villages. Spring
and summer fishing areas were often more distantly located and
often were shared with other groups from other villages.
(FPTO §
3-34)
13.
Each of the Plaintiff tribes had usual and accustomed
fishing places within the case area. Although there are
extensive records and oral history from which many specific fishing
locations can be pinpointed, it would be impossible to compile
a complete inventory of any tribe's usual and accustomed grounds
and stations. (FPTO §
3-34; Ex. USA-20, p. 21; Ex USA-52, p. 4, l.
7 to p. 5, l. 29) Among the reasons for
this are the following: 1) Indian fisheries existed at all
feasible places along a given drainage system. Fishing stations
which were the site of weirs or permanent villages are
more easily documented than riffles where fish were speared; 2)
Indian fishermen shifted to those locales which seemed most productive
at any given time depending upon such factors as changes
in river flow, turbidity or water course; 3) some important
recorded fishing sites are no longer extant because of subsequent
man-made alterations in watersheds and water systems; and, 4) use
of some sites has been discontinued because appropriate Indian gear
for those sites has been outlawed or because competing uses
and users have made utilization of the sites by Indian
fishermen unfeasible. (Ex. USA-20, pp. 21-23; Ex. USA-27b, pp.
1-3) Documentation as to which Indians used specific fishing sites
is incomplete. George Gibbs noted that:
‘As
regards the fisheries, they are held in common, and no
tribe pretends to claim from another, or from individuals, seignorage
for the right of taking. In fact, such a
claim would be inconvenient to all parties, as the Indians
move about, on the sound particularly, from one to another
locality, according to the season.’
(Ex. USA-20, p. 18; Ex. USA-27b, p. 3; Ex.
G-4, p. 186)
14. Although
not all tribes fished to a considerable extent in marine
areas, the Lummi reef net sites in Northern Puget Sound,
the Makah halibut banks, Hood Canal and Commencement Bay and
other bays and estuaries are examples of some Indian usual
and accustomed fishing grounds and stations in marine waters. Marine waters
were also used as thoroughfares for travel by Indians who
trolled en route. (Ex. PL-75; Tr. 2847, l. 13 to 2850,
l. 23) Such occasional and incidental trolling was not considered
to make the marine waters traveled thereon the usual and
accustomed fishing grounds of the transiting Indians. (Tr. 2177, l.
24 to 2180, l. 4)
TREATY
BACKGROUND
15.
The United States claimed the area now embraced within
the State of Washington by discovery and settlement and by
the treaty extinguishment of conflicting claims of Spain (Treaty of
February 22, 1819, 8 Stat. 252), Russia (Convention of April
17, 1824, 8 Stat. 302), and Great Britain (Treaty of
June 15, 1846, 9 Stat. 869). By the Act
of August 14, 1848, 9 Stat. 323, the United States
established the Oregon Territory and provided that nothing contained in
said act ‘shall
be construed to impair the rights of person or property
now pertaining to the Indians in said Territory, so long
as such rights shall remain unextinguished by treaty between the
United States and such Indians * * *.’
Section 14 of that act extended to the Oregon
Territory the Northwest Ordinance of 1787, 1 Stat. 51, Note
a, which provides that ‘good
faith shall *354
always be observed toward the Indians; their lands and property
shall never be taken from them without their consent.’
By an Act of June 5, 1850, 9 Stat.
437, Congress authorized the negotiation of treaties with the Indian
tribes in the Oregon Territory (which then included the area
which now comprises the State of Washington) for extinguishing their
claims to land lying west of the Cascade Mountains.
By the Act of March 2, 1853, 10 Stat. 172,
Congress organized the Washington Territory out of part of the
Oregon Territory (including all of the present State of Washington)
and provided that nothing in said act shall affect the
authority of the United States to ‘make
any regulations respecting the Indians of said Territory, their lands,
property, or other rights, by treaty, law, or otherwise,’
which the Government could make if that act had never
been passed. All federal laws relating to the Oregon
Territory not inconsistent with the 1853 Act were expressly continued
in force in Washington Territory. Section 2 of the
Act provided for appointment of a governor who was also
to perform the duties of Superintendent of Indian Affairs in
the Territory. The Appropriation Act of March 3, 1853,
10 Stat. 226, 238, authorized the President to negotiate with
Indian tribes west of Missouri and Iowa ‘for
the purpose of securing the assent of said tribes to
the settlement of the citizens of the United States upon
the lands claimed by said Indians, and for the purpose
of extinguishing the title of said Indian tribes in whole
or in part to said lands; * * *.’ The
Appropriation Act of July 31, 1854, 10 Stat. 315, 330,
authorized the use of appropriations for making treaties in several
territories, including Washington, prior to July 1, 1855. (FPTO §
3-28)
16.
The Act of February 22, 1889, 25 Stat.
676, admitting Washington to statehood, provided as a precondition to
such statehood, that the people of the state forever disclaim
all right and title to all lands owned or held
by any Indian or Indian tribes and until the title
thereto shall have been extinguished by the United States, the
same shall be and remain subject to the disposition of
the United States and shall remain under the absolute jurisdiction
and control of Congress. Washington accepted this requirement and
incorporated it into Article XXVI of the State Constitution.
Washington was admitted into the Union as a state on
November 11, 1889. 26 Stat. Proclamations no. 8. (FPTO
§
3-29)
17.
On December 26, 1853, Isaac Stevens, the first Governor
and Superintendent of Indian Affairs of the Washington Territory, wrote
to the Commissioner of Indian Affairs suggesting the necessity of
making treaties with the Indians west of the Cascade Mountains.
He pointed out that these tribes lived on different
watercourses, bays and inlets of Puget Sound, and lands should
be set aside for their use. On August 30,
1854, the Acting Commissioner of Indian Affairs notified Governor Stevens
of his appointment to negotiate treaties with all tribes in
the Washington Territory. Governor Stevens was directed that in
making the treaties he should endeavor to unite the ‘numerous
bands and fragments of tribes into tribes, * * *’
and to furnish the Commissioner of Indian Affairs a skeleton
map of Washington Territory, showing the location of the different
tribes and bands, and the boundaries of the regions claimed
by each. In carrying out his duties as Superintendent
of Indian Affairs, Governor Stevens had previously, on March 22,
1854, appointed Colonel Michael T. Simmons as Indian Agent for
the Puget Sound District and had directed him to visit
the various tribes in his district, to make a census
of the tribes and bands, ascertaining as nearly as possible
the boundaries of the territory claimed by each, and at
the same time to organize the small bands into tribes
and appoint chiefs for each. Governor Stevens was assisted
in arranging for the treaties also by George Gibbs, a
lawyer, surveyor and ethnologist, who was one of the sources
of information relative*355 to
the identity and location of Western Washington tribes and who
wrote an extensive ethnological report in 1854-55, and by Colonel
B.F. Shaw, an interpreter. (FPTO §
3-30)
18. No
formal political structure had been created by the Indians living
in the Puget Sound area at the time of initial
contact with the United States Government. Governor Stevens, acting upon instructions
from his superiors and recommendations of his subordinates, deliberately created
political entities for purposes of delegating responsibilities and negotiating treaties. In
creating these entities Governor Stevens named many chiefs and sub-chiefs.
(Ex. USA-27a, pp. 14-29; Ex. USA-20, p. 28)
NEGOTIATION
AND EXECUTION OF THE TREATIES
19.
The principal purposes of the treaties were to extinguish
Indian claims to the land in Washington Territory and provide
for peaceful and compatible coexistence of Indians and non-Indians in
the area. The United States was concerned with forestalling
friction between Indians and settlers and between settlers and the
government. The Indians had received constant assurances from settlers
and government representatives that they would be compensated for land
which were being settled by United States' citizens. Settlers
had taken up land claims under the Donation Act even
though the Indian rights had not yet been extinguished by
treaties as required by the act creating the Oregon Territory.
(FPTO §
3-35; Ex. USA-20, p. 24) Governor Stevens and the treaty
commissioners were not authorized to grant to the Indians or
treat away on behalf of the United States any governmental
authority of the United States. (Ex. D-1, p. 29, l.
11-18; Tr. 1862, l. 6-13; Tr. 1864, l. 20 to
1865, l. 24)
20.
At the treaty negotiations, a primary concern of the
Indians whose way of life was so heavily dependent upon
harvesting anadromous fish, was that they have freedom to move
about to gather food, particularly salmon, (which both Indians and
non-Indians meant to include steelhead), at their usual and accustomed
fishing places. (Exs. PL-15, PL-16b, PL-17c; Ex. USA-20, pp.
25-26; Ex. MLQ-1, p. 14; Tr. 2172, l. 3-12; Tr.
2352, l. 14 to 2365, l. 2; Ex. PL-9, pp.
28-29) The Indians were assured by Governor Stevens and the
treaty commissioners that they would be allowed to fish, but
that the white man also would be allowed to fish.
(Ex. PL-17c, p. 1e) In 1856, it was felt
that the development of the non-Indian fisheries in the case
area would not interfere with the subsistence of the Indians.
(Exs. PL-7, PL-8)
21.
It was the intention of the United States Government,
in negotiating treaties with the Indians, to make at least
non-coastal tribes agriculturists, although not to restrict them to that,
to diversify Indian economy, to teach western skills and trades
to the Indians and to accomplish a transition of the
Indians into western culture. There was no intent, however,
to prevent the Indians from using the fisheries for economic
gain. (Ex. D-1, p. 23, l. 9-25, p. 23,
l. 33 to p. 24, l. 25; Ex. USA-20, p.
26; Tr. 1916, l. 25 to 1917, l. 9; Treaty
of Medicine Creek, art. 10, 10 Stat. 1132; Treaty of
Point Elliott, art. 14, 12 Stat. 927; Treaty of Point
No Point, art. 11, 12 Stat. 933; Treaty with the
Makahs (Treaty of Neah Bay), art. 11, 12 Stat. 939;
Treaty of the Yakimas, art. 2, art. 5, 12 Stat.
951; Exs. PL-32 and PL-47, pp. 455-456; Tr. 1827, l.
25 to 1828, l. 24; Tr. 2418, l. 4 to
2421, l. 9; Tr. 2453, l. 22 to 2454, l.
13) Upon their removal to reservations, the Indians began farming,
with greater success being experienced by the Puget Sound tribes
than by the tribes on the ocean coast. (Ex.
PL-42)
22.
There is no record of English having been spoken
at the treaty councils, but it is probable that there
were Indians at each council who would have spoken or
understood some English. (Ex. D-1, p. 24, l. 31
to p. 25, l. 6; Tr. 2161, l. 2 to
2163, l. 4; Tr. 2392, l. 2 to *356
2394, l. 3) One Snohomish Indian who understood English helped
translate the Point Elliott treaty. (Ex. PL-12; Tr. 2390, l.
24 to 2391, l. 18) Since, however, the vast majority
of Indians at the treaty councils did not speak or
understand English, the treaty provisions and the remarks of the
treaty commissioners were interpreted by Colonel Shaw to the Indians
in the Chinook jargon and then translated into native languages
by Indian interpreters. Chinook jargon, a trade medium of
limited vocabulary and simple grammar, was inadequate to express precisely
the legal effects of the treaties, although the general meaning
of treaty language could be explained. Many of those
present, however, did not understand Chinook jargon. (FPTO §
3-37; Ex. USA-20, pp. 28-29; Ex. G-29a; Ex. Y-21; Tr.
1886, l. 11 to 1887, l. 11; Tr. 2403, l.
24 to 2404, l. 6) There is no record of
the Chinook jargon phrase that was actually used in the
treaty negotiations to interpret the provision ‘The
right of taking fish, at all usual and accustomed grounds
and stations, is further secured to said Indians, in common
with all citizens of the Territory.’
(Ex. USA-20, p. 26; Tr. 2372, l. 15 to
2374, l. 7) A dictionary of the Chinook jargon, prepared
by George Gibbs, indicates that the jargon contains no words
or expressions that would describe any limiting interpretation on the
right of taking fish. (Ex. G-29a; Ex. Y-21; Tr.
2460, l. 10 to 2461, l. 1)
23.
The treaty language ‘in
common with all citizens of the Territory’
was probably introduced by George Gibbs, who was a lawyer
and advisor to Governor Stevens. (Ex. USA-20, p. 26;
Tr. 1943, l. 24 to 1944, l. 12) There is
no discussion of the phrase in the minutes of the
treaty councils, (Exs. PL-10a, PL-10b, PL-12, PL-14, PL-15, PL-16b, PL-17a,
PL-17b, PL-17c) in the instructions to Stevens (Exs. PL-1, PL-34)
or to the treaty negotiators, or in Stevens' letters of
transmittal of the treaties. (Exs. PL-11, PL-14) There appears
to be no phrase in he Chinook jargon that would
interpret the term in any exact legal sense. (Ex.
G-29a; Ex. Y-21)
24.
Although there is no evidence of the precise understanding
the Indians had of the treaty language, the treaty commissioners
probably used the terms ‘usual
and accustomed’
and ‘in
common with’
in their common parlance, and the meaning of them as
found in a contemporaneous dictionary most likely would be what
was intended by the government representatives. (Tr. 1946, l.
12-21) The 1828 and 1862 editions of Webster's American Dictionary
of the English Language define the terms as follows:
accustomed:
Being familiar by use; habituated; inured . . . usual;
often practiced.
common:
Belonging equally to more than one, or to many indefinitely
. . . belonging to the public; having no separate
owner . . . general; serving for the use of
all.
usual:
Customary; common; frequent; such as occurs in ordinary practice or
in the ordinary course of events. (Ex. PL-86)
The
Indians who negotiated the treaties probably understood the concept of
common ownership interest which could have been conveyed in Chinook
jargon. (Tr. 2024, l. 2 to 2028, l. 3; Tr.
2048, l. 14 to 2049, l. 3) The clause ‘usual
and accustomed (fishing) grounds and stations' was all-inclusive and intended
by all parties to the treaty to include reservation and
off-reservation areas. (Tr. 2851, l. 5-19) The words ‘usual
and accustomed’
were probably used in their restrictive sense, not intending to
include areas where use was occasional or incidental. (Tr.
2176, l. 1-22; Tr. 2177, l. 24 to 2178, l.
5) The restrictive sense of the term ‘usual
and accustomed’
could have been conveyed in Chinook jargon. (Tr. 1951,
l. 7 to 1952, l. 10)
25.
In an extensive report on the Indian Tribes of
the Territory of Washington, dated March 4, 1854, George Gibbs
had noted that the right of fishery was a subject
‘concerning
which difficulties *357
may arise’
and that the Indians would require liberty of motion for
the purpose of seeking fish in their proper season.
(Ex. PL-9, p. 29) Elsewhere he observed that the fisheries
‘are
held in common, and no tribe pretends to claim from
another, or from individuals, seignorage for the right of taking.’
(Ex. G-4, p. 186) This was a generalization, probably subject
to certain exceptions. (Ex. USA-20, pp. 18-19)
26.
There is nothing in the written records of the
treaty councils or other accounts of discussions with the Indians
to indicate that the Indians were told that their existing
fishing activities or tribal control over them would in any
way be restricted or impaired by the treaty. The
most that could be implied from the treaty context is
that the Indians may have been told or understood that
non-Indians would be allowed to take fish at the Indian
fishing locations along with the Indians. (Ex. PL-10a, 8th
page.)
27.
Prior to the convening of the treaty councils Governor
Stevens sent B.f. Shaw, who was later the official interpreter
of the councils, to the Indian villages to explain the
purposes of the councils and urge their attendance. Shaw
told the Indians that the government wanted them to sell
their land for a moderate sum of money and to
accept such reservations and other privileges as could be agreed
upon at the council. (Ex. USA-45, p. 28) While
there is no record of any specific privileges discussed during
these contacts, the treaty commission's prior awareness of the importance
the Indians attached to fishing makes it probable that the
continuance of the right to take fish was one that
Shaw had in mind or discussed. (Ex. PL-9, p.
29; Ex. PL-10a, 1st and 3rd pages)
28.
At the time of the treaties Indian control over
fishing practices was by customary modes of conduct rather than
by formal regulations. Controls were necessary in cooperative fishing
efforts which required coordination by someone who organized and directed
the group effort. The construction of a weir was
usually a cooperative effort, a number of men working under
the direction of a leader. The entire community usually
had access to the weir, the leader regulating the order
of use and the times at which the weir was
opened to allow upstream escapement for spawning and/or supply for
upriver fishermen. Techniques such as spearing or trolling in
salt water which involved individual effort were not regulated or
controlled by anyone else. (Ex. USA-20, pp. 19, 20)
Apart from one instance when the Makahs prohibited a non-Indian
from fishing on their reservation, there is no evidence at
the time of the treaties that either party intended to
restrict the other party's fishing because it was not contemplated
that they would interfere with each other. (Tr. 2032,
l. 14 to 2033, l. 6; Ex. PL-8; Ex. USA-20,
pp. 20-21)
POST-TREATY
INDIAN FISHING
29.
Fish continue to provide a vital component of many
Indians' diet. For others it may remain an important
food in a symbolic sense- analogous to Thanksgiving turkey.
Few habits are stronger than dietary habits and their persistence
is usually a matter of emotional preference rather than a
nutritional need. For some Indians, fishing is also economically
important. Fishing is also important for some non-Indians.
(FPTO §
3-38)
30.
Since treaty times, Indians and non-Indians have adopted new
fishing techniques and gear. Indians no longer fish from
dugouts, just as non-Indians no longer fish from wooden sailboats.
Indians no longer use bark nets and non-Indians no
longer use cotton or linen nets. (FPTO §
3-38)
31.
Subsequent to the execution of the treaties and in
reliance thereon, the members of the Plaintiff tribes have continued
to fish for subsistence, sport and commercial purposes at their
usual and accustomed places. Such fishing provided and still
provides an important part of their livelihood, subsistence and cultural
identity. (Exs. PL-44, p. 466; *358
PL-45, p. 467; PL-46, p. 39; Exs. QN-2 and QN-3;
Exs. H-1 and H-2; Ex. L-5; Exs. MS-2, MS-3, MS-6,
MS-7, MS-8, MS-9 and MS-10; Exs. Y-13 and Y-26; USA-68,
USA-69 and USA-70) The Indian cultural identification with fishing is
primarily dietary, related to the subsistence fishery, and secondarily associated
with religious ceremonies and commercial fishing. Indian commercial fishermen
share the same economic motivation as non-Indian commercial fishermen to
maximize their harvest and fishing opportunities. (Ex. F-35, p.
24, l. 12-23; Ex. F-40, p. 8, l. 2-6, p.
118, l. 17 to p. 19, l. 12; Ex. F-45,
p. 17, l. 3 to p. 18, l. 2; Tr.
740, l. 16 to 742, l. 14; Tr. 2566, l.
24 to 2567, l. 4; Tr. 2896, l. 22 to
2897, l. 7; Tr. 3031, l. 24 to 3232, l.
3) Indians allow non-Indians to fish on their reservation in
sport fisheries for which Indians serve as guides and charge
a license fee. (Tr. 2601, l. 10-22; Tr. 3475,
l. 5-13; Tr. 3511, l. 23 to 3512, l. 15)
32.
Some members of the Plaintiff tribes presently fish in
the regular commercial fisheries of this State and the Pacific
Coast. These Indians fish with the same gear as other
fishermen. When fishing in the State commercial seasons, treaty
Indians are not required to purchase a license or pay
a landing tax. (Tr. 721, l. 5-9; Tr. 2489,
l. 17-19; Tr. 2498, l. 12-15; Tr. 3865, l. 16-21;
Ex. F-45, p. 14, l. 23 to p. 15, l.
4) With the exception of the full-time Indian commercial fishermen
who fish in the all-citizen commercial fisheries of the State,
Indian fishermen frequently have other occupations, but fish for food
and to supplement their incomes. (Tr. 2600, l. 2-7;
Tr. 2602, l. 5-22; Tr. 2886, l. 3-16; Ex. F-45,
p. 15, l. 5-12)
33. Acculturation
of Western Washington Indians into western culture began prior to
treaty times and has continued to the present day. Today most
Indians wear traditional western clothing, speak English, utilize the western
economic system and western technology, share western religious traditions and
participate in the western socio-political organization. Traditional religious rites and ceremonies
are no longer widely observed by most tribes. Modern Indians share
similar goals with modern non-Indians to acquire most items of
American material culture. (Tr. 1991, l. 13 to 1992, l. 25;
Tr. 2431, l. 9-16; Tr. 2439, l. 9 to 2444,
l. 8; Tr. 2448, l. 8 to 2450, l. 4;
Tr. 2508, l. 19 to 2509, l. 4; Tr. 2893,
l. 7 to 2894, l. 15; Ex. F-35, p. 24,
l. 12-23; Ex. D-1, p. 22, l. 9-25; Tr. 2507,
l. 17 to 2508, l. 10; Tr. 2608, l. 17
to 2609, l. 4; Ex. F-30, Answer to Question 40
in each set of Interrogatories to Plaintiff tribes; Ex. F-40,
p. 11, l. 22 to p. 12, l. 13; Ex.
F-42, p. 10, l. 18-22; Ex. F-45, p. 15, l.
13 to p. 16, l. 7) Employment acculturation of Indians
has been a major cause of the drastic decline from
treaty times of the number of Indians engaged in fishing. (Tr.
1992, l. 5-10; Tr. 2599, l. 2-13; Tr. 3468, l.
16 to 3469, l. 8; Ex. F-40, p. 12, l.
14 to p. 13, l. 3) Additionally, many years of
state enforcement actions against Indians exercising their claimed treaty right
to fish have caused many members of Plaintiff tribes to
discontinue such fishing activities at several of their usual and
accustomed fishing places. (Exs. USA-20, p. 23; H-1; H-2; L-5;
MS-2; MS-3; MS-7; MS-8; MS-9; MS-10)
34.
Some of the Plaintiff tribes presently regulate their tribal
members' fishing. (Ex. JX-2b) In general, the pattern of
the Indian tribal fishing regulations is designed to achieve a
certain percentage spawning escapement from their fisheries. (Tr. 1413,
l. 12 to 1414, l. 9; Tr. 1415, l. 5
to 1416, l. 1; Tr. 1418, l. 16-19) Tribal regulations
generally restrict the harvest of fish in one or more
of the following ways: 1) limitation on the number of
fishermen; 2) separation between net sites; 3) restriction on the
length of drift nets; 4) restriction on net length to
certain channel widths; 5) restriction of mesh sizes; 6) weekly
colsed periods; 7) season dates which reflect when fish are
available. (Tr. 1411, l. 8 to
1413, l. 11)
*359
SPECIFIC TRIBES
Hoh
Tribe
35.
The Hoh Tribe is the present-day tribal entity which,
with respect to the matters that are the subject of
this litigation, is a political successor in interest to some
of the Indian tribes or bands which were parties to
the Treaty of Olympia. It is recognized by the
United States as a currently functioning Indian tribe maintaining a
tribal government on the Hoh Reservation. This tribe is
organized pursuant to section 16 of the Indian Reorganization Act
of June 18, 1934, 48 Stat. 987, 25 U.S.C. §
476. Its membership is determined in accordance with its
Constitution and Bylaws approved by the Assistant Secretary of the
Interior on February 28, 1969. Its present membership roll was
approved by a representative of the Secretary of the Interior
on December 15, 1972. The tribe presently has approximately
62 members. (FPTO §
3-11; Ex. PL-55)
36.
One of the earliest documentations of Hoh Indian fisheries
is an 1853 account by a Russian survivor of an
1808 shipwreck. He wrote of his party's travels up
the Hoh River during which they obtained salmon and fish
roe from the Indians at various points along the river.
At one location about 13 miles upstream the Indians
refused to sell them any fish, explaining that high water
had covered their fish traps. At the upper part
of the river the Russians lived well on stored winter
salmon which they found in the houses of Indians who
withdrew from their settlements when the Russians arrived. (Ex.
USA-22, pp. 5, 9-11)
37. Prior
to the treaties the Hoh Indians had devised fish taking
techniques adaptable for a variety of water and weather conditions.
They constructed artificial falls by placing hemlock logs across the
smaller streams. During periods of high water they would catch salmon
below the falls with special falls nets. They observed certain rituals
to assure continued fish runs. (FPTO §
3-82; Ex. USA-22, pp. 15-16)
38.
Linguistically, culturally and historically the Quileute and Hoh Indians
were one people who in 1855 lived along the Quillayute
and Hoh river systems. Their identification as two separate
tribes is a relatively recent artifact of government administration.
(Ex. USA-22, p. 1)
39.
In treaty times the usual and accustomed fishing places
of the Quileute and Hoh Indians included the entire Hoh
river system and the Quillayute, Dickey, Bogachiel, Calawah, Soleduck, Queets
and Quinault river systems. (FPTO §§
3-83, 3-84; Exs. USA-20, p. 32; USA-22, p. 17; Exs.
H-1, p. 1, l. 17-22; H-2, p. 1, l. 24
to p. 2, l. 5; Ex. USA-31e, pp. 185-188)
40.
There are presently fifteen Hoh fishermen, five of whom
fish full time and earn on an average $7,000 a
year from fishing and ten part-time fishermen who are otherwise
employed as loggers and who earn approximately $5,000 a year
from fishing. (Tr. 3124, l. 23 to 3125, l.
19) With the exception of two fishermen, all Hoh fishermen
fish on the reservation at permanent set net sites.
Two fishermen fish off the reservation because they do not
have permanent set net sites on the reservation. (Tr.
3121, l. 24 to 3122, l. 14; Tr. 3123, l.
20 to 3124, l. 9)
41.
The only portion of the Hoh River that is
within the Hoh Reservation is the south half of the
river extending one mile upstream from the mouth. (Tr.
3121, l. 21-23) The Department of Fisheries has promulgated off-reservation
Indian-only fishing regulations for the Hoh River. With the
exception of weekly closed periods, the regulations allow fishing down
stream of the upper mouth of Nolan Creek to the
Hoh Indian Reservation boundary from July 1 to November 30
annually. (Exs. JX-2a, Table 16, p. 158, App. II,
p. 309; JX-2b, pp. 2-3)
42.
The Hoh tribal council has adopted a fishing ordinance
designating set net sites, limiting the number and length of
nets, requiring daily removal of fish, regulating sales, and providing
*360
penalties for violations. (Ex. JX-2b, pp. 2-3; Tr. 3129, l. 7-12)
Annual regulations are not adopted and estimates of predicted run
size are not utilized in regulating the fishery. (Tr. 3136,
l. 13-20; Ex. F-30, Hoh Tribe's Answer to Interrogatory No.
15) The Hoh ordinance does not make provision for emergency
regulations. (Ex. F-30, Hoh Tribe's Answer to Interrogatory No. 11)
Lummi
Tribe
43.
The Lummi Tribe is the present day tribal entity
which, with respect to the matters that are the subject
of this litigation, is a political successor in interest to
some of the Indian tribes or bands which were parties
to the Point Elliott Treaty. This tribe is recognized
by the United States as a currently functioning Indian tribe
maintaining a tribal government on the Lummi Indian Reservation.
Its membership is determined in accordance with its Constitution and
Bylaws approved by the Assistant Commissioner of Indian Affairs on
April 2, 1948, as amended April 10, 1970. It
does not have a current federally approved membership roll but
it presently has approximately 1,500 members. (FPTO §
3-12; Ex. PL-56)
44.
The Lummi Tribe is composed primarily of descendants of
Indians who in 1855 were known as Lummi or Nook-Lummi
and who lived in the area of Bellingham Bay and
near the mouth of the river emptying into it.
The present Lummi Tribe also includes descendants of the Semiahmoo
and Samish Indians of 1855. The Lummi Indians, and
the Semiahmoo and Samish Indians who were subsumed under the
Lummi designation, were party to the Treaty of Point Elliott.
Fourteen of the signatories to that treaty were identified
as Lummi Indians. (FPTO §
3-39; Ex. USA-30, pp. 1-5)
45.
Prior to the Treaty of Point Elliott, the Lummi,
Semiahmoo and Samish Indians had been engaged in trade in
salmon, halibut and shellfish both with other Indians and with
non-Indians. (FPTO §
3-42) This trade continued after the treaty. (Ex. USA-30,
p. 6) At the time of the treaty they maintained
prosperous communities by virtue of their ownership of lucrative saltwater
fisheries. The single most valuable fish resource was undoubtedly
the sockeye, which the Lummis were able to intercept in
the Straits on the annual migration of the sockeye from
the ocean to the Fraser River. (Ex. USA-30, p.
11) Lummi Indians developed a highly efficient technique, known as
reef netting, for taking large quantities of salmon in salt
water. (Ex. USA-30, p. 11) Aboriginal Indian ‘reef
netting’
differs from present methods and techniques described by the same
term. (FPTO §
3-40) The Lummis had reef net sites on Orcas Island,
San Juan Island, Lummi Island and Fidalgo Island, and near
Point Roberts and Sandy Point. (Ex. USA-30, p. 23; Exs. USA-62,
USA-63; Tr. 1699, l. 2 to 1701, l. 21) When
nature did not provide optimum reef conditions the Indians artificially
created them. (Ex. USA-30, p. 17) Reef netting was one of
the two most important economic activities engaged in by these
Indians, the other being the sale of dog fish oil. These
Indians also took spring, silver and humpback salmon and steelhead
by gill nets and harpoons near the mouth of the
Nooksack River, and steelhead by harpoons and basketry traps on
Whatcom Creek. They trolled the waters of the San Juan Islands
for various species of salmon. (FPTO §
3-42; Ex. USA-30, pp. 6-25; Ex. G-21, pp. I-19-I-21)
46.
In addition to the reef net locations listed above,
the usual and accustomed fishing places of the Lummi Indians
at treaty times included the marine areas of Northern Puget
Sound from the Fraser River south to the present environs
of Seattle, and particularly Bellingham Bay. Freshwater fisheries included
the river drainage systems, especially the Nooksack, emptying into the
bays from Boundary Bay south to Fidalgo Bay. (Exs.
USA-20, p. 39; USA-30, pp. 23-26; Exs. PL-94a, b, c,
d, e, t, u, v, *361
w, x; Ex. G-26, pp. II-9 to II-13; Exs. USA-60,
USA-61, USA-62, USA-63, USA-64; Tr. 1665, l. 4-11, l. 23-24)
47.
Reef net locations were owned by individuals who claimed
proprietary rights by virtue of inheritance in the male line.
These locations constituted very valuable properties to their native
owners. (Ex. USA-30, pp. 6, 20, 21; Tr. 2036,
l. 10-16; Tr. 2039, l. 19 to 2041, l. 20)
Some of the Lummi signers of the treaty were owners
of reef net locations. Lummi Indians who were present
at the Point Elliott Treaty Council later asserted that the
Lummi signers had received assurances there that they would continue
to hold the rights to their fishing grounds and stations,
including their reef net locations. (Ex. USA-30, pp. 6-10;
Tr. 2054, l. 2 to 2055, l. 1)
48.
After the treaty the Lummi Indians continued to use
their reef net locations until about 1894, when fish traps
owned by non-Indians were located so as to render valueless
many of the Lummi reef net locations. Some Lummis
continued to use locations in the San Juan Islands from
the turn of the century to the early 1920's. In
approximately 1924 Lummi Indians stopped reef netting at their sites
off the west coast of Lummi Island when the cannery
to which they had been selling their fish closed.
In 1934, when fish traps were prohibited in Puget Sound
waters, Indian fishermen again |